Australia: Fund Finance

Subscribe

Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Funds Update - 29 August 2025

On 26 August 2025, ASIC released its Corporate Plan for 2025-26 (the Plan) setting out its strategic direction through to 2029. The Plan sets out the following five strategic priorities...

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

Australia Financial Lines Insurance Symposium Report 2025

A summary report from our 2025 Australia financial lines symposiums outlining some of the key issues and opportunities impacting financial lines claims and litigation in Australia.

Australia Finance

K

Kennedys

FCA Makes the ‘Execution Agent' Field Conditional under EMIR

These new validation rules will take effect from 26 January 2026 (Implementation Date).

Australia Finance

TRAction

Avoiding Trade Reporting Penalties

Main focus for reporting entities should be on prompt and accurate reporting and notification of errors or issues with their trade reporting to their regulators.

Australia Finance

TRAction

Funds Update - 15 August 2025

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

ASIC's Recent Enforcement Action relating to Finfluencers

Australia Commercial

SG

Sophie Grace Pty Ltd

The big issue with issuing – Can it be done without holding an AFSL?

Australia Finance

HN

Holley Nethercote

Who's in control? Changes of control to a licensed entity and your obligations

Australia Finance

HN

Holley Nethercote

What to do when the derivative instrument's underlier has no ISIN under EMIR

Australia Finance

TRAction

Embracing Arbitration For Australian Financial Services Disputes

Australia Finance

CC

Corrs Chambers Westgarth

Lenders charging over 48% cap

Australia Finance

SG

Sophie Grace Pty Ltd

Are you breaching the anti-hawking provisions?

Australia Finance

SG

Sophie Grace Pty Ltd

ASIC Issues Warning over Dodgy Cold Calling Operators and Online Baiting Tactics

Australia Finance

SG

Sophie Grace Pty Ltd

Shenkman Capital Management, Inc. partners with TRAction

Australia Finance

TRAction

It depends – Should my superannuation death benefit be paid to my estate, to be dealt with under my Will?

Australia Family

CG

Cooper Grace Ward

Inside IR Podcast Series - Episode 29 Gender-based Undervaluation And Its Impact On Modern Award Rates Of Pay (Video)

Australia Employment

KL

Herbert Smith Freehills Kramer LLP

New English Language Requirements For Australian Visas

Australia Immigration

RM

Roam Migration Law

Skilled Visa Salary Thresholds To Increase To 4.6% From 1 July 2025

Australia Immigration

IL

Interstaff Immigration Agency

Michael Byrnes appeared on Breakfast with Tim Webster on 2SM on 23 July 2025 to discuss workplace relationships and that Coldplay concert

Australia Employment

S

Swaab

ESMA's assessment of the MiFID Trade Reporting Framework

The consultation from October 2024 discusses the revisions proposed to the existing technical standards.

Australia Finance

TRAction

Piper Alderman's Response to ASIC Consultation Paper 381

ASIC's proposed updates to its guidance on digital assets, including the interpretation of the Corporations Act 2001.

Australia Finance

PA

Piper Alderman

To name or not to name? ASX revises its approach to continuous disclosure obligations for market sensitive contracts

Updated guidance from the ASX expands the scope of circumstances where entities are not required to disclose a counterparty or customer's name in an announcement about a market sensitive contract.

Australia Finance

PA

Piper Alderman

Do I really need to do Responsible Manager (RM) Training?

A sensible licensee would send its RMs to a half day RM course at least annually.

Australia Finance

HN

Holley Nethercote

Certified Wholesale – SMSFs and Accountant's Certificates

Australia Finance

HN

Holley Nethercote

Is reporting at ‘position level' allowed for all EMIR Derivatives?

Australia Finance

TRAction

Insurance commissions changes start July 2025

Australia Finance

SG

Sophie Grace Pty Ltd

More Flexible FSG Requirements

Australia Finance

SG

Sophie Grace Pty Ltd

Consent Requirements under Ongoing Fee Arrangements (OFA) simplified from 10 January 2025

Australia Finance

SG

Sophie Grace Pty Ltd

Improving the UK Transaction Reporting Regime – MIFID Framework

Australia Finance

TRAction

What do ‘MAKE'/'TAKE' mean in relation to Buy/Sell for Direction of Leg 1/Leg 2?

Australia Finance

TRAction

Failure to Manage PDS Notifications with ASIC May Attract Serious Consequences

Australia Finance

SG

Sophie Grace Pty Ltd

Launching a new financial product in 2025? Don't forget to do these things…

Australia Finance

HN

Holley Nethercote

AFS Licensees – Are you Complying with your Financial Obligations?

Australia Finance

SG

Sophie Grace Pty Ltd

What do ‘MAKE'/'TAKE' mean in relation to Buy/Sell for Direction of Leg 1/Leg 2?

The 'make' and 'take' concepts which focus on the actual making and receiving of payments in a leg of a transaction.

Australia Finance

TRAction

Failure to Manage PDS Notifications with ASIC May Attract Serious Consequences

AFS Licensees have requirements to notify ASIC when the contents in a PDS are changed.

Australia Finance

SG

Sophie Grace Pty Ltd

Launching a new financial product in 2025? Don't forget to do these things…

Launching a new product today is trickier than it's ever been.

Australia Finance

HN

Holley Nethercote

AFS Licensees – Are you Complying with your Financial Obligations?

ASIC has become quite active in taking action against Australian Financial Services Licensees.

Australia Finance

SG

Sophie Grace Pty Ltd

Phasing out bank AT1 capital instruments (Capital Notes): a significant development from APRA

Australia Finance

CC

Corrs Chambers Westgarth

Funds Update – 28 March 2024

On 21 March 2024, the Parliamentary Joint Committee on Corporations and Financial Services announced an inquiry into the wholesale investor test for offers of securities...

Australia Finance

HS

Herbert Smith Freehills Kramer LLP

Update: ANZ to Appeal Court findings on Shortfall Allocation Disclosure

Recent decision confirms that a material allocation of a shortfall to underwriters in a capital raising must be disclosed to the market.

Australia Finance

PA

Piper Alderman

Essential ESG: Episode 14 – Macro trends in sustainable finance

Sustainable finance taxonomies and regulatory classifications & challenges which will emerge in the Australian market.

Australia Finance

CC

Corrs Chambers Westgarth

Funds Update – 22 September 2023

[CO 13/655] – provisions about the amount of consideration to acquire interests and withdrawal amounts not covered by ASIC Corporations (Managed Investment product consideration) Instrument 2015/847

Australia Finance

HS

Herbert Smith Freehills Kramer LLP

Funds Update – 8 September 2023

Australia Finance

HS

Herbert Smith Freehills Kramer LLP

What are lead investors in startup financing?

Australia Finance

L

LegalVision

Payments Reform – Generational Change Coming

Australia Finance

KG

K&L Gates LLP

Essential ESG: Episode 12 – Emerging trends in sustainable finance

Australia Finance

CC

Corrs Chambers Westgarth

Superannuation payment splitting in the Family Law Act

Australia Family

JS

JB Solicitors

Compliance Committees in financial services – why do we need them?

Australia Finance

HN

Holley Nethercote

It Depends – The "how-to" of death benefits in SMSFs

Australia Finance

CG

Cooper Grace Ward

Busting the myth - CCIVs are just about raising foreign capital

Australia Finance

MC

McMahon Clarke

ASIC continues crackdown on DDO compliance

Australia Finance

MC

McMahon Clarke

See more

Latest Videos

See more

It Depends – The "how-to" of death benefits in SMSFs

CG

Cooper Grace Ward

Mondaq uses cookies on this website. By using our website you agree to our use of cookies as set out in our Privacy Policy.

Learn More