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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Elizabeth Shortino Featured In Atlantic Council Panels (Video)

A&M Managing Director Elizabeth Shortino participated in key sessions during the Atlantic Council's Transatlantic Forum and IMF-World Bank Annual Meetings, engaging with global leaders on critical issues shaping today's economic landscape

United States Finance

AM

Alvarez & Marsal

Refereeing The Fine Print: CFTC Staff's Advice For FCMs And IBs On Navigating The Quickly Evolving Sports Event Contract Market

Sports-related event contracts have expanded rapidly, but their legal footing remains unsettled.[1] These contracts currently trade on designated contract markets (DCMs).

United States Finance

KM

Katten Muchin Rosenman LLP

Regulatory Compliance In Leveraged ETF Sales Practices

The Wall Street Journal reported last week that "Popular Leveraged Funds Shock Investors With Huge Losses." It is important to understand how to offer such instruments consistent with regulatory expectations.

United States Finance

KM

Katten Muchin Rosenman LLP

FINRA Enforcement's Alive And Well — And AML Focused

On October 9, 2025, FINRA's Department of Enforcement finalized a letter of acceptance, waiver, and consent (AWC) to settle with a Miami-based broker-dealer for violations of FINRA...

United States Finance

FL

Foley & Lardner

Long & Winding Road: New CFTC Chair

United States Finance

FL

Foley & Lardner

Need A Penny? Too Bad: Legal Implications Of The U.S. Penny Shortage

United States Finance

HK

Holland & Knight

NCUA Proposes Rule To Eliminate 'Reputational Risk' From Supervision Process

United States Finance

BS

Ballard Spahr LLP

Leveraged Finance Market Update

United States Finance

WG

Weil, Gotshal & Manges LLP

CFPB Announces New Interpretive Rule Clarifying Scope Of FCRA Preemption

United States Finance

FL

Foley & Lardner

Loan Fund Structures Under AIFMD2: ESMA's Final Report

United States Finance

GP

Goodwin Procter LLP

Anti-Fraud Redefined: Protecting Financial Services In A World Of Deception

United States Finance

AC

Ankura Consulting Group LLC

Court Dishes Out Legal Defeat To USDA In Democratic AG SNAP Funding Fight

United States Finance

CO

Cozen O'Connor

FinCEN Clarifies Suspicious Activity Reporting Requirements

United States Finance

W

WilmerHale

NAIC Proposes New Guidelines For Future RBC Rule Changes

United States Finance

D

Dechert

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Webinars

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Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 30 Apr 2025 | 2:00 PM

Mondaq | 2025 Law Firm Data Landscape Report

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Mondaq

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Banking Regulation

Project Finance

Charges, Mortgages, Indemnities

Pryor Cashman Represents Cirrus Real Estate Partners In $187M Loan Acquisition

Pryor Cashman represented Cirrus Real Estate Partners in connection with the acquisition, from a major overseas lender, of a $187,000,000 mortgage loan secured...

United States Real Estate

PC

Pryor Cashman LLP

Bipartisan AG Coalition Secures Shiny Win In Precious Metals Fraud Case

The U.S. District Court of the Central District of California has entered a final judgment in a case brought by a bipartisan coalition of state AGs and the U.S. Commodity Futures Trading Commission...

United States Finance

CO

Cozen O'Connor

Licensing Link October 2025

Licensing Link is a periodic publication that will keep you informed on hot topics and new developments in state licensing laws, and provide practice tips and primers on important issues related to state licensing...

United States Finance

MB

Mayer Brown

Double Trouble In Tricolor: Risks In Collateral Misrepresentation

United States Finance

DL

Davis+Gilbert LLP

Continuing Update On Retroactive Application Of New York's Foreclosure Abuse Prevention Act

United States Finance

HK

Holland & Knight

Mortgage Banking Update - October 16, 2025

United States Finance

BS

Ballard Spahr LLP

Four States Settle With Mortgage Company For Alleged Unlicensed Activity

United States Commercial

SM

Sheppard Mullin Richter & Hampton

The Q4 Gauntlet: Navigating Data Blackouts, Tariff Showdowns, And The November Trade Deadline (Ankura Monthly Economic Report)

United States Strategy

AC

Ankura Consulting Group LLC

Do Not Throw Away Your National Bank Charter Just Yet

United States Finance

MV

Moore & Van Allen

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Fund Finance

Asset-Level Eligibility Series: Confidentiality Restrictions

This Legal Update explores why, in order for an underlying loan to be included in a warehouse facility's borrowing base, the underlying loan's documentation...

United States Finance

MB

Mayer Brown

ETF Share Class: ICI Highlights Key Operational Considerations

The Investment Company Institute recently published a white paper detailing operational, governance, and disclosure considerations for industry stakeholders in implementing a structure...

United States Commercial

D

Dechert

Sales Compensation: Empowering Sales Organizations In Uncertain Times

With such a direct impact on revenue, it's easy to understand why attracting and retaining key sales talent is critical for any business with aspirational growth goals.

United States Finance

AM

Alvarez & Marsal

Worldwide Technology

LS

Lowenstein Sandler

Current Market And Trends: European Fund Financing – A Reenergised But Choppy Market

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Asset-Level Eligibility Series: Loans Used For "Personal, Family Or Household Purposes"

United States Finance

MB

Mayer Brown

Don't Get Caught Off Guard: Essential Shutdown Preparation For Federal Projects

United States Government

HH

Holland & Hart

CRD VI: Updated Implications For US Fund Finance Lenders

United States Finance

MB

Mayer Brown

Banking Law Journal: Participations In The Fund Finance Market

United States Finance

MB

Mayer Brown

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Debt Capital Markets

Elizabeth Shortino Featured In Atlantic Council Panels (Video)

A&M Managing Director Elizabeth Shortino participated in key sessions during the Atlantic Council's Transatlantic Forum and IMF-World Bank Annual Meetings, engaging with global leaders on critical issues shaping today's economic landscape

United States Finance

AM

Alvarez & Marsal

Need A Penny? Too Bad: Legal Implications Of The U.S. Penny Shortage

The discontinuation of penny production is creating nationwide pricing, cash-handling and compliance challenges, especially in states and cities with cash acceptance, cash discrimination and cash-discount disclosure laws.

United States Finance

HK

Holland & Knight

Leveraged Finance Market Update

The U.S. leveraged loan market rebounded slightly in the latter half Q2'25 after a sharp drop in early April while the U.S. high-yield bond market made a rapid recovery in May and June. For 15 consecutive days in April...

United States Finance

WG

Weil, Gotshal & Manges LLP

Global Leveraged Finance Market Update

United States Commercial

WG

Weil, Gotshal & Manges LLP

Navigating The Art Of The Exit: Readiness Lessons From Our Event At Nasdaq

United States Commercial

R

Riveron

FTC And Nevada AG Crack Down On Deceptive Tax Debt Relief Scams Mimicking The IRS

United States Finance

GA

Global Advertising Lawyers Alliance (GALA)

Pryor Cashman Represents Cirrus Real Estate Partners In $187M Loan Acquisition

United States Real Estate

PC

Pryor Cashman LLP

Credit Checks In Hiring: Key Issues For Financial Services Employers After Medical Debt Reporting Restrictions

United States Finance

JL

Jackson Lewis P.C.

Basel Endgame: Divergence, Competition And The Next Strategic Moves

Worldwide Finance

BC

Bryan Cave Leighton Paisner

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Leasing

Subleasing Your Office Space? You May Have Triggered An Impairment Of Right-of-Use Assets

Adopting Accounting Standards Codification (ASC) 842, Leases, introduces new considerations for companies with leases. One such complex consideration is accounting for the potential impairment...

United States Accounting

ML

Marcum

Judge Albright Shifts Approach To Automaker Venue After Federal Circuit Reversal

Western District of Texas District Judge Alan D. Albright frequently found himself at odds with the Federal Circuit over his handling of transfer motions just a few years ago

United States Finance

RC

RPX Corporation

Aviation Finance Comparative Guide

Aviation Finance Comparative Guide for the jurisdiction of United States, check out our comparative guides section to compare across multiple countries

United States Transport

VP

Vedder, Price P.C.

Airline Lands A Significant Blow: Frontier And Carlyle Aviation Fight It Out In The Courts Over Breach Of Contract Claims

United States Transport

SG

Smith Gambrell & Russell

The FASB's Lease Accounting Rules Leave Restaurant Investors Searching For Deferred Rent

United States Accounting

AM

Alvarez & Marsal

Are Unmatured Lease Obligations Considered Noncontingent Debt For Purposes Of Calculating Eligibility To File A Subchapter v Bankruptcy?

United States Insolvency

TC

Thompson Coburn LLP

New Fed Policy On Extend And Hold Bank Loans For Retail Properties - Welcome Back To 2008

United States Finance

KR

Kane Russell Coleman Logan

State AGs And CFPB Stop Tempoe's Rhythm

United States Finance

KD

Kelley Drye & Warren LLP

Multistate And CFPB Enforcement Actions Against Lease Finance Company Tempoe

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

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Latest Videos

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Elizabeth Shortino Featured In Atlantic Council Panels (Video)

AM

Alvarez & Marsal

Reopening The IPO Window: Insights From The IPO Summit — Silicon Valley Edition (Video)

FL

Foley & Lardner

New Consumer Financial Services Fintech Business Opportunities Arising From Deregulation At The CFPB During Trump 2.0 – Part 1 (Podcast)

BS

Ballard Spahr LLP

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Securities Docket Weekly Update - March 29 (Video)

AP

Anderson P.C.

Upcoming Events

GICLI 11th Annual Meeting

W

WilmerHale

2025 Asset Management And Investment Funds Fall Conference—New York

KG

K&L Gates LLP

2025 Asset Management And Investment Funds Fall Conference—Boston

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K&L Gates LLP

Understanding When And How The Genius Act Preempts State Law

MB

Mayer Brown

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