Worldwide: Finance and Banking

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

FDIC, OCC Issue Notice Of Proposed Rulemaking To Codify Removal Of 'Reputational Risk' From Agency Materials

The FDIC and the OCC have approved the joint publication of a Notice of Proposed Rulemaking that would codify the removal of reputational risk from their supervisory programs.

United States Finance

BS

Ballard Spahr LLP

Land Banking As A Tool For Pre-Development Financing

Residential developers face a familiar challenge: keeping the pipeline of new projects full while conserving capital for construction and operations.

United States Finance

AY

A.Y. Strauss

SEC Staff Grants No-Action Relief For Certain State-Chartered Crypto Custodians

The Staff of the SEC's Division of Investment Management will not recommend enforcement action if registered investment advisers and 1940 Act-regulated funds treat state trust companies (STCs) as "banks" for purposes of providing custody of crypto assets and cash and/or cash equivalents reasonably necessary to effect transactions in crypto assets.

United States Finance

D

Dechert

Florida Office Of Financial Regulation Seeks To Amend And Expand Scope Of De-Banking Rules

On Sept. 30, 2025, the OFR requested approval from the Florida Financial Services Commission to publish a Notice of Proposed Rule to amend Rules 69U-100.323 and 69U-100.3231...

United States Finance

GT

Greenberg Traurig, LLP

CFTC Acting Chairman Pham Outlines A Technology‑Neutral Approach To Digital Assets And Agency Modernization

United States Finance

KM

Katten Muchin Rosenman LLP

New York State Department Of Financial Services Issues Policy Statement On Notice Of Satisfaction For Agreements Settlements And Orders

United States Finance

MB

Mayer Brown

CFPB Terminates HDMA And FCRA Consent Orders

United States Finance

SM

Sheppard Mullin Richter & Hampton

McDermott Partners Peter Greene, David Nissenbaum, And Joseph Smith Featured In Preqin Service Providers In Private Markets 2025 Annual Report

United States Finance

SR

Schulte Roth & Zabel LLP

Basket Case - The Use Of Baskets In European Mid-market Leveraged Finance Transactions

Worldwide Finance

MB

Mayer Brown

Third Circuit Clarifies Scope Of CFLA And CFA Claims In Student Loan Dispute

United States Finance

RD

Riker Danzig LLP

ILFA Letter To Federal Rules Committee Highlights Benefits Of Funding

United States Finance

CG

Certum Group

Making Projects Bankable: Legal Due Diligence And MIGA Coverage In Practice

United States Finance

HH

Hughes Hubbard & Reed LLP

Regulatory Monitoring

Worldwide Finance

AO

A&O Shearman

Tricolor's Impact On Subprime Auto: Trust, But Verify

United States Finance

DL

Davis+Gilbert LLP

Control, Creativity, Closure: The Mediation Advantage

United States Litigation

J

JAMS

Artificial Intelligence 2025 - Trends And Developments

United States Technology

SJ

Steptoe LLP

Federal Court Blocks Enforcement Of Texas Proxy Advisor Disclosure Law

United States Commercial

SM

Sheppard Mullin Richter & Hampton

The Changes To The English Arbitration Regime: What Parties To International Construction Disputes Need To Know

United States Litigation

J

JAMS

[PODCAST] Utilizing Co-Mediation - Bringing Together Multiple Perspectives To Reach Effective Settlements

United States Litigation

J

JAMS

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Banking Regulation

Project Finance

Securitization & Structured Finance

Tricolor's Impact On Subprime Auto: Trust, But Verify

Subprime auto's long, smooth ride through the pandemic, recession, and changes in administrations has come to a screeching halt with the chapter 7 bankruptcy of Tricolor on September 10, 2025.

United States Finance

DL

Davis+Gilbert LLP

SEC Solicits Input On RMBS Disclosure And Registration Requirements

On September 26, 2025, the Securities and Exchange Commission (the "Commission") issued a concept release to gather public comments on potential changes to its rules for asset-backed securities ("ABS").

United States Finance

D

Dechert

SEC Seeks Input On Modernizing RMBS Disclosure Requirements And Enhancements To ABS Registration To Revitalize Public Securitization Market

The Securities and Exchange Commission (SEC) has published a concept release inviting public comment on potential reforms to disclosure requirements for residential mortgage-backed securities (RMBS) in the registered...

United States Finance

MB

Mayer Brown

No Private Cause Of Action By Non-Party To Securitization Documents: It's Not My Cross To Bear

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Current Market And Trends: European Fund Financing – A Reenergised But Choppy Market

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Asset-Level Eligibility Series: Loans Used For "Personal, Family Or Household Purposes"

United States Finance

MB

Mayer Brown

Dechert Develops REMIC Structure For Longer Investment Periods ("Pancake REMIC")

United States Finance

D

Dechert

Asset-Level Eligibility Series: Margin Stock

United States Finance

MB

Mayer Brown

Trump's Crypto White Paper Talks Tax!

United States Technology

CW

Cadwalader, Wickersham & Taft LLP

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Credit Crisis and the Emergency Economic Stabilization Act

Trend Report - Focus On Financial Services

This is the first of a series of trend reports tailored for our clients and friends to help companies stay a step ahead of legal issues that may affect their businesses.

United States Finance

ML

Morgan Lewis

Outsourcing For U.S. Financial Institutions After Dodd-Frank: Regulation, Risk And Governance

The global economic crisis has powerfully re-taught a lesson that we have understood for some time — the whole world is economically connected.

United States Finance

D

Dechert

The Top 10 SEC Enforcement Events Of 2011

2011 was an eventful year for the Division of Enforcement at the U.S. Securities and Exchange Commission ("SEC"). Our assessment of the top ten SEC Enforcement events of 2011 is discussed below.

United States Criminal

W

WilmerHale

The Use Of ABX Derivatives In Credit Crisis Litigation

United States Finance

N

NERA

IRS Authorizes Optional TEDB Volume Cap Extensions, Requests Comments On Reallocation Of Volume Cap

United States Tax

DW

Dorsey & Whitney LLP

New California Law Will Restrict Cities' Access To Bankruptcy Under Chapter 9

United States Finance

GP

Goodwin Procter LLP

Asset Protection: Worth Another Look

United States Strategy

GS

Giordani, Swanger, Ripp & Phillips, LLP

S&P Downgrade Hurts Middle Tennessee Banks

United States Finance

WL

Waller Lansden Dortch & Davis

The Line Blog: The Line Reports from The Trigild Conference: Special Servicing Perspectives

United States Finance

HA

Hunton Andrews Kurth LLP

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Fund Finance

Sales Compensation: Empowering Sales Organizations In Uncertain Times

With such a direct impact on revenue, it's easy to understand why attracting and retaining key sales talent is critical for any business with aspirational growth goals.

United States Finance

AM

Alvarez & Marsal

On Sept. 30, the Securities and Exchange Commission (SEC) issued a no-action letter granting relief to registered investment advisers (RIAs) and registered funds...

Worldwide Technology

LS

Lowenstein Sandler

Current Market And Trends: European Fund Financing – A Reenergised But Choppy Market

Bronwen Jones, Douglas Murning, George Pelling and Matt Worth of Cadwalader evaluate Europe's evolving fund finance market, highlighting NAV financing's growing role, increased lender competition, securitisation adoption...

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Asset-Level Eligibility Series: Loans Used For "Personal, Family Or Household Purposes"

United States Finance

MB

Mayer Brown

Don't Get Caught Off Guard: Essential Shutdown Preparation For Federal Projects

United States Government

HH

Holland & Hart

CRD VI: Updated Implications For US Fund Finance Lenders

United States Finance

MB

Mayer Brown

Banking Law Journal: Participations In The Fund Finance Market

United States Finance

MB

Mayer Brown

Undercapitalization In The Booming Secondaries Market: Why Buy-Side Capital Continues To Lag Behind Deal Opportunities Despite Record Fundraises

United States Finance

RG

Ropes & Gray LLP

The Importance Of Complying With Private Fund Documents For Affiliate Transactions

United States Finance

LS

Lowenstein Sandler

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Asset Finance

U.S. Tax Planning For Israeli Investment In U.S. Real Estate: A Tale Of Scylla And Charybdis

U.S. real estate remains a favored asset class for foreign investment by Israeli residents. With the Israeli shekel currently being relatively strong against the U.S. dollar, investments in the U.S.

United States Real Estate

RP

Ruchelman PLLC

Insights On The NAV Lending Market – Full Year 2023

In the middle of 2023, we conducted an informal, small-scale survey to gather insights from prominent non-bank lenders on their activity in the net asset value (NAV) lending market for the first half of 2023.

United States Finance

PR

Proskauer Rose LLP

Blockchain+ Bi-Weekly

The past two weeks were filled with legislative activity as members of Congress worked to get digital asset legislation through committees prior to Congress going on its August break.

United States Technology

PL

Polsinelli LLP

SEC Adopts Money Market Fund Reforms And Changes To Reporting Requirements For Large Liquidity Fund Advisers

United States Finance

RG

Ropes & Gray LLP

MassMutual Direct Private Investments And MassMutual Asset Finance To Transition To Barings

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Mintz Venture Watch — Volume 2: A Report On Deal Trends From Q3 And Q4 2021

United States Commercial

M

Mintz

NBAA Article Assists Members With Tax Regulations On Meals And Entertainment

United States Transport

HK

Holland & Knight

Sale Or Assignment Of US Government Receivables – FACA Considerations

United States Finance

MB

Mayer Brown

Robare V. SEC: The D.C. Circuit "May" Have Punted On Key Disclosure Question, But Takes Clear Stand On "Willful" Conduct

United States Finance

RG

Ropes & Gray LLP

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Latest Videos

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Launching An MGU In Today's Market (Video)

AM

Alvarez & Marsal

A Deep Dive Into The Fight For The CFPB's Survival (Podcast)

BS

Ballard Spahr LLP

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Securities Docket Weekly Update - March 7 (Video)

AP

Anderson P.C.

6 Quick Tips For An Effective Financial Check-up (Video)

KR

Kaufman Rossin

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