United Kingdom: Securities

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Business law and corporate law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics that involve business and corporate law produced by specialists working in this area every day.

FCA Approves The First PISCES Private Stock Market Operator

The FCA has approved the London Stock Exchange as the first operator of PISCES (Private Intermittent Securities and Capital Exchange System) which is a new type of private stock market.

United Kingdom Commercial

LS

Lewis Silkin

Corporate Law Update: 16 - 29 August 2025

The Financial Conduct Authority (FCA) has officially announced that the London Stock Exchange (the Exchange) has been given approval to operate a platform within the new PISCES sandbox.

United Kingdom Commercial

M

Macfarlanes LLP

Prospectus Regime Changes In The EU And UK—a Debt Capital Markets Update (Podcast)

The EU and UK prospectus regimes govern disclosure requirements for securities offered to the public and/or admitted to trading on a regulated market.

United Kingdom Finance

AO

A&O Shearman

Sustainability Communications – ESMA Note On ESG Credentials

On 1 July 2025, the European Securities and Markets Authority ("ESMA") released its first thematic note (the "Note") in a series clarifying ESMA's expectations for sustainability communications...

United Kingdom Finance

WG

Weil, Gotshal & Manges LLP

UK Corporate Briefing August 2025

United Kingdom Commercial

BC

Bryan Cave Leighton Paisner

PISCES 101 — The Private Intermittent Securities And Capital Exchange System

United Kingdom Commercial

GP

Goodwin Procter LLP

Revenue Recognition Fraud - And Why It Matters

United Kingdom Commercial

FR

Forensic Risk Alliance

Capital Markets Insight: How To Know When You Need A Temporary CUSIP Number For Reopenings

Worldwide Commercial

MB

Mayer Brown

Commercial Litigation Podcast Series – Episode 32: General Update (Podcast)

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

Financial List Finds Claim For Declaratory Relief Brought By Ultimate Beneficial Owners Of Loan Notes Against Issuer Is Arguable

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Reform Of The EU Securitisation Framework—Part 2: Proposed Definitions Of "Public" And "Private" Securitisations

European Union Finance

JD

Jones Day

Privy Council Abrogates So-called "Shareholder Rule" Under English Law: Companies Can Assert Privilege Against Their Shareholders

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

Capital Markets Reform In The UK

European Union Commercial

DP

Davis Polk & Wardwell

Corporate Law Update: 12 - 18 July 2025

United Kingdom Commercial

M

Macfarlanes LLP

Contractual Clarity Is Paramount In Offshore Construction Projects (Pharos v. KML)

United Kingdom Real Estate

MB

Mayer Brown

AI Tools Are Making Social Engineering Attacks Even More Convincing, And I Fear That This Is Only The Beginning

United Kingdom Technology

BS

BCL Solicitors LLP

FinTech Global FS Regulatory Round-up - W/e 29 August 2025

United Kingdom Technology

KL

Herbert Smith Freehills Kramer LLP

Do Not Bottle The Truth: Major Soft Drinks Company Commits To Correcting Its Recycling Claims Under EU Law

European Union Environment

KG

K&L Gates LLP

UK Immigration Salary List 2025

United Kingdom Immigration

RC

Richmond Chambers Immigration Barristers

The FCA Confirms Its Bold Reforms Of The UK Prospectus Regime

a positive deregulation – expected to be leveraged by small and mid-cap companies initially as market practice develops; US securities law requirements...

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

FCA Finalises Changes To The UK's Public Offers Of Securities Regime

The changes, which follow reforms to the circumstances in which a company or other entity may offer its equity securities to the public, bring rule-making power closer to the regulator...

United Kingdom Commercial

M

Macfarlanes LLP

FCA Publishes Final Rules For Public Offers And Admission To Trading Regime

On July 15, 2025, the Financial Conduct Authority (FCA) published its Policy Statement PS25/9 setting out the final rules to implement the Public Offers and Admission to Trading Regulations 2024 (POATRs).

United Kingdom Finance

AO

A&O Shearman

FCA Publishes New UK Prospectus Rules: Potential Impact On Securities Litigation

The reforms represent the biggest change to the UK public offer regime since 2005. FCA Policy Statement 25/9 contains the new rules, which set out the detailed requirements...

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Takeover Panel Publishes Consultation On Dual Class Share Structures, IPOs And Share Buybacks And Two New Practice Statements

United Kingdom Commercial

GW

Gowling WLG

The UK Takeover Panel's Guidance On "Stub Equity" In Take-Private Transactions

United Kingdom Commercial

AG

Akin Gump Strauss Hauer & Feld LLP

UK Takeovers: New Panel Guidance On Stub Equity Offers

United Kingdom Commercial

DP

Davis Polk & Wardwell

One Person's Trash Is Another Person's Treasure: ESMA's Final Report On The UCITS Eligible Assets Directive

United Kingdom Finance

TS

Travers Smith LLP

UK Tax Round Up

United Kingdom Tax

PR

Proskauer Rose LLP

Watch Out For Hoax Reports To Your Hotline

United Kingdom Commercial

N

NAVEX

Reform Of The GDPR In The UK

United Kingdom Privacy

MB

Mayer Brown

PISCES – A New Source Of Liquidity In The UK For Unlisted Companies

United Kingdom Finance

DP

Davis Polk & Wardwell

Corporate Law Update: 7 - 13 June 2025

United Kingdom Commercial

M

Macfarlanes LLP

PISCES – Key Questions Answered

United Kingdom Commercial

TS

Travers Smith LLP

Reform Of The GDPR In The UK

On 19 June 2025 the Data (Use and Access) Act (the "DUA Act") received Royal Assent and became law in the UK, having been passed by the UK Parliament on 11 June 2025.

United Kingdom Privacy

MB

Mayer Brown

PISCES – A New Source Of Liquidity In The UK For Unlisted Companies

The UK Financial Conduct Authority recently published its final rules for the Private Intermittent Securities and Capital Exchange System...

United Kingdom Finance

DP

Davis Polk & Wardwell

Corporate Law Update: 7 - 13 June 2025

The Court of Appeal has upheld a decision of the High Court that a shareholder in a company suffered unfair prejudice when the company failed to comply with its contractual obligations to work...

United Kingdom Commercial

M

Macfarlanes LLP

PISCES – Key Questions Answered

With the legal framework now in place for the Private Intermittent Securities and Capital Exchange System ("PISCES") regime to become operational...

United Kingdom Commercial

TS

Travers Smith LLP

UK Employee Share Plans: 6th Of July HMRC Reporting Deadline

United Kingdom Employment

GP

Goodwin Procter LLP

Corporate Law Update: 26 April - 2 May 2025

HM Revenue and Customs (HMRC) has confirmed that it intends to proceed with introducing a new single tax on securities transactions, which will replace the two existing UK taxes on share transfers: stamp duty reserve...

United Kingdom Commercial

M

Macfarlanes LLP

Raising The Bar: SEC Evaluating An Increase In Minimum AUM Threshold For Investment Adviser Registration

On April 8, 2025, Acting SEC Chairman Mark T. Uyeda gave a speech signaling that the SEC may revisit the current minimum assets under management...

United Kingdom Commercial

PR

Proskauer Rose LLP

The Gowling WLG AIM Handbook

AIM opened on 19 June 1995. AIM is a market for smaller and growing companies and is a UK multilateral trading facility within the meaning set out in the Handbook...

United Kingdom Commercial

GW

Gowling WLG

Standard Chartered Securities Litigation: Renewed Hope For Passive Investors

On 25 March 2025, Green J handed down judgment in Persons Identified in Schedule 1 v Standard Chartered PLC [2025] EWHC 698 (Ch).

United Kingdom Litigation

TS

Travers Smith LLP

Monthly Regulatory Newsletter – March 2025

Worldwide Finance

RQ

RQC Group

UK Corporate Briefing April 2025

Worldwide Commercial

BC

Bryan Cave Leighton Paisner

Listing On Aquis Stock Exchange

United Kingdom Finance

LS

Laytons

Boardroom To Breach: 5 Cyber Threats That Will Define Your Leadership In Times Of Disruption

United Kingdom Technology

A

AlixPartners

The SEC's Division Of Investment Management: FAQ Update

United Kingdom Commercial

RQ

RQC Group

5 Cybersecurity Questions For Grocery CEOs To Ask Today

United Kingdom Technology

A

AlixPartners

Travers Smith's Sustainability Insights: Will Trump 2.0 Kill Off The Brussels Effect?

Worldwide Commercial

TS

Travers Smith LLP

The UK Moves Closer To T+1 Settlement

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

SEC Grants Temporary Exemption For Rule 13f-2 Compliance And Form SHO Filings

United Kingdom Compliance

RQ

RQC Group

T+1 Settlement Update: Commission Proposes Change To CSDR

European Union Finance

AC

Arthur Cox

Simplified Disclosure Regime For Low Denomination Bond Issuances

United Kingdom Commercial

D

Devonshires

Monthly Regulatory Newsletter – January 2025

Worldwide Finance

RQ

RQC Group

P.I.S.C.E.S. – Private Intermittent Securities And Capital Exchange System

United Kingdom Commercial

SJ

Steptoe LLP

UK Takeover Code Changes – What You Need To Know For Guernsey And Jersey Companies

Worldwide Commercial

W

Walkers

Top 10 Trends Sneak Peek: Expanding Landscape Of Whistleblowing, Increasing Importance Of Internal Investigations

United Kingdom Commercial

N

NAVEX

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