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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Plaintiffs Ask For En Banc Rehearing In CFPB Shutdown Case

Contending that the decision of a divided three-judge panel of the U.S. Circuit Court of Appeals for the District of Columbia would lead to a shutdown...

United States Finance

BS

Ballard Spahr LLP

CFTC Launches Tokenized Collateral And Stablecoins Initiative

On September 23, 2025, the CFTC launched a Tokenized Collateral and Stablecoins Initiative that invites interested stakeholders to submit feedback and suggestions on the use of tokenized...

United States Finance

SJ

Steptoe LLP

The Growth Of Hedge Fund Managed Accounts

The use of separately managed accounts (SMAs) to access hedge fund strategies has grown materially in recent years.

United States Finance

D

Dechert

First Circuit Rules National Bank Act Does Not Preempt Rhode Island State Law: Is There Still Any Advantage To Having A National Bank Charter? (Podcast)

As our regular podcast listeners know, we ordinarily release a new podcast show once each week on Thursday. On a very few occasions, we have released a special extra podcast...

United States Finance

BS

Ballard Spahr LLP

New York Ethics Commission Considers Expanding Lobbying Regulations And Campaign Finance Restrictions

United States Finance

GT

Greenberg Traurig, LLP

Horizon Scan For Private Investment Funds: Key Recent Funds, Legal And Regulatory Developments To Look Out For In The Coming Months (October 2025)

United States Finance

GP

Goodwin Procter LLP

What To Do When The IRS Freezes Your Bank Account: A Comprehensive Guide

United States Finance

RS

Rotfleisch & Samulovitch P.C.

SEC Seeks Input On Modernizing RMBS Disclosure Requirements And Enhancements To ABS Registration To Revitalize Public Securitization Market

United States Finance

MB

Mayer Brown

Investment Management & Funds Regulatory Update - September 2025

United States Finance

DP

Davis Polk & Wardwell

DOJ Intensifies Enforcement Against Foreign-Affiliated Companies Over PPP Loan Certifications

United States Finance

BT

Barnes & Thornburg LLP

HM Treasury Releases Policy Statement On Appointed Representatives

United States Finance

RG

Ropes & Gray LLP

Trump Says Lisa D. Cook Was Properly Removed From Fed For Misconduct

United States Finance

BS

Ballard Spahr LLP

No Private Cause Of Action By Non-Party To Securitization Documents: It's Not My Cross To Bear

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

UK Financial Insights From Katten | Issue 26

United States Finance

KM

Katten Muchin Rosenman LLP

Stop ERP Failures: Critical Mistakes To Avoid In Your Digital Transformation (Video)

United States Strategy

TS

Taft Stettinius & Hollister

[PODCAST] Utilizing Co-Mediation - Bringing Together Multiple Perspectives To Reach Effective Settlements

United States Litigation

J

JAMS

Evolving Challenges In Employment Mediation: Managing Emotions, Shifting Strategies And Legal Trends (Podcast)

United States Employment

J

JAMS

What Honeybees Have Taught Me About Dispute Resolution

United States Litigation

J

JAMS

Tariffs, Contracts And The Negotiation Imperative: Why The Old Playbook Won't Work

United States International

J

JAMS

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Related Country Guides

Banking Regulation

Project Finance

Charges, Mortgages, Indemnities

SEC Seeks Input On Modernizing RMBS Disclosure Requirements And Enhancements To ABS Registration To Revitalize Public Securitization Market

The Securities and Exchange Commission (SEC) has published a concept release inviting public comment on potential reforms to disclosure requirements for residential mortgage-backed securities (RMBS) in the registered...

United States Finance

MB

Mayer Brown

No Private Cause Of Action By Non-Party To Securitization Documents: It's Not My Cross To Bear

In Andersen v. Bank of N.Y. Mellon f/k/a The Bank of New York, as Trustee for the Certificate Holders of the CWABS Inc. Asset Backed Certificates, Series 2007-1, the Supreme Court of New York, Richmond County held that the plaintiff did not have standing, ...

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Cook Says Allowing Trump To Fire Her From Fed Would Destroy Fed Independence

Allowing President Trump to fire Lisa D. Cook from the Fed would "signal to the financial markets that the Federal Reserve no longer enjoys its traditional...

United States Finance

BS

Ballard Spahr LLP

Treasury Seeks Public Comment On Implementation Of The GENIUS Act

United States Finance

GP

Goodwin Procter LLP

First Circuit Rules National Bank Act Does Not Preempt Rhode Island State Law

United States Finance

BS

Ballard Spahr LLP

Trump Asks Supreme Court To Let Him Fire Lisa D. Cook From Fed

United States Finance

BS

Ballard Spahr LLP

NFIP Authorization Expires Sept. 30

United States Finance

BS

Ballard Spahr LLP

CFPB Spring 2025 Regulatory Agenda Mortgage Items

United States Finance

BS

Ballard Spahr LLP

Mortgage Banking Update - September 18, 2025

United States Finance

BS

Ballard Spahr LLP

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Credit Crisis and the Emergency Economic Stabilization Act

Trend Report - Focus On Financial Services

This is the first of a series of trend reports tailored for our clients and friends to help companies stay a step ahead of legal issues that may affect their businesses.

United States Finance

ML

Morgan Lewis

Outsourcing For U.S. Financial Institutions After Dodd-Frank: Regulation, Risk And Governance

The global economic crisis has powerfully re-taught a lesson that we have understood for some time — the whole world is economically connected.

United States Finance

D

Dechert

The Top 10 SEC Enforcement Events Of 2011

2011 was an eventful year for the Division of Enforcement at the U.S. Securities and Exchange Commission ("SEC"). Our assessment of the top ten SEC Enforcement events of 2011 is discussed below.

United States Criminal

W

WilmerHale

The Use Of ABX Derivatives In Credit Crisis Litigation

United States Finance

N

NERA

IRS Authorizes Optional TEDB Volume Cap Extensions, Requests Comments On Reallocation Of Volume Cap

United States Tax

DW

Dorsey & Whitney LLP

New California Law Will Restrict Cities' Access To Bankruptcy Under Chapter 9

United States Finance

GP

Goodwin Procter LLP

Asset Protection: Worth Another Look

United States Strategy

GS

Giordani, Swanger, Ripp & Phillips, LLP

S&P Downgrade Hurts Middle Tennessee Banks

United States Finance

WL

Waller Lansden Dortch & Davis

The Line Blog: The Line Reports from The Trigild Conference: Special Servicing Perspectives

United States Finance

HA

Hunton Andrews Kurth LLP

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Listing Rules & Flotation

Ambush At The AGM – Notice Requirements For Listed Companies In The Digital Age

With a significant proportion of companies listed on the Hong Kong Stock Exchange incorporated in the Cayman Islands and approximately 223 Cayman-incorporated...

United States Commercial

BP

Baker & Partners

Considering A U.S. Listing? What Asian Issuers Should Know

During the first four months of 2025, at least eight companies listed on the Singapore Exchange (SGX) announced potential delisting and at least 11 SGX-listed companies...

Worldwide Commercial

LL

Loeb & Loeb LLP

London Stock Exchange Discussion Paper – Shaping The Future Of AIM

The ‘Jewel in the Crown' of London's markets, AIM has been a central feature of UK capital markets for the last 30 years providing growing companies...

United States Commercial

BC

Bryan Cave Leighton Paisner

Nasdaq And NYSE Target Excessive Reverse Stock Splits Used To Regain Compliance With Minimum Security Price Requirements

United States Commercial

FH

Foley Hoag LLP

2024-2025 Developments Regarding NYSE And Nasdaq Listing Rules

United States Commercial

CG

Cahill Gordon & Reindel LLP

Nasdaq Listing Fee Changes

United States Finance

GP

Goodwin Procter LLP

EU Listing Act Podcasts

United States Finance

AO

A&O Shearman

Approval Of The Listing Act: Welcome Changes For Issuers Of Debt Securities

United States Finance

JD

Jones Day

HKEx's Enhanced Climate Disclosure Requirements

United States Finance

SS

Seyfarth Shaw LLP

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Capital Adequacy/BASEL

FDIC Outlines Major Reforms

At the September 2025 meeting of the Financial Stability Oversight Council, FDIC Acting Chairman Travis Hill laid out an ambitious set of reforms designed...

United States Finance

BS

Butler Snow LLP

Arnold & Porter Discusses The CLARITY Act

For over a decade, regulators, market participants, and Congress have wrestled with the challenge of regulating crypto assets. This relatively nascent asset class, underpinned by novel technology...

United States Finance

AP

Arnold & Porter

Investment-Related Highlights

The NAIC Summer National Meeting was held in Minneapolis from August 10-13, 2025. This Legal Update reports on selected investment-related topics from the Summer National Meeting...

United States Insurance

MB

Mayer Brown

Special Qualified Small Business Stock Issues Applicable To Pooled Investment Fund Partnerships

United States Finance

HK

Holland & Knight

Federal Reserve Board Hosts Capital Conference To Further Capital Reform Efforts

United States Finance

MV

Moore & Van Allen

CRD VI—European Banking Authority Report On Direct Provision Of Services From Third Country Institutions

European Union Finance

AO

A&O Shearman

US FDIC Requests Comment On Industrial Loan Company Framework

United States Finance

MB

Mayer Brown

Federal Bank Regulatory Agencies Issue Joint Statement On Crypto-Asset Safekeeping By Banking Organizations

United States Finance

GP

Goodwin Procter LLP

Treasury Secretary Bessent Outlines Strategic Vision For Financial Regulatory Reform At Federal Reserve Capital Conference

United States Finance

AP

Anderson P.C.

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Latest Videos

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A Deep Dive Into The Fight For The CFPB's Survival (Podcast)

BS

Ballard Spahr LLP

Navigating The Retail Alternatives Landscape (Video)

AM

Alvarez & Marsal

Securities Docket Weekly Update - March 29 (Video)

AP

Anderson P.C.

6 Quick Tips For An Effective Financial Check-up (Video)

KR

Kaufman Rossin

The Impact Of ISP98 On Standby Letters Of Credit And Global Finance (Video)

MS

Moses & Singer

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