ARTICLE
6 May 2022

The Registration Rules Book

BL
Borden Ladner Gervais LLP

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BLG is a leading, national, full-service Canadian law firm focusing on business law, commercial litigation, and intellectual property solutions for our clients. BLG is one of the country’s largest law firms with more than 750 lawyers, intellectual property agents and other professionals in five cities across Canada.
BLG's Investment Management Group is pleased to share its Registration Rules Book, a compilation of the most commonly used national and multilateral instruments and policies...
Canada Corporate/Commercial Law
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Securities Law Resource

BLG's Investment Management Group is pleased to share its Registration Rules Book, a compilation of the most commonly used national and multilateral instruments and policies affecting registered financial services firms and individuals.

This rules book has been updated to include amendments to National Instrument 31-103 and its Companion Policy that came into force on June 30, 2021, December 31, 2021 and January 5, 2022, including amendments that will come into effect on June 1, 2022 and June 6, 2022, shown in shaded grey boxes.

Download the Registration Rules Book

About BLG

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

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