Australia: Fund Finance

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

AML/CTF FAQs for current Reporting Entities

You will need to review and update your AML/CTF Program to ensure that you comply with your amended obligations under the reformed AML/CTF Act and AML/CTF Rules.

Australia Finance

HN

Holley Nethercote

Wholesale Client Eligibility – Sophisticated Investor and Individual Wealth Tests

Sophisticated investors are persons that an AFS licensee has determined to be experienced in using financial services.

Australia Finance

HN

Holley Nethercote

Funds Update - 29 August 2025

On 26 August 2025, ASIC released its Corporate Plan for 2025-26 (the Plan) setting out its strategic direction through to 2029. The Plan sets out the following five strategic priorities...

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

Australia Financial Lines Insurance Symposium Report 2025

A summary report from our 2025 Australia financial lines symposiums outlining some of the key issues and opportunities impacting financial lines claims and litigation in Australia.

Australia Finance

K

Kennedys

FCA Makes the ‘Execution Agent' Field Conditional under EMIR

Australia Finance

TRAction

Avoiding Trade Reporting Penalties

Australia Finance

TRAction

Funds Update - 15 August 2025

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

ASIC's Recent Enforcement Action relating to Finfluencers

Australia Commercial

SG

Sophie Grace Pty Ltd

The big issue with issuing – Can it be done without holding an AFSL?

Australia Finance

HN

Holley Nethercote

Who's in control? Changes of control to a licensed entity and your obligations

Australia Finance

HN

Holley Nethercote

What to do when the derivative instrument's underlier has no ISIN under EMIR

Australia Finance

TRAction

Embracing Arbitration For Australian Financial Services Disputes

Australia Finance

CC

Corrs Chambers Westgarth

Lenders charging over 48% cap

Australia Finance

SG

Sophie Grace Pty Ltd

Are you breaching the anti-hawking provisions?

Australia Finance

SG

Sophie Grace Pty Ltd

Can Wills Be Contested by Family and Friends?

Australia Family

JS

JB Solicitors

AI For Better Insurance

Australia Technology

KL

Herbert Smith Freehills Kramer LLP

Demystifying Australia's National Anti-Corruption Commission (Video)

Australia Criminal

AM

Alvarez & Marsal

Michael Byrnes appeared on Breakfast with Tim Webster on 2SM on 23 July 2025 to discuss workplace relationships and that Coldplay concert

Australia Employment

S

Swaab

Australian Productivity Commission Proposes Text & Data Mining Exception To Copyright Infringement For AI Training

KL

Herbert Smith Freehills Kramer LLP

ASIC Issues Warning over Dodgy Cold Calling Operators and Online Baiting Tactics

ASIC has issued periodic reminders and warnings to AFS licensees and Australian Credit Licensees.

Australia Finance

SG

Sophie Grace Pty Ltd

Shenkman Capital Management, Inc. partners with TRAction

Shenkman Capital Management, Inc. has partnered with TRAction for seamless transaction reporting.

Australia Finance

TRAction

ESMA's assessment of the MiFID Trade Reporting Framework

The consultation from October 2024 discusses the revisions proposed to the existing technical standards.

Australia Finance

TRAction

Piper Alderman's Response to ASIC Consultation Paper 381

ASIC's proposed updates to its guidance on digital assets, including the interpretation of the Corporations Act 2001.

Australia Finance

PA

Piper Alderman

To name or not to name? ASX revises its approach to continuous disclosure obligations for market sensitive contracts

Australia Finance

PA

Piper Alderman

Do I really need to do Responsible Manager (RM) Training?

Australia Finance

HN

Holley Nethercote

Certified Wholesale – SMSFs and Accountant's Certificates

Australia Finance

HN

Holley Nethercote

Is reporting at ‘position level' allowed for all EMIR Derivatives?

Australia Finance

TRAction

Insurance commissions changes start July 2025

Australia Finance

SG

Sophie Grace Pty Ltd

More Flexible FSG Requirements

Australia Finance

SG

Sophie Grace Pty Ltd

Consent Requirements under Ongoing Fee Arrangements (OFA) simplified from 10 January 2025

Australia Finance

SG

Sophie Grace Pty Ltd

Improving the UK Transaction Reporting Regime – MIFID Framework

Australia Finance

TRAction

What do ‘MAKE'/'TAKE' mean in relation to Buy/Sell for Direction of Leg 1/Leg 2?

Australia Finance

TRAction

Failure to Manage PDS Notifications with ASIC May Attract Serious Consequences

Australia Finance

SG

Sophie Grace Pty Ltd

Consent Requirements under Ongoing Fee Arrangements (OFA) simplified from 10 January 2025

The process for renewing Ongoing Fee Arrangements (OFA) has been simplified.

Australia Finance

SG

Sophie Grace Pty Ltd

Improving the UK Transaction Reporting Regime – MIFID Framework

The FCA is considering ways to harmonise transaction reporting and support market integrity.

Australia Finance

TRAction

What do ‘MAKE'/'TAKE' mean in relation to Buy/Sell for Direction of Leg 1/Leg 2?

The 'make' and 'take' concepts which focus on the actual making and receiving of payments in a leg of a transaction.

Australia Finance

TRAction

Failure to Manage PDS Notifications with ASIC May Attract Serious Consequences

AFS Licensees have requirements to notify ASIC when the contents in a PDS are changed.

Australia Finance

SG

Sophie Grace Pty Ltd

Launching a new financial product in 2025? Don't forget to do these things…

Australia Finance

HN

Holley Nethercote

Australia's Sustainable Finance Roadmap: A primer for in-house legal teams

The Sustainable Finance Roadmap outlines a comprehensive reform agenda to transition to a net zero economy.

Australia Finance

CC

Corrs Chambers Westgarth

Funds From Mum & Dad – Was It A Gift Or A Loan?

In the current financial climate, it is harder than ever for young people to purchase their first home.

Australia Finance

KK

Kalus Kenny Intelex

Funds Update – 28 March 2024

On 21 March 2024, the Parliamentary Joint Committee on Corporations and Financial Services announced an inquiry into the wholesale investor test for offers of securities...

Australia Finance

HS

Herbert Smith Freehills Kramer LLP

Update: ANZ to Appeal Court findings on Shortfall Allocation Disclosure

Recent decision confirms that a material allocation of a shortfall to underwriters in a capital raising must be disclosed to the market.

Australia Finance

PA

Piper Alderman

Essential ESG: Episode 14 – Macro trends in sustainable finance

Australia Finance

CC

Corrs Chambers Westgarth

Funds Update – 22 September 2023

Australia Finance

HS

Herbert Smith Freehills Kramer LLP

Funds Update – 8 September 2023

Australia Finance

HS

Herbert Smith Freehills Kramer LLP

What are lead investors in startup financing?

Australia Finance

L

LegalVision

Payments Reform – Generational Change Coming

Australia Finance

KG

K&L Gates LLP

Essential ESG: Episode 12 – Emerging trends in sustainable finance

Australia Finance

CC

Corrs Chambers Westgarth

Superannuation payment splitting in the Family Law Act

Australia Family

JS

JB Solicitors

Compliance Committees in financial services – why do we need them?

Australia Finance

HN

Holley Nethercote

It Depends – The "how-to" of death benefits in SMSFs

Australia Finance

CG

Cooper Grace Ward

Busting the myth - CCIVs are just about raising foreign capital

Australia Finance

MC

McMahon Clarke

ASIC continues crackdown on DDO compliance

Australia Finance

MC

McMahon Clarke

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It Depends – The "how-to" of death benefits in SMSFs

CG

Cooper Grace Ward

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