China: Securities

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董责险与我国资本市场主要监管体系概述及保险公司实务应对要点（上篇）——董责险与资本市场监管体系概览
董责险的全称为“董事、监事及高级管理人员责任保险”，英文为Directors & Officers Liability Insurance，通常简称为D&O保险，是以董事、监事、高级管理人员（“董监高”）在执行职务过程中的不当行为造成第三方损害而应承担的赔偿责任为保险标的。
China Commercial
AB
AnJie Broad Law Firm
Article
董责险与我国资本市场主要监管体系概述及保险公司实务应对要点（下篇） ——保险公司承保与理赔阶段的实务应对要点
上篇梳理了董责险与我国资本市场监管体系之间的制度脉络，从证监会的行政处罚、行政监管措施，到证券交易所层面的自律监管与纪律处分。然而对保险公司而言，真正的挑战在于如何将上述监管规则的变化转化为具体的承保评估标准与理赔应对策略。
China Insurance
AB
AnJie Broad Law Firm
Article
境外机构对境内投资者展业的历史遗留问题处理与未来合规边界
China's securities regulator has launched a comprehensive crackdown on illegal cross-border securities activities, raising critical questions about the legal boundaries between legitimate offshore brokerage services and prohibited domestic operations. When mainland Chinese investors voluntarily travel to Hong Kong to open securities accounts with licensed brokers, does this constitute illegal domestic business activity, and how do courts determine the validity of resulting margin financing agreements?
China Finance
JT
Beijing Jincheng Tongda & Neal Law Firm
Article
2026 Virtual Assets And RWA Tokenisation: The Chinese Mainland’s End But A Hong Kong’s Regulated Start?
Mainland China has issued a comprehensive notice that explicitly addresses virtual currencies and Real World Asset tokenisation, drawing clear boundaries around what constitutes illegal financial activity onshore while outlining narrow pathways for compliant offshore structures. The document signals a fundamental shift in how regulators view tokenisation—not as a technology workaround, but as regulated finance subject to the same scrutiny as traditional financial activities. For firms operating in Hon
China Finance
H
Hauzen
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