United States: Commodities/Derivatives/Stock Exchanges

Subscribe

Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Use Caution When Relying On The Validity Of Trustee Certificates

Trust documents often state that third parties may rely without further inquiry on a trustee certificate signed by the person listed in the registry of deeds as trustee.

United States Finance

RM

Rich May

NY Court Dismisses RESPA Claims: No Actual Damages From Mortgage Servicing

In a recent decision from the United States District Court for the Eastern District of New York, the District Court dismissed claims brought by a borrower against two mortgage servicers...

United States Finance

RD

Riker Danzig LLP

CFTC Vacancies Put US Financial Markets At Risk Of Neglect (1)

Milbank's Joshua Sterling and Amanda Olear say Congress must fill the vacancies on the Commodity Futures Trading Commission to maintain the derivatives market and enact the president's economic agenda.

United States Finance

ML

Milbank LLP

FTC Permanently Bans Debt Collector For UDAP And FDCPA Violations

The judgment imposes a $9.6 million in monetary relief, which was partially suspended based on the defendants' inability to pay.

United States Finance

SM

Sheppard Mullin Richter & Hampton

California's "Auto Renewal Law" Takes Effect On July 1

United States Finance

SM

Sheppard Mullin Richter & Hampton

New York Enacts Landmark Buy Now Pay Later Regulation Amid Federal Regulatory Recalibration

United States Finance

GT

Greenberg Traurig, LLP

CFPB States The Section 1033 Open Banking Rule Exceeds Its Authority

United States Finance

BS

Ballard Spahr LLP

Today's Podcast Episode: The Impact Of The Newly Established Priorities And Massive Proposed Reduction In Force (RIF) On CFPB Supervision

United States Finance

BS

Ballard Spahr LLP

OCC Bank Merger Policy: What's Old Is New Again

United States Finance

DP

Davis Polk & Wardwell

CFPB And Pawn Store Operator To Settle MLA Suit

United States Finance

SM

Sheppard Mullin Richter & Hampton

New Texas Law Offers Financial Institutions An Innovation-Friendly AI Framework

United States Finance

HC

Hudson Cook

CFPB Seeks To Vacate The Open Banking Rule

United States Finance

HK

Holland & Knight

U.S. House Of Representatives Approves 70 Percent Cut To CFPB Funding

United States Finance

HK

Holland & Knight

Key House Committee Chairs Release Draft Bill On Digital Asset Market Structure: Bill Would Establish CFTC/SEC Regulatory Authorities For Digital Assets And Codify DeFi Boundaries

United States Finance

MB

Mayer Brown

[PODCAST] Utilizing Co-Mediation - Bringing Together Multiple Perspectives To Reach Effective Settlements

United States Litigation

J

JAMS

AMTL's AICP Files Second Case Against TSMC, Its Advanced Memory Amends Against SK Hynix

United States IP

RC

RPX Corporation

Discovery Special Masters And Referees: A View From Both Sides

United States Litigation

J

JAMS

USMCA – We Have Some Good News And Some Terrible News

United States International

BG

Braumiller Law Group, PLLC

[PODCAST] When Scammers Strike: How Mediation Can Help Resolve Consumer Fraud Claims

United States Litigation

J

JAMS

Related Country Guides

Banking Regulation

Aviation, Aerospace and Maritime

Recent Litigation Affecting Aircraft Finance And The Aviation Industry

Airlines and aircraft lessors would be well advised in today's economic climate to remain attuned to litigation outcomes that may affect the traditional rules for aircraft financing.

United States Transport

JD

Jones Day

New Oklahoma Law Requires An Additional Permit For Some Developers — Oklahoma’s Aircraft Pilot And Passenger Protection Act

On October 1, 2010, the Oklahoma Aircraft Pilot and Passenger Protection Act (the "Act") became effective.

United States Transport

GG

Gable Gotwals

The 2011 Aircraft Sector Understanding On Export Credits

This note summarises the 2011 ASU rules that relate to asset-backed financings of new civil aircraft.

United States Finance

D

Dentons

EPA Reviewing PCB Rules and MARAD Foreign Transfer Approvals

United States Transport

BR

Blank Rome LLP

DOT Issues NPRM Relating to DBE Requirements

United States Transport

FL

Foley & Lardner

Potential Claims and Policy Changes Resulting from the "Deepwater Horizon" Incident

United States Transport

BR

Blank Rome LLP

European Commission Considers State Aid Requests for EU Aviation Industry, as Losses Rise High on a Cloud of Volcanic Ash

European Union Anti-trust

JD

Jones Day

FEC’s New Rules For Carriage Of Federal Political Candidates Take Flight In 2010

United States Transport

BT

Barnes & Thornburg

Attachments Under Rule B Of The Supplemental Rules Of Federal Civil Procedure

United States Transport

RS

Reed Smith

See more

Capital Adequacy/BASEL

New York Enacts Landmark Buy Now Pay Later Regulation Amid Federal Regulatory Recalibration

In a significant consumer protection move, New York has enacted legislation within its FY 2026 budget to regulate BNPL products — installment-style credit often offered at the point of sale...

United States Finance

GT

Greenberg Traurig, LLP

Project Finance Laws And Regulations Why The World Needs Multi-Sourced Project Financings (And Project Finance Lawyers…) 2025

Project financing has evolved significantly since it was first used to finance maritime operations and infrastructure developments in ancient Greece and Rome.

United States Finance

ML

Milbank LLP

New SBA Final Rule Implements Significant Changes To SBIC Program

On July 18, 2023, the U.S. Small Business Administration (SBA) published a Final Rule to modernize the Small Business Investment Company...

United States Commercial

FH

Foley Hoag LLP

What's Happening At The SEC? (Podcast)

United States Commercial

GP

Goodwin Procter LLP

Great Fund Insights: Co-Investing 101: Shared Risk, Shared Reward

United States Finance

AO

A&O Shearman

The JC Report On The Functioning Of The European Securitisation Regulation: An Unhelpful Regulatory Intervention For Europe's CLO And Securitisation Markets

United States Finance

ML

Milbank LLP

NAIC Advances Initiatives On Insurance Company Investments At Spring National

United States Insurance

KL

Herbert Smith Freehills Kramer LLP

The (Likely) New Banking Regulators In Their Own Words

United States Finance

AP

Arnold & Porter

Regulatory Monitoring Newsletter, February 2025

European Union Finance

AO

A&O Shearman

See more

Debt Capital Markets

FTC Permanently Bans Debt Collector For UDAP And FDCPA Violations

The judgment imposes a $9.6 million in monetary relief, which was partially suspended based on the defendants' inability to pay.

United States Finance

SM

Sheppard Mullin Richter & Hampton

Business Health Check: There's No Time Like The Present

When we originally published this blog in 2020, companies were facing an urgent and uncertain future brought on by the pandemic. Cash flow, operational continuity, and rapid pivots were top of mind.

United States Commercial

KR

Kaufman Rossin

Advantages Of Express LPA Third-Party Beneficiary Provisions For Subscription Credit Facility Lenders

An express third-party beneficiary provision running in favor of a lender in a fund's limited partnership agreement (an "LPA") is helpful for subscription credit facilities. It bolsters the rights and remedies...

United States Finance

MB

Mayer Brown

What You Need To Know About Incoming Stablecoin Legislation

United States Finance

AP

Arnold & Porter

DeSantis Signs Bill Allowing Debt Collection Emails Between 9 P.m. And 8 A.m.

United States Finance

BS

Ballard Spahr LLP

Serta And Mitel: The Latest Major Court Decisions On Uptier Transactions

United States Litigation

MB

Mayer Brown

United States Finance

GP

Goodwin Procter LLP

Myths About Foreclosure

United States Litigation

CS

Capes Sokol

When Good Deals Go Bad

United States Commercial

A

AlixPartners

See more

Corporate Finance

Special Report: Federal JOBS Act Seeks Relief From Securities Regulation Of Smaller Businesses

On April 5, 2012, President Obama signed into law the Jumpstart Our Business Startups Act (the JOBS Act).

United States Finance

SP

Strasburger & Price, L.L.P.

Corporate And Financial Weekly Digest - June 8, 2012

On June 7, the Federal Reserve Board, the Office of the Comptroller of the Currency and the Federal Deposit Insurance Corporation jointly proposed new capital rules.

United States Finance

KM

Katten Muchin Rosenman LLP

JOBS Act Client Alert – Rules 506 Of Regulation D And 144A

The JOBS Act (the "Act"), signed into law on April 5, 2012, promises to have a significant impact on two popular exemptions to registration of securities under federal securities laws.

United States Finance

FH

Foley Hoag LLP

Supreme Court Affirms The Right Of Secured Creditors To Credit Bid In A Sale Under A "Cramdown" Plan Of Reorganization

United States Finance

RG

Ropes & Gray LLP

U.S. Supreme Court Enforces Secured Creditor’s Right To Credit Bid

United States Commercial

MW

McDermott Will & Emery

RadLAX: No Credit Bidding – No Confirmation

United States Finance

PC

Perkins Coie LLP

JOBS Act Establishes New Thresholds For Registration Under The Exchange Act

United States Finance

FH

Foley Hoag LLP

Silicon Valley Venture Survey - First Quarter 2012

United States Finance

F

Fenwick

The New "Jobs" Act: Easing Access To Capital For Smaller Business

United States Commercial

MM

McLane Middleton, Professional Association

See more

Latest Videos

See more

Securities Docket Weekly Update - Feb 28 (Video)

AP

Anderson P.C.

6 Quick Tips For An Effective Financial Check-up (Video)

KR

Kaufman Rossin

Interview With Bryan Mulcahey, Managing Partner Of FS Vector (Video)

MB

Mayer Brown

The Impact Of ISP98 On Standby Letters Of Credit And Global Finance (Video)

MS

Moses & Singer

End Of The Qui Tam? District Court Holds FCA's Qui Tam Device Unconstitutional

AP

Arnold & Porter

Mondaq uses cookies on this website. By using our website you agree to our use of cookies as set out in our Privacy Policy.

Learn More