China: Financial Services

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Article
私募基金职务侵占案中的法律问题探讨——私募基金合规与风险防范实务探究系列③
近日，中国证监会严肃查处了私募基金玖瀛资产、腾创投资违法违规案件，暴露出部分私募机构在资金运作、关联交易及投资者权益保护方面的严重缺陷；上月初，国务院办公厅印发《关于加强监管防范风险促进私募投资基金高质量发展的指导意见》，从顶层设计上强化了私募基金监管框架A
China Finance
AB
AnJie Broad Law Firm
Article
浅谈私募基金投资者的权益保护：以某职务侵占案为视角——私募基金合规与风险防范实务探究系列②
近日，中国证监会严肃查处了私募基金玖瀛资产、腾创投资违法违规案件，暴露出部分私募机构在资金运作、关联交易及投资者权益保护方面的严重缺陷；上月初，国务院办公厅印发《关于加强监管防范风险促进私募投资基金高质量发展的指导意见》，从顶层设计上强化了私募基金监管框架A
China Finance
AB
AnJie Broad Law Firm
Article
China: China Announced Proposed Penalties On Cross-Border Securities Business: What Overseas Institutions Should Watch?
China's securities regulator has announced proposed penalties against overseas online brokerage firms for providing services to mainland investors without proper authorization. The enforcement action highlights the complex regulatory framework governing cross-border financial services in China, where distinctions between relationship management and systematic solicitation can determine compliance. Overseas institutions must carefully navigate licensing requirements, marketing restrictions, investor qualific
China Finance
KG
K&L Gates LLP
Article
董责险与我国资本市场主要监管体系概述及保险公司实务应对要点（上篇）——董责险与资本市场监管体系概览
董责险的全称为“董事、监事及高级管理人员责任保险”，英文为Directors & Officers Liability Insurance，通常简称为D&O保险，是以董事、监事、高级管理人员（“董监高”）在执行职务过程中的不当行为造成第三方损害而应承担的赔偿责任为保险标的。
China Commercial
AB
AnJie Broad Law Firm
Article
Brief Analysis On The Measures For The Administration Of Online Marketing Of Financial Products From A Private Fund Business Perspective
The People’s Bank of China, the Ministry of Industry and Information Technology, the State Administration for Market Regulation, the National Financial Regulatory Administration, the China Securities Regulatory Commission (“CSRC”), the China National Intellectual Property Administration, the Cyberspace Administration of China, and the State Administration of Foreign Exchange jointly issued the Measures for the Administration of Online Marketing of Financial Products (“Online Marketing Measures” or “Measures”), which will take effect on 30 September 2026. The Online Marketing Measures are intended to regulate online marketing activities relating to financial products.
China Finance
LO
Llinks Law Offices
Article
《金诚同达金融专刊》第13期发布
China's central bank signals a strategic shift toward structural monetary policy tools over broad interest rate cuts, while the securities and insurance sectors navigate intensive regulatory reforms. The People's Bank of China's Q1 2026 report reveals targeted credit expansion through specialized lending facilities, as securities firms post robust earnings amid trading rule optimizations and insurance regulators tighten product compliance standards.
China Finance
JT
Beijing Jincheng Tongda & Neal
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