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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Reopening The IPO Window: Insights From The IPO Summit — Silicon Valley Edition (Video)

Last week, we gathered on a rooftop in San Francisco for the Sidebar Summit – IPO Summit: Silicon Valley Edition, where technology leaders, investors, and entrepreneurs shared perspectives on the path to public markets.

United States Finance

FL

Foley & Lardner

Digital Infrastructure Takeaways From TMT Finance USA 2025

What is the latest news in digital infrastructure? Ropes & Gray lawyers gained insights into this question at TMT Finance USA in New York on October 7-8.

United States Finance

RG

Ropes & Gray LLP

CFTC Settles First Compliance-Related Charges With Swap Dealers, Futures Commission Merchants, And Intermediaries Under Acting Chairman Pham

On September 4, 2025, the Commodity Futures Trading Commission (CFTC) issued orders filing and settling compliance-related violations...

United States Finance

SJ

Steptoe LLP

NCUA's Hauptman Vows To Prohibit Regulation Through Enforcement

NCUA Chairman Kyle S. Hauptman said that through the issuance of a policy statement he is reenforcing an agency policy to prohibit officials from setting new policy through enforcement actions.

United States Finance

BS

Ballard Spahr LLP

AIFMD II And Evergreen Private Credit Fundsfor US Managers

United States Finance

FL

Foley & Lardner

Bridging The Gap: How Lenders Can Manage SBA Closings When Washington Goes Dark

United States Finance

SH

Stites & Harbison PLLC

Do Not Throw Away Your National Bank Charter Just Yet

United States Finance

MV

Moore & Van Allen

FCA Consultation Paper On Motor Finance Redress Published

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

DoJ Attorneys Say Government Shutdown Restricts Their Ability To File Response In Suit Challenging CFPB Firings

United States Finance

BS

Ballard Spahr LLP

US FDIC And OCC Issue Joint Notice Of Proposed Rulemaking To Prohibit The Use Of Reputation Risk By Regulators

United States Finance

MB

Mayer Brown

From Enforcement To Empowerment: SEC Chairman Paul Atkins Charts A New Regulatory Approach For Digital Assets

United States Finance

KM

Katten Muchin Rosenman LLP

Bank Deregulation Primer 2025

United States Finance

AM

Alvarez & Marsal

New FinCEN FAQs Clarify Certain SAR Filing Requirements

United States Finance

KG

K&L Gates LLP

FDIC, OCC Seek To Define 'Unsafe Or Unsound Practice'

United States Finance

BS

Ballard Spahr LLP

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Webinars

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Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 30 Apr 2025 | 2:00 PM

Mondaq | 2025 Law Firm Data Landscape Report

mm

Mondaq

Related Country Guides

Banking Regulation

Project Finance

Asset Finance

U.S. Tax Planning For Israeli Investment In U.S. Real Estate: A Tale Of Scylla And Charybdis

U.S. real estate remains a favored asset class for foreign investment by Israeli residents. With the Israeli shekel currently being relatively strong against the U.S. dollar, investments in the U.S.

United States Real Estate

RP

Ruchelman PLLC

Insights On The NAV Lending Market – Full Year 2023

In the middle of 2023, we conducted an informal, small-scale survey to gather insights from prominent non-bank lenders on their activity in the net asset value (NAV) lending market for the first half of 2023.

United States Finance

PR

Proskauer Rose LLP

Blockchain+ Bi-Weekly

The past two weeks were filled with legislative activity as members of Congress worked to get digital asset legislation through committees prior to Congress going on its August break.

United States Technology

PL

Polsinelli LLP

SEC Adopts Money Market Fund Reforms And Changes To Reporting Requirements For Large Liquidity Fund Advisers

United States Finance

RG

Ropes & Gray LLP

MassMutual Direct Private Investments And MassMutual Asset Finance To Transition To Barings

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Mintz Venture Watch — Volume 2: A Report On Deal Trends From Q3 And Q4 2021

United States Commercial

M

Mintz

NBAA Article Assists Members With Tax Regulations On Meals And Entertainment

United States Transport

HK

Holland & Knight

Sale Or Assignment Of US Government Receivables – FACA Considerations

United States Finance

MB

Mayer Brown

Robare V. SEC: The D.C. Circuit "May" Have Punted On Key Disclosure Question, But Takes Clear Stand On "Willful" Conduct

United States Finance

RG

Ropes & Gray LLP

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Listing Rules & Flotation

SEC Approves TXSE As National Securities Exchange

On September 30, 2025, Texas Group Inc. ("TXSE Group") announced that it has received formal approval of its Form 1 Registration Statement from the U.S. Securities and Exchange Commission...

United States Finance

JD

Jones Day

Ambush At The AGM – Notice Requirements For Listed Companies In The Digital Age

With a significant proportion of companies listed on the Hong Kong Stock Exchange incorporated in the Cayman Islands and approximately 223 Cayman-incorporated...

United States Commercial

BP

Baker & Partners

Considering A U.S. Listing? What Asian Issuers Should Know

During the first four months of 2025, at least eight companies listed on the Singapore Exchange (SGX) announced potential delisting and at least 11 SGX-listed companies...

Worldwide Commercial

LL

Loeb & Loeb LLP

London Stock Exchange Discussion Paper – Shaping The Future Of AIM

United States Commercial

BC

Bryan Cave Leighton Paisner

Nasdaq And NYSE Target Excessive Reverse Stock Splits Used To Regain Compliance With Minimum Security Price Requirements

United States Commercial

FH

Foley Hoag LLP

2024-2025 Developments Regarding NYSE And Nasdaq Listing Rules

United States Commercial

CG

Cahill Gordon & Reindel LLP

Nasdaq Listing Fee Changes

United States Finance

GP

Goodwin Procter LLP

EU Listing Act Podcasts

United States Finance

AO

A&O Shearman

Approval Of The Listing Act: Welcome Changes For Issuers Of Debt Securities

United States Finance

JD

Jones Day

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Leasing

Subleasing Your Office Space? You May Have Triggered An Impairment Of Right-of-Use Assets

Adopting Accounting Standards Codification (ASC) 842, Leases, introduces new considerations for companies with leases. One such complex consideration is accounting for the potential impairment...

United States Accounting

ML

Marcum

Judge Albright Shifts Approach To Automaker Venue After Federal Circuit Reversal

Western District of Texas District Judge Alan D. Albright frequently found himself at odds with the Federal Circuit over his handling of transfer motions just a few years ago

United States Finance

RC

RPX Corporation

Aviation Finance Comparative Guide

Aviation Finance Comparative Guide for the jurisdiction of United States, check out our comparative guides section to compare across multiple countries

United States Transport

VP

Vedder, Price P.C.

Airline Lands A Significant Blow: Frontier And Carlyle Aviation Fight It Out In The Courts Over Breach Of Contract Claims

United States Transport

SG

Smith Gambrell & Russell

The FASB's Lease Accounting Rules Leave Restaurant Investors Searching For Deferred Rent

United States Accounting

AM

Alvarez & Marsal

Are Unmatured Lease Obligations Considered Noncontingent Debt For Purposes Of Calculating Eligibility To File A Subchapter v Bankruptcy?

United States Insolvency

TC

Thompson Coburn LLP

New Fed Policy On Extend And Hold Bank Loans For Retail Properties - Welcome Back To 2008

United States Finance

KR

Kane Russell Coleman Logan

State AGs And CFPB Stop Tempoe's Rhythm

United States Finance

KD

Kelley Drye & Warren LLP

Multistate And CFPB Enforcement Actions Against Lease Finance Company Tempoe

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

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Charges, Mortgages, Indemnities

Do Not Throw Away Your National Bank Charter Just Yet

"The ability of national banks to conduct a multistate business subject to a single uniform set of federal laws, under the supervision of a single regulator...

United States Finance

MV

Moore & Van Allen

New Maryland Law Lets Divorcing Homeowners Keep Their Mortgage-Without Refinancing

For many Maryland families navigating divorce, one of the most emotionally charged and financially complex decisions is what to do with the marital home.

United States Family

JG

Joseph, Greenwald & Laake

Why Secured Transactions Are Important

Secured transactions form the backbone of a wide range of business dealings, including business loans, mortgages, and inventory financing.

United States Finance

SH

Scarinci Hollenbeck LLC

New California Law On Servicing Of Second Mortgages Causes Confusion Among Lenders And Servicers

United States Finance

SM

Sheppard Mullin Richter & Hampton

Mortgage Originators And Secondary Market Participants Take Note: The Final Rule On Automated Valuation Models Is Now Effective And Could Apply To You

United States Finance

MB

Mayer Brown

OCC Bulletins And Proposed Rules Provide Relief For Community Banks And Preview Potentially Broader Changes

United States Finance

MV

Moore & Van Allen

Government Shutdown Affecting Housing Programs, But Not Financial Regulators

United States Finance

BS

Ballard Spahr LLP

Mortgage Servicing Updates: North Carolina Enacts New Licensing Requirements And Adopts Prudential Standards

United States Finance

MB

Mayer Brown

CFPB Terminates HDMA And FCRA Consent Orders

United States Finance

SM

Sheppard Mullin Richter & Hampton

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Latest Videos

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Reopening The IPO Window: Insights From The IPO Summit — Silicon Valley Edition (Video)

FL

Foley & Lardner

Launching An MGU In Today's Market (Video)

AM

Alvarez & Marsal

New Consumer Financial Services Fintech Business Opportunities Arising From Deregulation At The CFPB During Trump 2.0 – Part 1 (Podcast)

BS

Ballard Spahr LLP

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Securities Docket Weekly Update - Feb 28 (Video)

AP

Anderson P.C.

Upcoming Events

Financial Services Litigation And Enforcement Outlook

United States Finance

HK

Holland & Knight

2025 Asset Management And Investment Funds Fall Conference—Boston

United States Finance

KG

K&L Gates LLP

Speaking Engagement

From First-Gen College Student To Silicon Valley Litigation Partner: A Conversation With Jessica Lewis

United States Finance

W

WilmerHale

ISDA Annual Legal Forum - Who Decides Now? The Future Of The Credit Derivatives Determinations Committees

United States Finance

KL

Herbert Smith Freehills Kramer LLP

2025 Asset Management And Investment Funds Fall Conference—Chicago

United States Finance

KG

K&L Gates LLP

2025 Asset Management And Investment Funds Fall Conference—New York

United States Finance

KG

K&L Gates LLP

2025 Asset Management And Investment Funds Fall Conference—Washington, DC

United States Finance

KG

K&L Gates LLP

SBIA: National Summit For Middle Market Funds

United States Finance

FH

Foley Hoag LLP

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