LATEST ARTICLES
Australia
Sophie Grace Pty Ltd
AFS and Credit Licensees should consider conducting a review of their compliance processes, procedures and resources.
Sophie Grace Pty Ltd
The proposed regulation seeks to incorporate Digital Asset Providers into the existing AFS licensing regime.
Canada
Borden Ladner Gervais LLP
This month, the Ontario Securities Commission (OSC) in collaboration with Ernst & Young LLP published its first report (the Report) on the adoption and use of artificial intelligence...
Borden Ladner Gervais LLP
The objective of Phase 1 of the Canadian Investment Regulatory Organization's (CIRO's) Rule Consolidation Project is to establish a framework for the development...
Borden Ladner Gervais LLP
On October 10, 2023, the Financial Services Regulatory Authority of Ontario (FSRA) launched a public consultation on its proposed 2024-2025 Statement of Priorities (SoP) and budget.
Borden Ladner Gervais LLP
The Ontario Securities Commission (OSC) has released its annual draft Statement of Priorities for 2024-2025 (SoP).
Borden Ladner Gervais LLP
On October 10, 2023, the Financial Services Regulatory Authority of Ontario (FSRA) launched a public consultation on its proposed 2024-2025 Statement of Priorities (SoP) and budget.
Borden Ladner Gervais LLP
It is never too early to think about filing exempt trade reports for investment fund issuers that file on an annual basis. Investment funds that have relied on specified prospectus exemptions...
Borden Ladner Gervais LLP
The Ontario Securities Commission (OSC) has proposed amendments to OSC Rule 13-502 Fees and OSC Rule 13-503 (Commodity Futures Act) Fees in order to charge new fees for (i) restricted dealers...
Borden Ladner Gervais LLP
The Ministry of Finance in Ontario (Ministry) released a consultation last month that would impact the time the public is afforded to comment on proposed rules released...
Cayman Islands
Maples Group
New beneficial ownership information disclosure requirements under the Corporate Transparency Act come into force on 1 January 2024 in respect of all non-exempt entities formed or registered...
Cyprus
AGP Law | A.G. Paphitis & Co. LLC
Cyprus is a Mediterranean island with a rich history, vibrant culture, and a thriving economy. In this brochure, we will take you on a journey through the island's...
RSM Cyprus
We researched and summarised for you, all recent regulatory updates from Cyprus and Europe, which are applicable for Regulated Companies operating in the Region.
Guernsey
GuernseyFinance
A delegation from Guernsey Finance, comprising Chief Executive Rupert Pleasant, Head of Strategy and Sustainable Finance Stephanie Glover...
Hong Kong
Appleby
On 26 September 2023, The Stock Exchange of Hong Kong Limited (HKEx) published a consultation paper on the proposed changes to the Listing Rules of the Growth Enterprise Market (GEM)...
India
Phoenix Legal
In a recent landmark judgment, the Supreme Court of India, in the matter of M/s. IFCI Limited vs. Sutanu Sinha & Ors., dealt with a vital issue, i.e., whether an instrument such as a CCD should be treated as debt or equity …
Dolce Vita Advisors
According to a recent study conducted by PMS Bazaar, the alternative investment landscape in India, which includes both Portfolio Management Services and Alternative Investment Funds ...
Ireland
Maples Group
The International Sustainable Finance Centre of Excellence hosted its sixth annual Climate Finance Week Ireland in Dublin on 20-24 November.
Matheson
The Matheson Horizon Tracker describes key Irish and EU legislative and regulatory developments.
Walkers
Walkers' Niall Esler analyses the key topics that have arisen for boards developing their companies' frameworks to meet the requirements of the Individual Accountability Framework...
Mondaq Webinars
DEC05
FREE News Alerts
Sign Up for our free News Alerts - All the latest articles on your chosen topics condensed into a free bi-weekly email.
Comparative Guides
Curated Content
Popular Contributors
LCM (“Litigation Capital Management”)
Singapore
Kurucuk & Associates
Turkey
Carroll & O'Dea
Australia
Upcoming Events
DEC06
Webinar Boston United States
DEC06
Conference Huntington United States
Mondaq Advice Centres
