Worldwide: Securities

EY's recent SEC Reporting Update highlights 2025 trends in comment letters issued by the staff of the Securities and Exchange Commission (the "Staff") to registrants about disclosures in their periodic filings.

On September 30, 2025, Judge Edgardo Ramos of the United States District Court for the Southern District of New York granted a motion to dismiss a putative securities class action against a fashion e-commerce company (the "Company"), its subsidiary, as well as certain of the Company's executive officers (the "Individual Defendants").

On September 29, 2025, the United States Court of Appeals for the Second Circuit vacated a district court order dismissing a putative securities class action against a natural food and personal care company (the "Company") and certain of its current and former executive officers.

On 29 September 2025, the SEC issued notice of an exemptive application filed by Dimensional Fund Advisors LP, et al. seeking relief to offer index-based or actively managed funds that have one or more mutual fund share classes and an ETF share class.

As of 12:01 am on October 1, 2025, congressionally appropriated funding lapsed for most operations of the United States government. Though the government has shut down, business continues...

On September 5, 2025, the U.S. Securities and Exchange Commission ("SEC") announced the formation of a Cross-Border Task Force...

When going through an initial public offering (IPO) process, a company must make the important decision of choosing the securities exchange on which to list its shares.

On September 12, 2025, Judge Marsha J. Pechman of the United States District Court for the Western District of Washington denied a motion to dismiss a proposed securities...

The US Securities and Exchange Commission (SEC) staff will be hosting a webinar on 25 September 2025 regarding the upcoming compliance requirements under the amendments to Regulation S-P.