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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

CFTC Issues No‑Action Relief Easing Registration Requirements For Private Fund Managers

On December 19, 2025, the Commodity Futures Trading Commission (the "CFTC") issued a no‑action letter (the "No‑Action Letter") that permits many private fund managers...

United States Finance

PR

Proskauer Rose LLP

New York FAIR Business Practices Act Bolsters State's Consumer Protection Framework

Not quite a year after the Consumer Financial Protection Bureau (CFPB) issued its January 2025 report urging states to strengthen state-level consumer protections, New York enacted the Fostering Affordability and Integrity through Reasonable (FAIR) Business Practices Act into law.

United States Finance

WS

Winston & Strawn LLP

Ohio Walks Back Prior Small Loan Act Guidance, Eases Licensing Position For Bank Partnerships

Around Christmas 2024, the Ohio Division of Financial Institutions ("DFI") left a lump of coal in marketplace consumer lenders' proverbial stockings by issuing guidance that asserted a license...

United States Finance

MB

Mayer Brown

Ohio Walks Back Prior Small Loan Act Guidance, Eases Licensing Position For Bank Partnerships

Around Christmas 2024, the Ohio Division of Financial Institutions ("DFI") left a lump of coal in marketplace consumer lenders' proverbial stockings by issuing guidance that asserted...

United States Finance

MB

Mayer Brown

Illinois Revamps The Scope Of Its Collection Agency Licensing Law

United States Finance

MB

Mayer Brown

CFPB Restores And Enhances 2020 Interpretation That Earned Wage Access Is Not "Credit"

United States Finance

DW

Davis Wright Tremaine

Illinois Revamps The Scope Of Its Collection Agency Licensing Law

United States Finance

MB

Mayer Brown

District Court Refuses To Modify Preliminary Injunction Against CFPB While Clarifying That CFPB Is Not Precluded From Requesting Operating Funds From Fed Because Of Fed's Losses

United States Finance

BS

Ballard Spahr LLP

Asset-Level Eligibility Series: "Eligible To Be Sold" & Transferability Restrictions

United States Finance

MB

Mayer Brown

State AGs File Suit To Force CFPB To Request Funding From The Federal Reserve

United States Finance

BS

Ballard Spahr LLP

Significant 2025 Deregulatory Developments In Banking Law (Podcast)

United States Finance

BS

Ballard Spahr LLP

Today's Podcast Episode: Significant 2025 Deregulatory Developments In Banking Law

United States Finance

BS

Ballard Spahr LLP

Instructions For Facilitating A Child's Home Purchase

United States Finance

WD

Wiggin & Dana

Back To The Futures: CFTC's No-Action Letter Largely Reinstates 2003's Regulation 4.13(a)(4) On An Interim Basis

United States Finance

PC

Pryor Cashman LLP

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Webinars

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20 Jan 2026 | 3:00 PM

2026 Canadian In-House Counsel Report: Unparalleled Insights into Canada's In-House Profession from CBA In-House Lawyers

TC

CBA In-House Lawyers

Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Related Country Guides

Project Finance

Banking Regulation

Fund Management/ REITs

CFTC Issues No‑Action Relief Easing Registration Requirements For Private Fund Managers

On December 19, 2025, the Commodity Futures Trading Commission (the "CFTC") issued a no‑action letter (the "No‑Action Letter") that permits many private fund managers...

United States Finance

PR

Proskauer Rose LLP

Back To The Futures: CFTC's No-Action Letter Largely Reinstates 2003's Regulation 4.13(a)(4) On An Interim Basis

In a no-action letter issued on December 19, 2025[1] (NAL), the staff of the Market Participants Division (MPD) of the Commodity Futures Trading Commission (CFTC) reinstated the exemption from commodity pool operator...

United States Finance

PC

Pryor Cashman LLP

CFTC Staff Extends Relief To Certain RIAs Operating Private Commodity Pools

On December 19, 2025, the CFTC staff issued no-action relief to commodity pool operators ("CPOs") registered with the SEC as investment advisers, with respect to the operation of certain commodity pools whose interests are offered solely to "qualified eligible persons" as defined in CFTC Regulation 4.7 ("QEPs").

United States Finance

D

Dechert

CFTC Staff Partially Reinstate CPO Exemption For RIAs

United States Finance

MB

Mayer Brown

An Exciting New Chapter For Cadwalader And Our Real Estate Clients

United States Real Estate

CW

Cadwalader, Wickersham & Taft LLP

AIFMD 2.0 Digest: What's Next For Non-EU Managers? (Podcast)

United States Finance

PR

Proskauer Rose LLP

Alternative Investment Funds - The Legal 500

United States Finance

D

Dechert

SEC Watch: Monthly Takeaways For Asset Managers - December 2025

United States Commercial

ST

Simpson Thacher & Bartlett

Emerging Manager Minute (Video)

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

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Leasing

Subleasing Your Office Space? You May Have Triggered An Impairment Of Right-of-Use Assets

Adopting Accounting Standards Codification (ASC) 842, Leases, introduces new considerations for companies with leases. One such complex consideration is accounting for the potential impairment...

United States Accounting

ML

Marcum

Judge Albright Shifts Approach To Automaker Venue After Federal Circuit Reversal

Western District of Texas District Judge Alan D. Albright frequently found himself at odds with the Federal Circuit over his handling of transfer motions just a few years ago

United States Finance

RC

RPX Corporation

Aviation Finance Comparative Guide

Aviation Finance Comparative Guide for the jurisdiction of United States, check out our comparative guides section to compare across multiple countries

United States Transport

VP

Vedder, Price P.C.

Airline Lands A Significant Blow: Frontier And Carlyle Aviation Fight It Out In The Courts Over Breach Of Contract Claims

United States Transport

SG

Smith Gambrell & Russell

The FASB's Lease Accounting Rules Leave Restaurant Investors Searching For Deferred Rent

United States Accounting

AM

Alvarez & Marsal

Are Unmatured Lease Obligations Considered Noncontingent Debt For Purposes Of Calculating Eligibility To File A Subchapter v Bankruptcy?

United States Insolvency

TC

Thompson Coburn LLP

New Fed Policy On Extend And Hold Bank Loans For Retail Properties - Welcome Back To 2008

United States Finance

KR

Kane Russell Coleman Logan

State AGs And CFPB Stop Tempoe's Rhythm

United States Finance

KD

Kelley Drye & Warren LLP

Multistate And CFPB Enforcement Actions Against Lease Finance Company Tempoe

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

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Capital Adequacy/BASEL

Cheat Sheet—FCA's New Targeted Support Regime—other Frequently Asked Questions (FAQs)

This will not be permitted at the outset but the Treasury will review the position in due course.

United States Consumer

AO

A&O Shearman

Art Basel Miami Beach: An Art Appraiser's Perspective

One of the art world's most important events in the United States has recently concluded in Miami Beach, Florida. Running December 3-7, 2025...

United States Finance

SH

Shook, Hardy & Bacon

OCC And FDIC Rescind Interagency Leveraged Lending Guidance

The Statement marks what could be a significant shift in the regulatory landscape for banks engaged in leveraged lending and comes amid the continued prevalence of the private credit market and other non-bank lending.

United States Finance

WS

Winston & Strawn LLP

Federal Banking Agencies Finalize The ESLR Rule, With Some Adjustments

United States Finance

DW

Davis Wright Tremaine

How Regulatory Change Is Reshaping Global Lending

United States Finance

WL

World Law Group

Federal Banking Agencies Propose Lower Community Bank Leverage Ratio Requirements

United States Finance

DW

Davis Wright Tremaine

3 Recent Regulatory Developments Relevant To The EU And UK Securitisation Markets

Worldwide Commercial

ST

Simpson Thacher & Bartlett

Will Crypto Capital Find A Home In The U.S.?

United States Technology

DW

Davis Wright Tremaine

OCC Settles With Bank Over Alleged BSA/AML Violations

United States Finance

SM

Sheppard Mullin Richter & Hampton

See more

Listing Rules & Flotation

Nasdaq Proposes Stricter Initial And Continued Listing Standards

The Nasdaq Stock Market LLC ("Nasdaq") recently proposed modifications to its initial and continued listing standards ("Proposed Listing Standards").

United States Finance

D

Dechert

SEC Approves TXSE As National Securities Exchange

On September 30, 2025, Texas Group Inc. ("TXSE Group") announced that it has received formal approval of its Form 1 Registration Statement from the U.S. Securities and Exchange Commission...

United States Finance

JD

Jones Day

Ambush At The AGM – Notice Requirements For Listed Companies In The Digital Age

With a significant proportion of companies listed on the Hong Kong Stock Exchange incorporated in the Cayman Islands and approximately 223 Cayman-incorporated...

United States Commercial

BP

Baker & Partners

Considering A U.S. Listing? What Asian Issuers Should Know

Worldwide Commercial

LL

Loeb & Loeb LLP

London Stock Exchange Discussion Paper – Shaping The Future Of AIM

United States Commercial

BC

Bryan Cave Leighton Paisner

Nasdaq And NYSE Target Excessive Reverse Stock Splits Used To Regain Compliance With Minimum Security Price Requirements

United States Commercial

FH

Foley Hoag LLP

2024-2025 Developments Regarding NYSE And Nasdaq Listing Rules

United States Commercial

CG

Cahill Gordon & Reindel LLP

Nasdaq Listing Fee Changes

United States Finance

GP

Goodwin Procter LLP

EU Listing Act Podcasts

United States Finance

AO

A&O Shearman

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Latest Videos

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AIFMD 2.0 Digest: What's Next For Non-EU Managers? (Podcast)

PR

Proskauer Rose LLP

Designated Gifts — Honoring Intent, Avoiding Liability (Video)

MB

Michael Best

Ten Minute Interview: Investment Professionals And Family Offices (Video)

FL

Foley & Lardner

Elizabeth Shortino Featured In Atlantic Council Panels (Video)

AM

Alvarez & Marsal

New Consumer Financial Services Fintech Business Opportunities Arising From Deregulation At The CFPB During Trump 2.0 – Part 1 (Podcast)

BS

Ballard Spahr LLP

Upcoming Events

PLI Taxation Of Financial Products And Transactions 2026

KL

Herbert Smith Freehills Kramer LLP

2026 Global ETF Think Tank

KG

K&L Gates LLP

SIFMA’s C&L Society Forum: What’s New At FINRA

W

WilmerHale

Financial Services Regulatory Crystal Ball: Outlook For 2026

HK

Holland & Knight

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