Worldwide: Listing Rules & Flotation

Subscribe
Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.
Article
SEC Stay Halts New Nasdaq $5 Million Listing Standard – For Now
The Securities and Exchange Commission has temporarily suspended its approval of Nasdaq's new $5 million Market Value of Listed Securities (MVLS) continued listing requirement following notices of intention to petition for review. While the rule is currently not in effect, the SEC could lift the stay at any time, leaving microcap companies in a state of uncertainty about potential immediate delisting actions.
United States Finance
B
Bevilacqua
Article
SEC Approves Nasdaq’s New $5 Million MVLS Continued Listing Standard
Nasdaq has implemented a new continued listing requirement establishing a $5 million minimum Market Value of Listed Securities threshold, creating immediate delisting risk for companies that fall below this level for 30 consecutive business days. Unlike traditional compliance deficiencies that offer cure periods, this rule triggers automatic suspension without advance warning, fundamentally altering the risk landscape for micro-cap and financially distressed public companies.
United States Finance
GT
Greenberg Traurig, LLP
Article
New Nasdaq Delisting Rule: What Microcap Companies Need To Know About The MVLS Standard
Nasdaq has introduced a new minimum Market Value of Listed Securities (MVLS) requirement of $5 million that carries no cure period and results in immediate suspension upon breach. Unlike other listing standards, companies that fall below this threshold for 30 consecutive business days face delisting without the typical grace period to regain compliance. This analysis examines the rule's mechanics, its implications for microcap public companies, and strategic options available to maintain compliance.
United States Finance
B
Bevilacqua
Article
SEC Approves Nasdaq’s New $5 Million MVLS Continued Listing Requirement
The U.S. Securities and Exchange Commission has approved Nasdaq's new continued listing requirement mandating companies maintain a market value of listed securities of at least $5 million. Companies falling below this threshold for 30 consecutive business days face immediate trading suspension and delisting proceedings with no cure period. What strategic alternatives should listed companies consider to navigate this unprecedented regulatory change?
United States Finance
LS
Lowenstein Sandler
Article
SEC’s Office Of Mergers And Acquisitions Issues Exemptive Order Easing Certain Requirements For Non-Convertible Debt Tender Offers
The SEC's Office of Mergers and Acquisitions has issued a new exemptive order allowing tender and exchange offers for non-convertible debt securities to remain open for just five business days instead of the standard 20-day period. This order liberalizes the previous framework by permitting partial offers with proration, narrowing consent solicitation prohibitions, and expanding eligible participants. What are the key conditions that must be met for issuers to take advantage of this abbreviated timeline, an
United States Finance
GP
Goodwin Procter LLP
Article
Q2 2026 Accounting Advisory Guide: Anchoring Financial Reporting As Standards Shift And AI Accelerates
This comprehensive mid-year update examines critical accounting standards, regulatory changes, and emerging trends that finance leaders must navigate in 2026. From new FASB guidance on PIK dividends and environmental credits to SEC proposals reshaping reporting requirements and filer classifications, the landscape is evolving rapidly. The analysis also explores the surge in mega-IPO activity, AI integration in finance functions, and strategic priorities for building resilient accounting operations.
United States Accounting
R
Riveron
See more

Latest Videos

See more