United States: Wealth & Asset Management

The SEC's Division of Investment Management will host the roundtable from 1 p.m. to 3 p.m. ET on Wednesday, March 4. Brian Daly, the Division's Director, stated that, "[w]ith retail exposure to alternative investments becoming more common, we want to help everyday investors understand the different valuation approaches used in these products."

The Great Wealth Transfer: Strategies for Succession, Legacy and Wealth Generation

For years, broker-dealers have operated under a regulatory regime that has sharply constrained their ability to discuss future performance.