United States: Wealth & Asset Management

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Wealth management law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as offshore banking, offshore company formation, offshore financial centres, wealth and asset management.

The Performance Playbook: Rapidly Scaling Revenue Through Digital (Podcast)

Matt Sgrignari, Ankura Performance Improvement expert, unpacks how organizations can drive sustainable revenue in today’s turbulent financial climate.

United States Commercial

AC

Ankura Consulting Group LLC

So, You’re A Trustee…Now What Do You Do? (And Who Can You Call For Help?)

You may think you know what it means – and what it takes – to be a Trustee, but what does the role really entail?

United States Family

Wa

Ward and Smith, P.A.

OBBBA Tax Provisions To Boost US Manufacturing And Business

The One Big Beautiful Bill Act (OBBBA) of 2025 introduces comprehensive tax reforms designed to revitalize US manufacturing through permanent 100% bonus depreciation, expanded immediate expensing for production facilities...

United States Tax

GGI Global Alliance

Risk #8: Opening The Gates: Retail Access To Private Funds And The Coming Regulatory Pressure Points

Private fund strategies are migrating from institutional investors to retail vehicles like BDCs, interval funds, and tender offer funds, raising critical questions about liquidity mechanics, valuation governance, and regulatory oversight.

United States Finance

PR

Proskauer Rose LLP

Post-Death Administration In Wisconsin: Navigating Options In An Aging Population

United States Family

RB

Reinhart Boerner Van Deuren s.c.

Reimagining Real‑World Assets Through Tokenization

United States Finance

MG

MGO CPA LLP

Retail Access, Market Stress And The Enforcement Lens

United States Finance

PR

Proskauer Rose LLP

SEC Watch: Monthly Takeaways for Asset Managers - April 2026

United States Commercial

ST

Simpson Thacher & Bartlett

Wealth Management Update

United States Wealth Mgt

PR

Proskauer Rose LLP

Risk #5: Private Litigation Risk For GP-Led Secondary Transactions

United States Commercial

PR

Proskauer Rose LLP

Department Of Labor Proposes New Regulatory Safe Harbor For Prudent Selection Of Designated Investment Alternatives In Participant-Directed Individual Account Plans

United States Employment

GP

Goodwin Procter LLP

Three Wealth Transfer Strategies Every Business Owner Needs To Know

United States Wealth Mgt

KM

Katten Muchin Rosenman LLP

The GENIUS Act Arrives And The OCC Is Set To Act

United States Finance

DS

Dinsmore & Shohl

No Paper, No Problem: IRS Loosens Form 1099-DA Consent Rules For Digital Asset Brokers

United States Tax

WS

Winston & Strawn LLP

Signed, Sealed, But Not Delivered? Don't Wonder About Taxes Under New Postal Service Rules

United States Tax

N

Nossaman LLP

Debt's Grip: What Consumer Bankruptcy Reveals About Financial Risk In America (Podcast)

United States Insolvency

BS

Ballard Spahr LLP

Congress Proposes Major Overhaul Of WARN: What Employers Need To Know About The Fair Warning Act

United States Employment

PR

Proskauer Rose LLP

Littler Lounge: Just Cause For A Chat About Corrective Actions (Podcast)

United States Employment

LM

Littler Mendelson

What Do Employers Need To Know About Independent Contractors And California EDD Payroll Tax Audits? (Video)

United States Employment

LM

Littler Mendelson

Proskauer Benefits Brief: Withdrawal Liability "Cheat Codes": Section 4204 (Part Two) (Podcast)

In the second part of their discussion, Neil Shah and Rob Projansky take a closer look at what happens...

United States Employment

PR

Proskauer Rose LLP

APAC Monthly Private Wealth Legal Developments - February 2026

ASIC has released its financial advice update for February 2026, covering the following developments and issues affecting financial advice...

Worldwide Wealth Mgt

KL

Herbert Smith Freehills Kramer LLP

Wealth Management Update

The March 2026 Section 7520 rate for use with estate planning techniques such as CRTs, CLTs, QPRTs and GRATs is 4.80%, which is 0.20% higher than the February 2026 rate.

United States Wealth Mgt

PR

Proskauer Rose LLP

California's Proposed 2026 Billionaire Tax Act: What You Need To Know

California voters could see a new billionaire wealth tax initiative on the November 2026 ballot. If enacted, the statewide ballot initiative – Initiative No.25-0024...

United States Tax

FL

Foley & Lardner

Choosing A Life Partner Is A Financial Decision: 6 Questions To Ask Early

United States Family

SD

Schiller DuCanto & Fleck LLP

Ep. 64 – PPLI In Practice: A Conversation With Carl Peterson (Podcast)

United States Family

WD

Wiggin & Dana

Family Office Investing In Private Funds: The Principal’s Short-list

United States Finance

SR

McDermott Will & Schulte

The Retailization Of Private Markets In The US Presents Opportunities For European Managers

Worldwide Finance

GP

Goodwin Procter LLP

New York Proposes New Regulations For Buy-Now-Pay-Later Loans

United States Finance

GP

Goodwin Procter LLP

SEC Watch: Monthly Takeaways For Asset Managers - March 2026

United States Commercial

ST

Simpson Thacher & Bartlett

SEC Calls Attention To Private Market Valuation

United States Finance

D

Dechert

Preparing A Family Business For A Sale: Implementing The Private Equity Playbook

United States Commercial

KM

Katten Muchin Rosenman LLP

FINRA Meets the Marketing Rule—Mostly: Performance Projections and Targeted Returns Under Proposed Amendments to Rule 2210

United States Finance

KG

K&L Gates LLP

Global Survey Of ESG Regulations For Asset Managers

United States Finance

KG

K&L Gates LLP

SEC Calls Attention To Private Market Valuation

The SEC's Division of Investment Management will host the roundtable from 1 p.m. to 3 p.m. ET on Wednesday, March 4. Brian Daly, the Division's Director, stated that, "[w]ith retail exposure to alternative investments becoming more common, we want to help everyday investors understand the different valuation approaches used in these products."

United States Finance

D

Dechert

Preparing A Family Business For A Sale: Implementing The Private Equity Playbook

The Great Wealth Transfer: Strategies for Succession, Legacy and Wealth Generation

United States Commercial

KM

Katten Muchin Rosenman LLP

FINRA Meets the Marketing Rule—Mostly: Performance Projections and Targeted Returns Under Proposed Amendments to Rule 2210

For years, broker-dealers have operated under a regulatory regime that has sharply constrained their ability to discuss future performance.

United States Finance

KG

K&L Gates LLP

Global Survey Of ESG Regulations For Asset Managers

Investment advisers offering funds in more than one country are accustomed to adapting to different regulatory requirements. However, the challenges presented by the global regulation of environmental, social...

United States Finance

KG

K&L Gates LLP

Time To Sell Your Buy-to-Let Property? A Case Study-based Article

United States Real Estate

WB

Womble Bond Dickinson

Asset Impairment As A Capital Discipline Tool For CFOs And Accounting Leaders

Impairment is often viewed as a point-in-time accounting conclusion rather than a reflection of how capital decisions play out over time.

United States Wealth Mgt

R

Riveron

Fourth Quarter 2025 Asset Management Regulatory Update

On November 17, 2025, the Securities and Exchange Commission's ("SEC" or the "Commission") Division of Examinations ("EXAMS" or the "Division") published its examination priorities for 2026.

United States Commercial

DG

Davis Graham

Preparing For A Third-Party Sale Of A Family Business: Key Business Considerations For Owners

As part of the "Great Wealth Transfer," privately owned businesses with an aggregate value estimated at $10 trillion or more are expected to change hands. Many of these businesses will be sold to a third-party buyer.

United States Family

KM

Katten Muchin Rosenman LLP

ICLG – Environmental, Social & Governance Law 2026

The role of sustainability in the operations and investment management activities of asset managers has long been a subject of discussion and, in some jurisdictions, controversy.

United States Environment

D

Dechert

SEC Watch: Monthly Takeaways For Asset Managers - February 2026

United States Finance

ST

Simpson Thacher & Bartlett

Hedge Clauses In Focus: The SEC Charges An Investment Adviser With Four Advisers Act Violations

United States Wealth Mgt

AG

Akin Gump Strauss Hauer & Feld LLP

Four Strategies For Family Business Succession Planning

United States Wealth Mgt

KM

Katten Muchin Rosenman LLP

California Market-based Sourcing Rules To Impact Asset Managers

United States Wealth Mgt

SR

McDermott Will & Schulte

Looking Ahead: Asset Manager M&A In 2026

United States Wealth Mgt

SR

McDermott Will & Schulte

Treasury Dusts Off The Rulebook For Sovereign Wealth Funds

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

California's New Diversity Reporting Law Imposes Obligations On A Wide Array Of Asset Management Firms

United States Commercial

PR

Proskauer Rose LLP

Continuation Vehicles In Private Equity: U.S. Dispute Shines A Spotlight On Process

United States Commercial

F

Fasken

Retail Capital In Private Markets: Key ILPA Takeaways

United States Commercial

KM

Katten Muchin Rosenman LLP

Central District Of California Grants In Part And Denies In Part Motion To Dismiss Proposed Securities Class Action Against Financial Services Firm

United States Litigation

AO

A&O Shearman

Sustainable Energy & Infrastructure Client Feature — January 2026

United States Wealth Mgt

M

Mintz

Planning The Perfect Exit: A Guide To Selling Your Investment Advisory And Wealth Management Businesses

United States Commercial

M

Mintz

Tax And Legal Planning For The Venezuelan Diaspora In Transition

United States Tax

HK

Holland & Knight

Wealth Management Update - January 2026

United States Wealth Mgt

PR

Proskauer Rose LLP

Private Credit ETFs For Retail Investors: Yield Potential, Liquidity Risks And Regulatory Scrutiny

United States Finance

KM

Katten Muchin Rosenman LLP

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Latest Videos

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Non-Financial Misconduct Miniseries: Episode 1 - Navigating the FCA's Regulatory Framework (Podcast)

RG

Ropes & Gray LLP

Piloting Compassion In Caregiving With Jonathan Knaul (Video)

OK

Offit Kurman

Shielding Your Wealth: Can An LLC Protect Your Personal Assets? (Video)

G.A.M. Law Office

Baker Botts Hosts Interview Of John Arnold On Bloomberg Wealth With David Rubenstein (Video)

BB

Baker Botts LLP

Important Considerations Between Estate Planning & Asset Protection (Video)

BF

Buckley Fine Law

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