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Capital Adequacy/BASEL
Australia
Mayer Brown
The EU's new regulations regarding investments in securitisation transactions came into effect on 1 January 2019.
Canada
Cassels
On February 13, 2020, the Office of the Superintendent of Financial Institutions (OSFI) hosted a Regulatory Affairs Division seminar
Blake, Cassels & Graydon LLP
On December 5, 2019, the Office of the Superintendent of Financial Institutions (OSFI) released the final version of the updated Guideline B-6: Liquidity Principles (Guideline).
Borden Ladner Gervais LLP
​The Reporter provides a monthly summary of Canadian federal legislative and regulatory developments of relevance to federally regulated financial institutions.
European Union
Dentons
Usually every January the European Central Bank (ECB), acting at the helm of the Banking Union's Single Supervisory Mechanism (SSM), publishes its overall compliance assessment...
Dentons
On January 23, 2020, the European Banking Authority (EBA) acknowledged in an Opinion1 (the Opinion) the European Commission's (EC) decision to consider the supervisory and...
Hogan Lovells
In 2019 the non-performing loan (NPL) ratio of the EU banking sector declined to 3%. At the same time, both EU legislators and the European Central Bank (ECB)...
Loyens & Loeff
The directive (EU) 2019/2034 and regulation (EU) 2019/2033 on the prudential requirements of investment firms were published in the official EU journal introducing a new prudential regime for...
Dentons
The three European Supervisory Authorities (ESAs) published joint guidelines on cooperation and information exchange, establishing colleges of anti-money laundering...
Hassans
The European Parliament has approved legislation which will see new rules in relation to the prudential regulation of the majority of EU investment firms, namely the IFD 2019/2034 and IFR 2019/2033.
Matheson
On 5 December 2019 the European Supervisory Authorities (ESMA, EIOPA and the EBA, the "ESAs") published a final report and draft Regulatory Technical Standards ("RTS") ...
Hogan Lovells
We are delighted to send you our latest e-newsletter, setting out recent regulatory developments of interest to financial institutions.
Dentons
This Client Alert looks at some of the key themes for supervised institutions from the SSM's SREP 2019 process.
Mayer Brown
The EU has, on 6 November 2019, published in the Official Journal a delegated regulation supplementing the EU Securitisation Regulation with regard to regulatory technical standards on the homogeneity ...
Hong Kong
Akin Gump Strauss Hauer & Feld LLP
In recent years, the Hong Kong Securities and Futures Commission (SFC) has increasingly focused on private equity funds' obligation to be licensed under the Securities and Futures Ordinance (SFO).
India
IndusLaw
In its financial stability report dated December 27, 2019, the RBI proposed the New Umbrella Entity for retail payment systems, to offer alternative digital retail payment systems to the consumers, in a space which has been ...
Wadia Ghandy & Co
Every bank in India is expected to be set up in the form of a company, save and except for foreign banks, which are allowed to operate in India through branches.
Luxembourg
Loyens & Loeff
The Law of 5 April 1993 on the financial sector, as amended ('Banking Act') covers two types of banks: universal banks and banks issuing mortgage bonds.
Loyens & Loeff
Which legislative and regulatory provisions govern the banking sector in your jurisdiction?
SKRINE
The CAF(CC)PD and CAF-IB(CC)PD came into effect of 5 February 2020 subject to the transitional arrangements set out in the respective policy documents.
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