China: Financial Services

Subscribe

Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

PRC Financial Regulation: Annual Report (2024) FinTech

Following PBOC's official statement in January 2023that a normalized supervision framework has been preliminarily established for platform enterprises' financial busines.

China Technology

FP

Fangda Partners

Code Of Ethics (COE) Implementation Guidelines - Creating An Effective COE Program For Private Fund Managers

The China Securities Regulatory Commission issued the Provisions on Code of Ethics of Securities and Futures Business Institutions and Their Staff in June 2018, which was amended in August 2022.

LO

Llinks Law Offices

CSRC Released The Provisions On Futures Program Trading

On 13 June 2025, the China Securities Regulatory Commission ("CSRC") released the Provisions on the Administration of Program Trading in the Futures Market (Trial) (《期货市场程序化交易管理规定(试行)》) ("Futures Program Trading Provisions"), which will take effect on 9 October 2025.

LO

Llinks Law Offices

Internationalization Of SHFE Rules, Granting More Access To Overseas Participants

On 27 May 2025, the Shanghai Futures Exchange released for public consultation a comprehensive set of proposed and revised business rules, marking a significant step toward the internationalization of the SHFE's futures market.

LO

Llinks Law Offices

PRC Financial Regulation: Annual Report (2024) - Securities And Futures

China Commercial

FP

Fangda Partners

PRC Financial Regulation: Annual Report (2024) - Banking

FP

Fangda Partners

CSRC Optimises The Northbound Mutual Recognition Of Funds Regime

SY

Shanghai YaoWang Law Offices

NFRA Issued Margin Rules For Non-Centrally Cleared Derivatives Transactions Of Financial Institutions

SY

Shanghai YaoWang Law Offices

PRC Financial Regulation: Annual Report 2024 - General

FP

Fangda Partners

Navigating The DOJ's New Data Transfer Rule: Implications And Compliance Requirements

China Compliance

JH

JunHe Law Office

Revolutionizing And Innovating: Key Highlights Of Tianjin Binhai QFLP Pilot Scheme New Regulations（天津滨海QFLP试点新规）

China Government

FP

Fangda Partners

2025香港稳定币牌照申请深度剖析（上）

TY

Tian Yuan Law Firm

2025香港稳定币牌照申请深度剖析（下）

TY

Tian Yuan Law Firm

2025 Financial Crime Report

Worldwide Finance

KH

Kroll

万能险新规解读

China Insurance

AB

AnJie Broad Law Firm

Cayman Short Form Merger – Is It A Loophole?

Worldwide Commercial

A

Appleby

行业转型背景下汽车产业人员优化的法律分析及执行要点

AB

AnJie Broad Law Firm

This Is (Still) China (Video)

China Commercial

HS

Harris Sliwoski

AFD China Newsletter - June, 2025

AC

AFD China

The Rise Of Panda Bonds: Enhancing International Investments In China's Bond Market From An Offshore Perspective

Panda bonds, initially launched in 2005, saw unprecedented popularity in recent years.

Worldwide Finance

A

Appleby

Latest Opinions On Development Of Futures Market

On 11 October 2024, several Chinese authorities including the CSRC, the PBOC and the NAFR issued the Opinions on Strengthening Supervision, Preventing Risks and Promoting High Quality Development of Futures Market.

JY

Jia Yuan Law Offices

不良资产处置系列实务（六）：金融不良资产转让中的优先购买权

在金融不良资产处置中，为最大限度地减少国有资产流失，相关主体被赋予金融不良债权的优先购买权。鉴于优先购买权制度涉及出卖人、优

China Wealth Mgt

JT

Jincheng Tongda & Neal

保险机构关联交易新增监管规则解读

2025年5月15日，国家金融监督管理总局公布《国家金融监督管理总局关于修改部分规章的决定》（国家金融监督管理总局令2025年第4号），其中，明确

China Insurance

AB

AnJie Broad Law Firm

Supreme People's Court Issues Interpretation On Interest Calculation For Overdue Payments In Foreign And HK/Macao/Taiwan Currencies

JT

Jincheng Tongda & Neal

China To Collect Record Repayments During Inflection Point For Sovereign Debt Markets

SJ

Steptoe LLP

沪港通、深港通北向交易中境外投资者面临的投资资格与信息披露等问题分析

China Government

AB

AnJie Broad Law Firm

中资企业墨西哥投融资必知（一）：三大担保形式设立与解除全攻略

China Real Estate

AB

AnJie Broad Law Firm

保险资金重大股权投资新规重点问题解析

China Insurance

AB

AnJie Broad Law Firm

关于债权投资计划业务中公益性项目问题的探讨

China Insurance

AB

AnJie Broad Law Firm

Smarter Workplaces: Arcadis' Expertise In China's Tech Industry

China Commercial

A

Arcadis

虚拟货币司法处置的难点、风险与因应措施

China Technology

HK

Han Kun Law Offices

Judicial Disposal Of Crypto Currencies In China: Legislation, Challenges, Risks And Way Out

China Technology

HK

Han Kun Law Offices

A New Era For Regulatory Margins For Derivatives Transactions

HK

Han Kun Law Offices

Smarter Workplaces: Arcadis' Expertise In China's Tech Industry

The rapid pace of technological advancement is reshaping the global innovation landscape like never before.

China Commercial

A

Arcadis

虚拟货币司法处置的难点、风险与因应措施

自2008年比特币在金融危机中横空出世以来，虚拟货币（又称"加密资产Crypto Assets"）在世界范围内得到迅速发展

China Technology

HK

Han Kun Law Offices

Judicial Disposal Of Crypto Currencies In China: Legislation, Challenges, Risks And Way Out

Crypto currencies (also known as crypto assets) have seen rapid development since Bitcoin's emergence during the financial crisis in 2008.

China Technology

HK

Han Kun Law Offices

A New Era For Regulatory Margins For Derivatives Transactions

Following the economic and financial crisis in 2007, in view of the significant weakness in the resiliency of banks and other market participants to financial and economic shocks, in particular from over-the-counter (OTC) derivatives transactions...

HK

Han Kun Law Offices

香港公司破产中对涉及内地资产的处置规则及内地司法协助之实践

China Insolvency

AB

AnJie Broad Law Firm

行政处罚裁量实施办法——不予处罚篇

2021年最新颁布生效的《中华人民共和国行政处罚法（2021修订）》第三十四条规定：

China Insurance

AB

AnJie Broad Law Firm

金融监管部门所认定的"销售误导"能否作为撤销保险合同的"欺诈"事实依据？

金融监管部门所认定的"销售误导"不等同于民法上的"欺诈"，人民法院应当结合个案具体案情以及"欺诈"的构成要件和证明标准依法审查是否构成"Ē

China Insurance

AB

AnJie Broad Law Firm

Enhancing Data Security In Banking And Insurance: An Analysis Of Recent Regulatory Developments

In the digital age, data is a vital asset, and its security is of the utmost importance, particularly within the financial services industry which is relied on by all levels of society

AB

AnJie Broad Law Firm

《金融机构合规管理办法》解读

近日，国家金融监督管理总局正式下发《金融机构合规管理办法》（以下简称《办法》），对比之前国家金融监督管理总局下发的 ...

China Compliance

AB

AnJie Broad Law Firm

"诉"说合同履行——案例9：保证期间内仅向债务人主张不能视为对保证人提出主张

JT

Jincheng Tongda & Neal

供应链票据资产证券化：新规指引与实操

AB

AnJie Broad Law Firm

中企外贸融资的方式与风险防范

China International

AB

AnJie Broad Law Firm

银团贷款业务管理办法解读分析与合规建议

AB

AnJie Broad Law Firm

Balancing Act: Managing AI Governance Risks In Financial Services

China Technology

AM

Alvarez & Marsal

境内资金合规出海的选择——ODI、QDII和QDLP/QDIE比较研究

China Commercial

AB

AnJie Broad Law Firm

《金融机构合规管理办法（征求意见稿）》解读

China Compliance

AB

AnJie Broad Law Firm

《金融机构合规管理办法（征求意见稿）》与现行监管规定对比

AB

AnJie Broad Law Firm

香港拟引入公司迁册制度新政

China Commercial

AB

AnJie Broad Law Firm

银行保险机构如何理解与适用新公司法（五） ——决议效力制度的完善

China Commercial

AB

AnJie Broad Law Firm

The Remaining 2024 Congressional Agenda

Worldwide Government

GT

Greenberg Traurig, LLP

银行保险机构如何理解与适用新公司法（四）——监事和监事会

China Commercial

AB

AnJie Broad Law Firm

China Releases Revised Rules To Ease Investment Through The QFII Regime

NR

Norton Rose Fulbright Hong Kong

法度改旧章，规新见远心——对新《公司法》重塑股东出资加速到期规则的实践观察

China Commercial

AB

AnJie Broad Law Firm

银行保险机构如何理解与适用新公司法（三）——董事和董事会

China Commercial

AB

AnJie Broad Law Firm

See more

Latest Videos

See more

The China Banking And Insurance Regulatory Commission Is Opening Up Market Access To Insurance Companies (Video)

HL

Hogan Lovells

Mondaq uses cookies on this website. By using our website you agree to our use of cookies as set out in our Privacy Policy.

Learn More