Worldwide: Commodities/Derivatives/Stock Exchanges

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

PIPE Transactions In Canada

This guide provides a high-level overview of private investments in Canadian public equities (PIPE), including common areas of negotiation, strategic...

Canada Commercial

OH

Osler, Hoskin & Harcourt LLP

Autorité Des Marchés Financiers Consultation On Fee Recalibration

On June 26, 2025, the Autorité des marchés financiers (AMF) published a notice of consultation regarding changes to certain fees and penalties prescribed by the Securities Act (Québec) and the Derivatives Act (Québec).

BL

Borden Ladner Gervais LLP

Consultation de l'Autorité des marchés financiers sur le recalibrage des droits

Le 26 juin 2025, l'Autorité des marchés financiers (AMF) a publié un avis de consultation concernant des modifications à certains droits et sanctions pécuniaires prescrits par la Loi sur les valeurs mobilières et la Loi sur les instruments dérivés du Québec.

BL

Borden Ladner Gervais LLP

Bill 92: New Omnibus Legislation Is Changing The Regulatory Framework Of Québec's Financial Sector

On June 8, 2025, Québec's Finance Minister tabled Bill 92, An Act to amend various provisions mainly with respect to the financial sector, in the Québec National Assembly to modernize...

F

Fasken

Autorité des marchés Financiers Proposes Changes To Fee Structure Applicable To Firms Registered Or Relying On Exemptions In Québec

TL

Torys LLP

Expanded Enforcement Powers: Is CIRO Now Exercising 'Statutory' Powers?

OH

Osler, Hoskin & Harcourt LLP

OSC Adopts New Framework To Distribute Funds From Disgorgement Orders To Harmed Investors

Canada Litigation

OH

Osler, Hoskin & Harcourt LLP

Québec Amendments Affecting Financial Sector Aim To Harmonize With Other Canadian Jurisdictions

OH

Osler, Hoskin & Harcourt LLP

A Fair Share: OSC Finalizes Framework To Return Disgorged Funds To Harmed Investors

C

Cassels

Overview And Analysis Of The CLARITY Act

ML

McMillan LLP

La CVMO met la touche finale aux règles sur la distribution de fonds récupérés aux investisseurs lésés

BC

Blake, Cassels & Graydon LLP

Synchronizing Through Registration Delegation To CIRO

BL

Borden Ladner Gervais LLP

Next Wave Of CIRO Proficiency Requirements

Canada Consumer

BL

Borden Ladner Gervais LLP

TSX Venture Exchange Updates Escrow Policy For New Listings

Canada Commercial

BJ

Bennett Jones LLP

AI And Copyright - Training AI With Copyrighted Material (Podcast)

Canada Technology

F

Fasken

Court Of Appeal Summaries (August 25 – August 29)

Canada Litigation

BM

Blaney McMurtry LLP

Landmark RCMP Seizure Of Over $56 Million In Cryptocurrency From TradeOgre

Canada Technology

WL

WeirFoulds LLP

Canada Technology

OH

Osler, Hoskin & Harcourt LLP

US Suspends De Minimis Duty-Free Treatment

Canada International

MK

Millar Kreklewetz

As The "Es" Crow Flies: TSX Venture Exchange Simplifies Listing Process With Amendments To Policy 5.4

Effective June 2, 2025, the TSX Venture Exchange (TSXV or Exchange) implemented significant amendments to Policy 5.4 (Policy), now titled "Capital Structure, Escrow and Resale Restrictions."

Canada Commercial

D

Dentons Canada LLP

A Tale Of Two Regimes: The U.S. GENIUS Act And Canada's Divergent Approach To Stablecoin Regulation

On 17 June, the U.S. Senate took a historic step for the digital asset industry by approving the Guiding and Establishing National Innovation in U.S. Stablecoins (GENIUS) Act.

Worldwide Technology

OH

Osler, Hoskin & Harcourt LLP

Derivatives Laws And Regulations Canada 2025

Ahmad Adam, Eugene Yeung and Raquel Moses contribute to the 2025 edition of the International Comparative Legal Guide to Derivatives Laws and Regulations.

MT

Miller Thomson LLP

SEC Requests Comment On Foreign Private Issuer Definition: Considerations For Canadian Issuers

On June 4, 2025, the U.S. Securities and Exchange Commission (SEC) issued a concept release seeking public comment on whether the definition of "foreign private issuer" (FPI) under U.S.

Canada Commercial

GL

Goodmans LLP

Geographical Deviation Does Not Defeat The One Year Time Bar In The Hague-Visby Rules

Canada Litigation

GR

Gardiner Roberts LLP

Impact Of New Rules On Complaint Handling On Dealers And Advisers

BL

Borden Ladner Gervais LLP

CSA Makes Prudent Decision To Increase Limits Of The Listed Issuer Financing Exemption

MT

Miller Thomson LLP

CSA Finalizes Amendments To Public Crypto Asset Fund Rules

Canada Technology

BL

Borden Ladner Gervais LLP

Codifying Crypto: Changes To National Instrument 81-102 Regarding Investments In Crypto Assets

Canada Technology

ML

McMillan LLP

Developments In Class Action Law: Highlights From Q1 2025

Canada Litigation

AB

Aird & Berlis LLP

Canadian Government Financing For Large Enterprises Impacted By US Tariffs And Canadian Countermeasures

BJ

Bennett Jones LLP

Ontario Court Of Appeal Affirms Application Of Securities Laws To Crypto Asset Trading Platforms

Canada Technology

CM

Crawley MacKewn Brush LLP

Synopsis Of New U.S. And Canadian Metals And Minerals Tariff Treatment

Worldwide International

MT

McCarthy Tétrault LLP

TSX Proposes Amendments To Listing Requirements

BJ

Bennett Jones LLP

Canadian Government Financing For Large Enterprises Impacted By US Tariffs And Canadian Countermeasures

Canada Development Investment Corp. (CDEV) has announced the launch of the Large Enterprise Tariff Loan (LETL) facility, a new government-backed loan facility to support large Canadian enterprises...

BJ

Bennett Jones LLP

Ontario Court Of Appeal Affirms Application Of Securities Laws To Crypto Asset Trading Platforms

In a recent decision, the Ontario Court of Appeal allowed a class action against one of the world's largest cryptocurrency trading platforms to continue.

Canada Technology

CM

Crawley MacKewn Brush LLP

Synopsis Of New U.S. And Canadian Metals And Minerals Tariff Treatment

Following a flurry of U.S. executive orders on tariffs and the Canada-U.S. trading relationship, there has been significant changes in the tariff treatment of minerals and metals.

Worldwide International

MT

McCarthy Tétrault LLP

TSX Proposes Amendments To Listing Requirements

The Toronto Stock Exchange (TSX) has published for comment proposed amendments to the TSX Company Manual (the Manual)

BJ

Bennett Jones LLP

As Trade Tensions Rise, Canadian Lawmakers Should Better Protect Investors In Canadian Public Companies

Worldwide Commercial

F

Fasken

New Derivatives Business Conduct Standards For Non-Canadian Firms

The Canadian Securities Administrators (the "CSA") recently enacted new regulations (the "Instrument") that impose business conduct standards (the "Standards")...

F

Fasken

New Derivative Business Conduct Standards For Canadian Portfolio Managers

The Canadian Securities Administrators (the "CSA") have enacted new regulations (the "Instrument") that impose business conduct standards (the "Standards") on a wide range of parties...

F

Fasken

Nouvelles normes de conduite commerciale en dérivés pour les gestionnaires de portefeuille canadiens

Les Autorités canadiennes en valeurs mobilières (les « ACVM ») ont adopté un nouveau règlement (le « Règlement ») qui impose des normes de conduite commerciale...

FF

Fasken (French)

A Review Of Shareholder Activism In Canada For 2024: Key Decisions And Trends To Watch For In 2025

Despite a strong start to the year, activist activity in Canada in 2024 tapered to prepandemic levels. This reversion to more historic annual totals follows...

Canada Commercial

DW

Davies Ward Phillips & Vineberg

Alert For Advisers: What Registered Advisers Need To Know About "National Instrument 93-101 – Derivatives: Business Conduct"

ML

McMillan LLP

Year-End Tax Planning For Tax-Free Savings Accounts: Top TFSA Moves You Should Make Before The End Of 2024

RS

Rotfleisch & Samulovitch P.C.

Canadian Securities Regulators Publish Temporary Exemptions For Derivatives Data Reporting Requirements

GL

Goodmans LLP

Investing In The Long Game

BL

Borden Ladner Gervais LLP

The Apple Orchard Edition

BL

Borden Ladner Gervais LLP

Not "Trusting" Average Canadians: Exceptions Added To New Trust Reporting Rules

BL

Borden Ladner Gervais LLP

Canada's First Derivatives Business Conduct Rule Coming Into Force

TL

Torys LLP

CSA Publishes FAQ On Derivatives Business Conduct Rule

BL

Borden Ladner Gervais LLP

2024 Diversity Disclosure Practices - Our Methodology

Canada Commercial

OH

Osler, Hoskin & Harcourt LLP

Derivatives Business Conduct Rule Coming Into Force This Month; CSA Publishes FAQs

GL

Goodmans LLP

Important September 28 Filing Deadline Coming Soon For Foreign Derivatives Advisers And Derivatives Dealers

MT

McCarthy Tétrault LLP

Reminder: New Derivatives Business Conduct Rule

BL

Borden Ladner Gervais LLP

Publication par les ACVM des modifications finales aux règles de déclaration des opérations sur dérivés de gré à gré

BC

Blake, Cassels & Graydon LLP

Time To Get Tough! CARR Provides Guidance For CDOR Tough Legacy Contracts

ML

McMillan LLP

CSA Propose Amendments Related To The CSE Senior Tier

WD

Wildeboer Dellelce LLP

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Latest Videos

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News And Insights From Osler's Market-Leading Financial Services Group – November 2023 (Video)

OH

Osler, Hoskin & Harcourt LLP

The HealthLease Story - Part 2: Growing On The TSX (Video Content)

GL

Goodmans LLP

The HealthLease Story - Part 3: Going Private And Mainstreet Returns (Video Content)

GL

Goodmans LLP

The HealthLease Story - Part 1: Going Public (Video Content)

GL

Goodmans LLP

Bennett Jones Spring 2015 Economic Outlook (Video Content)

BJ

Bennett Jones LLP

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