United States: Finance and Banking

Subscribe

Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

New York AG Sues Payday Lenders MoneyLion And DailyPay

New York Attorney General Letitia James has sued payday lenders MoneyLion Inc. and DailyPay Inc. in New York state court, alleging that the two companies took advantage of tens of thousands of New Yorkers.

United States Finance

BS

Ballard Spahr LLP

The CFTC's Mitigation Credit Matrix: New Guidelines For A New Context

On February 25, 2025, the Commodity Futures Trading Commission (CFTC or the Commission) released an Enforcement Advisory (The Advisory) outlining concrete guidelines for self-reporting, cooperation, and remediation...

United States Finance

WS

Winston & Strawn LLP

Exploring Tax Impact On Debt Modifications For Business

According to the IRS, most cancellations of debt are taxable. When taxpayers are relieved from the legal obligation to repay a loan, they must recognize this cancellation of debt...

United States Finance

ML

Marcum

CFPB Shifts Supervision And Enforcement Priorities; Staff Reduction Stayed By Court

On April 16, the CFPB released an internal memo outlining major shifts in its supervision and enforcement priorities, signaling a retreat from several areas of regulatory activity.

United States Finance

SM

Sheppard Mullin Richter & Hampton

Elder Financial Exploitation

United States Finance

JW

Jones Walker

Ohio AG Sues Mortgage Lender For Illegal Broker Steering Scheme

United States Finance

SM

Sheppard Mullin Richter & Hampton

White House Executive Order Eliminates Disparate-Impact Liability Enforcement

United States Finance

SM

Sheppard Mullin Richter & Hampton

CFPB To Revoke Medical Debt Collection Advisory Opinion

United States Finance

SM

Sheppard Mullin Richter & Hampton

CFTC Provides Clarifying Guidance On Material Violations Regarding Self-Reporting, Cooperation, And Remediation System

United States Finance

B

BakerHostetler

VA Winding Down VASP Program

United States Finance

BS

Ballard Spahr LLP

CFTC Operating And Enforcement Divisions Issue Advisory On Referrals To Enforcement Division

United States Finance

JD

Jones Day

CFTC Operating And Enforcement Divisions Issue Advisory On Referrals To Enforcement Division

United States Finance

JD

Jones Day

Update On Maryland Mortgage Licensing Guidance: Governor Moore Signs Law Exempting Passive Trusts

United States Finance

MB

Mayer Brown

CFTC's Doge-Inspired Drive To Enforcement May Fall Short

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

DOJ Memo Previews Immigration Enforcement Actions

United States Immigration

Gs

Green and Spiegel

Chaebols May Wabble But They Don't Fall Down How Samsung Became 23% Of South Korea's GDP

United States International

BG

Braumiller Law Group, PLLC

Tariffs, Contracts And The Negotiation Imperative: Why The Old Playbook Won't Work

United States International

J

JAMS

Tentative List Of Countries For Potential Travel Ban And Travel Restrictions

Worldwide Immigration

PC

Pryor Cashman LLP

DHS Permanently Increases Automatic Extension Period For Employment Authorization Documents (EADs)

United States Immigration

Gs

Green and Spiegel

Related Country Guides

Banking Regulation

Aviation, Aerospace and Maritime

Recent Litigation Affecting Aircraft Finance And The Aviation Industry

Airlines and aircraft lessors would be well advised in today's economic climate to remain attuned to litigation outcomes that may affect the traditional rules for aircraft financing.

United States Transport

JD

Jones Day

New Oklahoma Law Requires An Additional Permit For Some Developers — Oklahoma’s Aircraft Pilot And Passenger Protection Act

On October 1, 2010, the Oklahoma Aircraft Pilot and Passenger Protection Act (the "Act") became effective.

United States Transport

GG

Gable Gotwals

The 2011 Aircraft Sector Understanding On Export Credits

This note summarises the 2011 ASU rules that relate to asset-backed financings of new civil aircraft.

United States Finance

D

Dentons

EPA Reviewing PCB Rules and MARAD Foreign Transfer Approvals

United States Transport

BR

Blank Rome LLP

DOT Issues NPRM Relating to DBE Requirements

United States Transport

FL

Foley & Lardner

Potential Claims and Policy Changes Resulting from the "Deepwater Horizon" Incident

United States Transport

BR

Blank Rome LLP

European Commission Considers State Aid Requests for EU Aviation Industry, as Losses Rise High on a Cloud of Volcanic Ash

European Union Anti-trust

JD

Jones Day

FEC’s New Rules For Carriage Of Federal Political Candidates Take Flight In 2010

United States Transport

BT

Barnes & Thornburg

Attachments Under Rule B Of The Supplemental Rules Of Federal Civil Procedure

United States Transport

RS

Reed Smith

See more

Capital Adequacy/BASEL

What's Happening At The SEC? (Podcast)

Hello, this is Dave Lynn, and I'm a partner in Goodwin's Capital Markets practice and chair of the firm's Public Company Advisory practice.

United States Commercial

GP

Goodwin Procter LLP

Great Fund Insights: Co-Investing 101: Shared Risk, Shared Reward

A challenging fundraising environment, the rise in M&A activity and the capital requirements necessary to bridge funding gaps are key developments...

United States Finance

AO

A&O Shearman

The JC Report On The Functioning Of The European Securitisation Regulation: An Unhelpful Regulatory Intervention For Europe's CLO And Securitisation Markets

On 31 March 2025 the Joint Committee (the "JC") of the European Supervisory Authorities (the "ESAs") released a report (the "JC Report") on the functioning of the European Securitisation Regulation (Regulation (EU) 2017/2402) (the "EUSR").

United States Finance

ML

Milbank LLP

NAIC Advances Initiatives On Insurance Company Investments At Spring National

United States Insurance

KL

Kramer Levin Naftalis & Frankel LLP

The (Likely) New Banking Regulators In Their Own Words

United States Finance

AP

Arnold & Porter

Regulatory Monitoring Newsletter, February 2025

European Union Finance

AO

A&O Shearman

Federal Reserve And FDIC Withdraw From The Network For Greening The Financial System

United States Insurance

MB

Mayer Brown

CRT Transactions In The EU, U.K. And The U.S.

Worldwide Finance

AO

A&O Shearman

The European Union Kicks Off Its Consultation On The Reform Of Its Securitisation Framework

European Union Finance

CW

Cadwalader, Wickersham & Taft LLP

See more

Debt Capital Markets

Exploring Tax Impact On Debt Modifications For Business

According to the IRS, most cancellations of debt are taxable. When taxpayers are relieved from the legal obligation to repay a loan, they must recognize this cancellation of debt...

United States Finance

ML

Marcum

Did You Know That If The Rate Of Deferred Interest (PIK Interest) On A Loan Is Too High That The Interest May Not Be Deductible?

Loans that have interest that is not currently paid each year are treated as having "original issue discount" or OID.

United States Finance

TS

Taft Stettinius & Hollister

SEC Staff Provides Disclosure Guidelines For Crypto Asset Securities Offering

On April 10, 2025, the staff of the SEC's Division of Corporation Finance (the "Staff") issued a Staff statement providing guidance on how existing disclosure requirements apply to offerings and registrations of crypto asset securities

United States Technology

AO

A&O Shearman

How Financial Regulation Is Shifting Under Trump (Podcast)

United States Finance

GP

Goodwin Procter LLP

Navigating Turbulence With Adams Street Partners' Bill Sacher (Podcast)

United States Commercial

PR

Proskauer Rose LLP

Striking The Right Balance Between Configuration And Customization During A Software Implementation

United States Commercial

R

Riveron

Refresher: EU Capital Requirements Directive 6 ("CRD6") – What Cross-Border Financial Institutions Need To Know

Worldwide Finance

MB

Mayer Brown

Republicans Invoke The CRA To Repeal Chopra-Era Rules

United States Finance

GP

Goodwin Procter LLP

Valuation Of Optionally Convertible Debt Instruments

United States Finance

Nexdigm USA

See more

Corporate Finance

Special Report: Federal JOBS Act Seeks Relief From Securities Regulation Of Smaller Businesses

On April 5, 2012, President Obama signed into law the Jumpstart Our Business Startups Act (the JOBS Act).

United States Finance

SP

Strasburger & Price, L.L.P.

Corporate And Financial Weekly Digest - June 8, 2012

On June 7, the Federal Reserve Board, the Office of the Comptroller of the Currency and the Federal Deposit Insurance Corporation jointly proposed new capital rules.

United States Finance

KM

Katten Muchin Rosenman LLP

JOBS Act Client Alert – Rules 506 Of Regulation D And 144A

The JOBS Act (the "Act"), signed into law on April 5, 2012, promises to have a significant impact on two popular exemptions to registration of securities under federal securities laws.

United States Finance

FH

Foley Hoag LLP

Supreme Court Affirms The Right Of Secured Creditors To Credit Bid In A Sale Under A "Cramdown" Plan Of Reorganization

United States Finance

RG

Ropes & Gray LLP

U.S. Supreme Court Enforces Secured Creditor’s Right To Credit Bid

United States Commercial

MW

McDermott Will & Emery

RadLAX: No Credit Bidding – No Confirmation

United States Finance

PC

Perkins Coie LLP

JOBS Act Establishes New Thresholds For Registration Under The Exchange Act

United States Finance

FH

Foley Hoag LLP

Silicon Valley Venture Survey - First Quarter 2012

United States Finance

F

Fenwick

The New "Jobs" Act: Easing Access To Capital For Smaller Business

United States Commercial

MM

McLane Middleton, Professional Association

See more

Latest Videos

See more

Securities Docket Weekly Update - March 7 (Video)

AP

Anderson P.C.

6 Quick Tips For An Effective Financial Check-up (Video)

KR

Kaufman Rossin

The Impact Of ISP98 On Standby Letters Of Credit And Global Finance (Video)

MS

Moses & Singer

End Of The Qui Tam? District Court Holds FCA's Qui Tam Device Unconstitutional

AP

Arnold & Porter

Client Conversations With Alison Fragale (Video)

KG

K&L Gates LLP

Mondaq uses cookies on this website. By using our website you agree to our use of cookies as set out in our Privacy Policy.

Learn More