United States: Finance and Banking

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

CFPB Announces New Interpretive Rule Clarifying Scope Of FCRA Preemption

The Consumer Financial Protection Bureau (CFPB) announced an interpretive rule yesterday that clarifies the scope of the Fair Credit Reporting Act's (FCRA) preemption of state laws that touch on the area of credit reporting.

United States Finance

FL

Foley & Lardner

Loan Fund Structures Under AIFMD2: ESMA's Final Report

As detailed in our previous alert "Loan Fund Structures Under AIFMD2: ESMA's Proposals," in December 2024, the European Securities and Markets Authority (ESMA) issued a consultation...

United States Finance

GP

Goodwin Procter LLP

Anti-Fraud Redefined: Protecting Financial Services In A World Of Deception

Fraud is no longer a peripheral threat; it is an endemic and rapidly evolving challenge for financial institutions.

United States Finance

AC

Ankura Consulting Group LLC

Court Dishes Out Legal Defeat To USDA In Democratic AG SNAP Funding Fight

A group of 20 Democratic AGs and the Governor of Kentucky obtained a preliminary injunction barring the U.S. Department of Agriculture from withholding Supplemental...

United States Finance

CO

Cozen O'Connor

FinCEN Clarifies Suspicious Activity Reporting Requirements

United States Finance

W

WilmerHale

NAIC Proposes New Guidelines For Future RBC Rule Changes

United States Finance

D

Dechert

Federal Reserve Governor Waller Proposes "Skinny" Master Accounts For Payments Innovators

United States Finance

SJ

Steptoe LLP

OCC And FDIC Take Steps To Refocus Supervision And Tailor The Regulatory Framework For Community Banks

United States Finance

AP

Arnold & Porter

Nasdaq Proposes Stricter Initial And Continued Listing Standards

United States Finance

D

Dechert

FTC And Nevada AG Crack Down On Deceptive Tax Debt Relief Scams Mimicking The IRS

United States Finance

GA

Global Advertising Lawyers Alliance (GALA)

Are You Ready To Navigate The US Landscape For Active Strategies? (Podcast)

United States Finance

MB

Mayer Brown

NCUA Proposes Rule Prohibiting Use Of Reputation Risk In Supervision

United States Finance

SM

Sheppard Mullin Richter & Hampton

District Court Denies Arbitration Of Service Members' Class Action Claims Under Military Lending Act Holding That Earned Wage Access Constitutes Extension Of Consumer Credit

United States Finance

SM

Sheppard Mullin Richter & Hampton

OCC Settles With Bank Over Alleged BSA/AML Violations

United States Finance

SM

Sheppard Mullin Richter & Hampton

Tariffs, Contracts And The Negotiation Imperative: Why The Old Playbook Won't Work

United States International

J

JAMS

U.S. Immigration Updates – October 2025

Worldwide Immigration

K

Klasko

District Court Invalidates Patents For Bridge Cheating Detection Software Under § 101

United States IP

JM

Jeffer Mangels Butler & Mitchell LLP

One Size Doesn't Fit All: Customizing Dispute Resolution For Commercial Contracts

United States Litigation

J

JAMS

[PODCAST] Utilizing Co-Mediation - Bringing Together Multiple Perspectives To Reach Effective Settlements

United States Litigation

J

JAMS

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Related Country Guides

Project Finance

Banking Regulation

Capital Adequacy/BASEL

Will Crypto Capital Find A Home In The U.S.?

Two recent scholarly articles, recent administrative law decisions, and the Report of the President's Working Group on Digital Assets ("PWG Report") may provide important clues for the potential future for the regulation of bank capital in the United States related to digital assets.

United States Technology

DW

Davis Wright Tremaine

OCC Settles With Bank Over Alleged BSA/AML Violations

On October 16, the OCC announced a formal agreement with a national bank in Florida for alleged unsafe or unsound practices related to board oversight, corporate governance, strategic and capital planning, and compliance with the Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) requirements.

United States Finance

SM

Sheppard Mullin Richter & Hampton

IRS Proposes Ending Look-Through Rule For Domestic Corporation REIT Ownership

The Internal Revenue Service issued Proposed Regulations that, if finalized, will eliminate a recently introduced rule for determining whether a REIT is a domestically-controlled REIT (a DC-REIT).

United States Tax

CO

Cozen O'Connor

U.S. Pet Grooming & Boarding: Ankura Industry Spotlight (October 2025)

United States Commercial

AC

Ankura Consulting Group LLC

Basel Endgame: Divergence, Competition And The Next Strategic Moves

Worldwide Finance

BC

Bryan Cave Leighton Paisner

Federal Reserve Announces Update For One Firm's Individual Capital Requirements

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

FDIC Outlines Major Reforms

United States Finance

BS

Butler Snow LLP

Arnold & Porter Discusses The CLARITY Act

United States Finance

AP

Arnold & Porter

Investment-Related Highlights

United States Insurance

MB

Mayer Brown

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Debt Capital Markets

Global Leveraged Finance Market Update

The "Liberation Day" announcement on April 2nd brought a halt to the lively opportunistic transactions that held ground throughout 2024 and beginning of 2025.

United States Commercial

WG

Weil, Gotshal & Manges LLP

Navigating The Art Of The Exit: Readiness Lessons From Our Event At Nasdaq

For private companies interested in an IPO or another suitable path to realizing value, Riveron recently hosted an event at Nasdaq in Times Square...

United States Commercial

R

Riveron

FTC And Nevada AG Crack Down On Deceptive Tax Debt Relief Scams Mimicking The IRS

Last week, the Federal Trade Commission (FTC) and the Nevada Attorney General's Office jointly filed suit against a group of tax debt relief companies operating...

United States Finance

GA

Global Advertising Lawyers Alliance (GALA)

Pryor Cashman Represents Cirrus Real Estate Partners In $187M Loan Acquisition

United States Real Estate

PC

Pryor Cashman LLP

Credit Checks In Hiring: Key Issues For Financial Services Employers After Medical Debt Reporting Restrictions

United States Finance

JL

Jackson Lewis P.C.

Basel Endgame: Divergence, Competition And The Next Strategic Moves

Worldwide Finance

BC

Bryan Cave Leighton Paisner

Regulation A+ Offerings: Mechanics, Market Data, And Capital Raising Best Practices For Startups And Emerging Companies

United States Commercial

B

Bevilacqua

Why Secured Transactions Are Important

United States Finance

SH

Scarinci Hollenbeck LLC

New California Law On Servicing Of Second Mortgages Causes Confusion Among Lenders And Servicers

United States Finance

SM

Sheppard Mullin Richter & Hampton

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Charges, Mortgages, Indemnities

Pryor Cashman Represents Cirrus Real Estate Partners In $187M Loan Acquisition

Pryor Cashman represented Cirrus Real Estate Partners in connection with the acquisition, from a major overseas lender, of a $187,000,000 mortgage loan secured...

United States Real Estate

PC

Pryor Cashman LLP

Bipartisan AG Coalition Secures Shiny Win In Precious Metals Fraud Case

The U.S. District Court of the Central District of California has entered a final judgment in a case brought by a bipartisan coalition of state AGs and the U.S. Commodity Futures Trading Commission...

United States Finance

CO

Cozen O'Connor

Licensing Link October 2025

Licensing Link is a periodic publication that will keep you informed on hot topics and new developments in state licensing laws, and provide practice tips and primers on important issues related to state licensing...

United States Finance

MB

Mayer Brown

Double Trouble In Tricolor: Risks In Collateral Misrepresentation

United States Finance

DL

Davis+Gilbert LLP

Continuing Update On Retroactive Application Of New York's Foreclosure Abuse Prevention Act

United States Finance

HK

Holland & Knight

Mortgage Banking Update - October 16, 2025

United States Finance

BS

Ballard Spahr LLP

Four States Settle With Mortgage Company For Alleged Unlicensed Activity

United States Commercial

SM

Sheppard Mullin Richter & Hampton

The Q4 Gauntlet: Navigating Data Blackouts, Tariff Showdowns, And The November Trade Deadline (Ankura Monthly Economic Report)

United States Strategy

AC

Ankura Consulting Group LLC

Do Not Throw Away Your National Bank Charter Just Yet

United States Finance

MV

Moore & Van Allen

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Financial Services

CFPB Announces New Interpretive Rule Clarifying Scope Of FCRA Preemption

The Consumer Financial Protection Bureau (CFPB) announced an interpretive rule yesterday that clarifies the scope of the Fair Credit Reporting Act's (FCRA) preemption of state laws that touch on the area of credit reporting.

United States Finance

FL

Foley & Lardner

Loan Fund Structures Under AIFMD2: ESMA's Final Report

As detailed in our previous alert "Loan Fund Structures Under AIFMD2: ESMA's Proposals," in December 2024, the European Securities and Markets Authority (ESMA) issued a consultation...

United States Finance

GP

Goodwin Procter LLP

The Playbook: Conversations With Craig Budner: Alok Sama, Best-Selling Author And Former Senior Finance Executive (Podcast)

Alok Sama is an accomplished investor, advisor, and best-selling author with more than 40 years of global experience in the financial industry.

United States Commercial

KG

K&L Gates LLP

Anti-Fraud Redefined: Protecting Financial Services In A World Of Deception

United States Finance

AC

Ankura Consulting Group LLC

Court Dishes Out Legal Defeat To USDA In Democratic AG SNAP Funding Fight

United States Finance

CO

Cozen O'Connor

The GENIUS Act: A New Era For Digital Assets

United States Technology

AC

Ankura Consulting Group LLC

United States Commercial

WG

Weil, Gotshal & Manges LLP

Purchase Price Adjustments Gone Wrong

United States Commercial

WG

Weil, Gotshal & Manges LLP

Global Leveraged Finance Market Update

United States Commercial

WG

Weil, Gotshal & Manges LLP

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Latest Videos

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Reopening The IPO Window: Insights From The IPO Summit — Silicon Valley Edition (Video)

FL

Foley & Lardner

Launching An MGU In Today's Market (Video)

AM

Alvarez & Marsal

A Deep Dive Into The Fight For The CFPB's Survival (Podcast)

BS

Ballard Spahr LLP

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Securities Docket Weekly Update - March 7 (Video)

AP

Anderson P.C.

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