Worldwide: Finance and Banking

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

CFPB Proposes Legal Standard Applicable To Supervisory Designation Proceedings

The CFPB on Aug. 26, 2025, issued a proposed rule to adopt a legal standard applicable to supervisory designation proceedings

United States Finance

HK

Holland & Knight

CFPB Seeks Comments And Data On Revised Open Banking Rule

The CFPB published an advanced notice of proposed rulemaking (ANPR) on Aug. 22, 2025, seeking comments and data to aid in the agency's reconsideration of its Section 1033 Open Banking Rule

United States Finance

HK

Holland & Knight

SEC Charges Private Equity Adviser For Management Fee Offset Practices Inconsistent With Governing Documents

On August 15, 2025, the SEC announced settled charges against a registered investment adviser to private equity funds (the "Adviser") for breaches of fiduciary duty...

United States Finance

ST

Simpson Thacher & Bartlett

CFPB Drops Probe Of Credova Financial LLC, Saying It Was Politically Motivated 'Debanking'

Contending that the Biden Administration's investigation of Credova Financial LLC was an instance of politically motivated debanking...

United States Finance

BS

Ballard Spahr LLP

Republican Senators Ask Financial Regulators To Overhaul Matters Requiring Attention Process

United States Finance

BS

Ballard Spahr LLP

A Deep Dive Into The Fight For The CFPB's Survival (Podcast)

United States Finance

BS

Ballard Spahr LLP

Unlocking Value In The MedSpa Sector: A Financial Due Diligence Perspective

United States Finance

AC

Ankura Consulting Group LLC

Just Over Two Weeks To Complete EDGAR Next Enrollment

United States Finance

KM

Katten Muchin Rosenman LLP

How The New Executive Order On Fair Banking Redefines Financial Inclusion And Tackles The Impact Of De-Risking

United States Finance

PC

Perkins Coie LLP

CFTC's DMO Issues No-Action Letter Providing Relief From Swap Data Error Correction Notification Requirements

United States Finance

SJ

Steptoe LLP

Asset-Level Eligibility Series: Margin Stock

United States Finance

MB

Mayer Brown

CFPB Continues Trend Of Shrinking Its Own Authority By Raising Larger Participant Thresholds

United States Finance

GP

Goodwin Procter LLP

Special Qualified Small Business Stock Issues Applicable To Pooled Investment Fund Partnerships

United States Finance

HK

Holland & Knight

CFPB Publishes Advance Notice Of Proposed Rulemaking Regarding Retrenchment Of Open Banking Rule

United States Finance

SJ

Steptoe LLP

Summary - Tax Provisions In The One Big Beautiful Bill

United States Tax

HE

Hall Estill

Bridging Cultures, Avoiding Disputes: Why Construction Needs Partnering Dialogue More Than Ever

United States Litigation

J

JAMS

Are Emotional Distress Damages In FEHA Settlements Taxable?

United States Litigation

J

JAMS

Citizenship Updates: Nationwide Injunctions Affecting Birthright Citizenship Limited And New DOJ Priorities To Denaturalize U.S. Citizens

United States Immigration

Gs

Green and Spiegel

Business Tax Law Provisions Of The OBBA

United States Commercial

OK

Offit Kurman

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Related Country Guides

Banking Regulation

Project Finance

Listing Rules & Flotation

Ambush At The AGM – Notice Requirements For Listed Companies In The Digital Age

With a significant proportion of companies listed on the Hong Kong Stock Exchange incorporated in the Cayman Islands and approximately 223 Cayman-incorporated...

United States Commercial

BP

Baker & Partners

Considering A U.S. Listing? What Asian Issuers Should Know

During the first four months of 2025, at least eight companies listed on the Singapore Exchange (SGX) announced potential delisting and at least 11 SGX-listed companies...

Worldwide Commercial

LL

Loeb & Loeb LLP

London Stock Exchange Discussion Paper – Shaping The Future Of AIM

The ‘Jewel in the Crown' of London's markets, AIM has been a central feature of UK capital markets for the last 30 years providing growing companies...

United States Commercial

BC

Bryan Cave Leighton Paisner

Nasdaq And NYSE Target Excessive Reverse Stock Splits Used To Regain Compliance With Minimum Security Price Requirements

United States Commercial

FH

Foley Hoag LLP

2024-2025 Developments Regarding NYSE And Nasdaq Listing Rules

United States Commercial

CG

Cahill Gordon & Reindel LLP

Nasdaq Listing Fee Changes

United States Finance

GP

Goodwin Procter LLP

EU Listing Act Podcasts

United States Finance

AO

A&O Shearman

Approval Of The Listing Act: Welcome Changes For Issuers Of Debt Securities

United States Finance

JD

Jones Day

HKEx's Enhanced Climate Disclosure Requirements

United States Finance

SS

Seyfarth Shaw LLP

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Asset Finance

U.S. Tax Planning For Israeli Investment In U.S. Real Estate: A Tale Of Scylla And Charybdis

U.S. real estate remains a favored asset class for foreign investment by Israeli residents. With the Israeli shekel currently being relatively strong against the U.S. dollar, investments in the U.S.

United States Real Estate

RP

Ruchelman PLLC

Insights On The NAV Lending Market – Full Year 2023

In the middle of 2023, we conducted an informal, small-scale survey to gather insights from prominent non-bank lenders on their activity in the net asset value (NAV) lending market for the first half of 2023.

United States Finance

PR

Proskauer Rose LLP

Blockchain+ Bi-Weekly

The past two weeks were filled with legislative activity as members of Congress worked to get digital asset legislation through committees prior to Congress going on its August break.

United States Technology

PL

Polsinelli LLP

SEC Adopts Money Market Fund Reforms And Changes To Reporting Requirements For Large Liquidity Fund Advisers

United States Finance

RG

Ropes & Gray LLP

MassMutual Direct Private Investments And MassMutual Asset Finance To Transition To Barings

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Mintz Venture Watch — Volume 2: A Report On Deal Trends From Q3 And Q4 2021

United States Commercial

M

Mintz

NBAA Article Assists Members With Tax Regulations On Meals And Entertainment

United States Transport

HK

Holland & Knight

Sale Or Assignment Of US Government Receivables – FACA Considerations

United States Finance

MB

Mayer Brown

Robare V. SEC: The D.C. Circuit "May" Have Punted On Key Disclosure Question, But Takes Clear Stand On "Willful" Conduct

United States Finance

RG

Ropes & Gray LLP

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Project Finance/PPP & PFI

$50 Billion Rural Hospital Fund: Applications Begin In September

Applications for the new $50 billion Rural Health Transformation Fund will begin going out in early September, according to CMS Administrator Dr. Mehmet Oz.

United States Finance

JW

Jones Walker

Project Finance Laws And Regulations Why The World Needs Multi-Sourced Project Financings (And Project Finance Lawyers…) 2025

Project financing has evolved significantly since it was first used to finance maritime operations and infrastructure developments in ancient Greece and Rome.

United States Finance

ML

Milbank LLP

SNDA Agreements In Data Centre Finance: A Hybrid Approach

That capacity has been supported by rapid growth in data centres located across North America—growth which shows no signs of stopping.

United States Finance

TL

Torys LLP

COVID-19 Relief Lending Faces Scrutiny

United States Criminal

BB

Bass, Berry & Sims

Typical Transaction Documents In A (Standalone) BESS Project-financing

United States Energy

BC

Bryan Cave Leighton Paisner

Recent Developments In Disaster Recovery Financing And Renewed Efforts For Disaster Recovery Bonds

United States Finance

BS

Butler Snow LLP

California Dental Offices Settle FCA Allegations Regarding Second-Draw PPP Loans For $6.3M

United States Finance

CM

Crowell & Moring LLP

California Law Firm Settles False Claims Act Allegations Over Misuse Of PPP Loan Funds

United States Finance

AP

Anderson P.C.

U.S. Treasury Department Issues Proposed Rule To Limit Certain Outbound Investments Into Critical Technologies In China

United States Government

BB

Baker Botts LLP

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Commodities/Derivatives/Stock Exchanges

CFTC's DMO Issues No-Action Letter Providing Relief From Swap Data Error Correction Notification Requirements

On July 31, 2025, the Commodity Futures Trading Commission's (CFTC) Division of Market Oversight (DMO) issued a No-Action Letter providing relief from swap data error correction...

United States Finance

SJ

Steptoe LLP

Clarifying The CLARITY Act: What To Know About The House Crypto Market Structure Bill And Its Path To Law

For over a decade, regulators, market participants, and Congress have wrestled with the challenge of regulating crypto assets. This relatively nascent asset class, underpinned by novel technology...

United States Technology

AP

Arnold & Porter

Reading Version Of The Banking Directive Implementation And Bureaucracy Relief Act (CRD VI Implementation Act)

After a long wait, the draft bill for the Banking Directive Implementation and Bureaucracy Relief Act (Bankenrichtlinienumsetzungs- und Bürokratieentlastungsgesetz, BRUBEG) has now been made public.

United States Finance

AO

A&O Shearman

Place Your Bets: US District Courts Are Split On Whether The Commodity Exchange Act Preempts State Gaming Laws With Respect To Sports Event Contracts

United States Finance

KM

Katten Muchin Rosenman LLP

The White House Working Group On Digital Asset Markets Report: What It Means For The Derivatives Industry

United States Technology

KG

K&L Gates LLP

The Show Can Go On: Second Circuit Analyzes Copyright Grants Involving Play Adaptations Of "To Kill A Mockingbird"

United States Litigation

RP

Reavis Page Jump LLP

Charting A Path Forward – The Senate Banking Committee Offers Principles-Based Approach To Digital Asset Market Structure

United States Finance

CG

Cahill Gordon & Reindel LLP

SEC Chairman Atkins Announces "Project Crypto" – A New Era For Digital Asset Regulation In The United States

United States Technology

AO

A&O Shearman

Event Contracts: Financial Innovation Or Gambling Back Door? (Video)

United States Commercial

G

Gamma Law

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Latest Videos

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Do Arbitrators Follow The Law? A New Study Provides Data, But The Debate Continues (Podcast)

BS

Ballard Spahr LLP

Navigating The Retail Alternatives Landscape (Video)

AM

Alvarez & Marsal

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Securities Docket Weekly Update - March 29 (Video)

AP

Anderson P.C.

6 Quick Tips For An Effective Financial Check-up (Video)

KR

Kaufman Rossin

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