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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

"No Warrants, Buddy": When A Broker Went Rogue And The Firm Paid The Price

The High Court examined a case where a Hong Kong securities brokerage company brought conspiracy claims against its own client, alleging an undisclosed discretionary trading arrangement between the client and one of the firm's employees.=

Hong Kong Finance

LS

Lewis Silkin

SEBI Provides One-time Relaxation From Penal Provisions For Non-compliance With Minimum Public Shareholding.

The Master Circular dated 11.07.2023 (“Master Circular”), issued in connection with compliance under the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 inter alia, sets out the framework for action to be taken by recognized stock exchanges and depositories against listed entities that fail to meet the Minimum Public Shareholding (“MPS”) requirements, including imposition of fines, freezing of promoter shareholding, and other consequential actions.

Sagus Legal

SEBI Introduces Mechanism For Lock-in Of Pledged Shares For Ease Of Doing Business

SEBI through Circular dated 08.04.2026 (“EODB Circular”) has introduced a mechanism for lock-in of pledged shares.

Sagus Legal

RBI Notifies Amendment To Master Direction - Reserve Bank Of India (Non-resident Investment In Debt Instruments) Directions, 2025

Reserve Bank of India through circular no. RBI/2026-27/10 A.P. (DIR Series) Circular No. 06 dated 10.04.2026 notified the amendment to the Master Direction - Reserve Bank of India (Non-resident Investment in Debt Instruments) Directions, 2025.

Sagus Legal

Three Decades Of Banking Ombudsman Reforms In India (1995–2026)

KS

King, Stubb & Kasiva

Private Credit Under Pressure? An Asian Perspective

Singapore Finance

WL

Withers LLP

Aircraft As Collateral In Kazakhstan: Movable Property With “Immovable” Registration

Kazakhstan Finance

U

Unicase Law Firm

Highlights Of The Information Disclosure Implementation Rules From A Private Securities Fund Perspective

LO

Llinks Law Offices

Hong Kong Budget Focuses On Innovation, AI And Finance

Hong Kong Finance

TS

The Sovereign Group

The Corporate Laws (Amendment) Bill, 2026: Providing Impetus To LLP As ‘Alternative’ Choice For Establishing AIFs

KC

Khaitan & Co LLP

Brief Analysis Of The New Information Disclosure Measures’ Impact On Private Securities Investment Funds

LO

Llinks Law Offices

No Right To ‘Personal Hearing’ Before Classification Of An Account As A ‘Fraud’ Account: Analysis Of The Judgment In State Bank Of India V. Amit Iron Private Limited & Ors.

AP

AZB & Partners

The Proposed SGX–Nasdaq Listing Bridge: Structuring Considerations For International Issuers

Singapore Finance

C

Conyers

Prepayment Charges Guidelines, 2025: A Win For Borrowers

Ka

Khurana and Khurana

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Webinars

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Recorded on 5 Feb 2026 | 9:00 AM

Decoding India’s Union Tax Budget 2026 – Global Implications for Businesses and Investors

AC

Aurtus Consulting LLP

Recorded on 20 Jan 2026 | 3:00 PM

2026 Canadian In-House Counsel Report: Unparalleled Insights into Canada's In-House Profession from CBA In-House Lawyers

TC

CBA In-House Lawyers

Recorded on 8 Oct 2025 | 7:30 AM

Decoding Global M&A: Legal Perspectives Across Borders

White And Brief Advocates And Solicitors

Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Related Country Guides

Alternative Investment Funds

Project Finance

Secured Lending

Debt Capital Markets

RBI Notifies Amendment To Master Direction - Reserve Bank Of India (Non-resident Investment In Debt Instruments) Directions, 2025

Reserve Bank of India through circular no. RBI/2026-27/10 A.P. (DIR Series) Circular No. 06 dated 10.04.2026 notified the amendment to the Master Direction - Reserve Bank of India (Non-resident Investment in Debt Instruments) Directions, 2025.

Sagus Legal

Planning A Bond Issuance On AIX: Practical Guidance

The Astana International Exchange (AIX) offers multiple pathways for bond issuance, each with distinct regulatory requirements and structural considerations.

Kazakhstan Commercial

U

Unicase Law Firm

One Debt, Multiple CIRPs: Supreme Court Rewrites The Rules For Creditors

The Supreme Court has, through a recent decision (2026 INSC 201), now conclusively settled a long-standing controversy under the Insolvency and Bankruptcy Code...

India Insolvency

AL

Anhad Law

Setting Up A Business In Malaysia

Malaysia Commercial

LS

Luther Luxembourg S.A.

从"统一框架"到"分类要求"：《私募投资基金信息披露实施细则（征求意见稿）》核心变化解读

China Commercial

JT

Beijing Jincheng Tongda & Neal Law Firm

RBI’s Draft Revised Credit Derivatives Directions 2026: TRS, Credit Indices And New Risk Management Expectations

LP

Legitpro Law

Sale Of Pledged Securities: The Securities And Exchange Board Of India Reiterates Contract Law Safeguards

India Commercial

J

JSA

RBI’s Lending Framework For REITs And InvITs: Draft Credit Facility Amendments And Ease Of Doing Business Measures For Banks

LP

Legitpro Law

Beyond Borders: Strategic Recovery Pathways For UAE Banks Against Indian Defaulters

KS

King, Stubb & Kasiva

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Capital Adequacy/BASEL

Unlocking Debt Capital: A Comprehensive Guide To Issuance Of Listed NCDs By Private Limited Companies In India

The Indian corporate financing landscape has evolved significantly, with companies increasingly exploring alternatives to traditional bank funding and equity dilution. One such sophisticated instrument is the issuance of listed Non-Convertible Debentures (NCDs), which allows companies to raise debt capital from institutional investors while maintaining ownership control.

India Commercial

KS

King, Stubb & Kasiva

Key Clauses Every Partnership Deed Must Include

A well drafted partnership deed is the backbone of any partnership firm. While many businesses focus on starting operations quickly, the real legal protection lies in defining the relationship...

India Commercial

MH

Mansukhlal Hiralal & Co.

RBI’s 2026 Dividend Framework Strengthens Regulatory Parity For Foreign Bank Subsidiaries In India

India’s banking regulatory framework is evolving towards more uniformity, prudential discipline, and supervisory transparency. The Reserve Bank of India’s (“RBI”) Prudential Norms on Dividend Declaration and Remittance of Profit Directions, 2026, are an important step in this regard.

LP

Legitpro Law

Key Legal Considerations For Financing Indian Businesses Seeking To Establish A Footprint In The UAE

India Commercial

DL

DSK Legal

Supreme Court grants leave for share and option transfer in landmark section 444GA judgment

Australia Finance

CC

Corrs Chambers Westgarth

Overview Of Peer-To-Peer Lending Regulation Under OJK Regulation No. 40 Of 2024

Indonesia Finance

NL

Nusantara Legal Partnership

SEBI Notifies Consequential Requirements For Amended Merchant Bankers Regulations

India Commercial

Sagus Legal

Net Worth Liquid Capital And Chinese Walls Under SEBI's New Merchant Banker Framework

LP

Legitpro Law

Main Changes To The Financial Legislation Of Kazakhstan In The 2nd Quarter Of 2025

Kazakhstan Finance

GI

GRATA International

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Islamic Finance

Main Changes In Kazakhstan's Financial Legislation In Q1 2025

Amendments have been introduced to the Civil Code of the Republic of Kazakhstan (Special Part) No. 409-I dated 1 July 1999 (the "Civil Code")...

Kazakhstan Finance

GI

GRATA International

Harmonizing Tradition With Modernity: A Critical Analysis Of Shari'at Law And Muslim Common Law In Contemporary Legal Systems

A frame and legal system among humans, standing particularly as one of the most sophisticated and long-lasting legal frameworks alongside Shari'at law and Muslim common law, is presently assumed to shape lives of more than 1.8 billion Muslims around the world.

India Government

Ka

Khurana and Khurana

Islamic Law Reform: Rehabilitation, Human Rights, And Modern Legal Integration

The reform of prisons and rehabilitation has been treated from modern perspectives in Islamic law.

India Government

Ka

Khurana and Khurana

Practical Note For Investors: Insights Into Kazakhstan's Banking Sector In 2025

Kazakhstan Finance

K

Kinstellar

Maqasid Al-Shariah And The Sustainable Development Goals In The Practice Of Takaful: An Analysis

Malaysia Finance

AA

Azmi & Associates

Islamic Finance Comparative Guide

Indonesia Finance

NL

Nusantara Legal Partnership

Labuan IBFC Industry Awards 2024

Malaysia Finance

LI

Labuan IBFC Inc

Insight Plus - Q2 2024

Malaysia Finance

LI

Labuan IBFC Inc

Insight Plus - Q1 2024

Malaysia Finance

LI

Labuan IBFC Inc

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Leasing

Understanding The Proposed TCSP And SPV Framework For Aircraft Leasing: Next Step In GIFT City's Aviation Ecosystem

Over the last few years, the regulatory architecture for aircraft leasing in the Gujarat International Finance Tec-City (GIFT City) has evolved steadily.

TC

Tuli & Co

Should You Set Up An Entity In GIFT City

GIFT City (Gujarat International Finance Tec-City) has matured from a bold idea into India's functioning International Financial Services Centre (IFSC).

KS

King, Stubb & Kasiva

Leasing Insights: Navigating IBC Classifications For Lessors | IndiaLaw LLP (Video)

In this episode, Ayush Shukla from INDIALAW LLP decodes the distinction between financial and operational leases under the Insolvency and Bankruptcy Code, 2016.

IL

IndiaLaw LLP

Chambers Aviation Finance & Leasing 2025 – Vietnam

Vietnam Transport

TG

Tilleke & Gibbins

Chambers Aviation Finance & Leasing 2025 – Thailand

Thailand Transport

TG

Tilleke & Gibbins

International Financial Services Centres Authority (Techfin And Ancillary Services) Regulations 2025

AC

Aurtus Consulting LLP

GIFT City And Targeted Legal Reforms: Catalysing India's Rise In Global Aviation Finance

India Transport

J

JSA

Thailand Strengthens Supervision Of Car And Motorcycle Hire Purchase And Leasing

Thailand Finance

TG

Tilleke & Gibbins

ASIC Review Of Consumer Leases

Australia Finance

SG

Sophie Grace Pty Ltd

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Latest Videos

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From Complaints To Compliance: Understanding The RBI's Integrated Ombudsman Framework (Video)

IL

IndiaLaw LLP

Rise Of Indian Private Credit (Video)

J

JSA

RBI Monetary Penalty Report 2024 - Improvement In Small Finance Banks (Video)

AP

AK & Partners

Opening Plenary Address On Importance Of Tech Based Lending For Digital India || US Paliwal (Video)

AP

AK & Partners

RBI Regulatory Reset 2025. Navigating The Consolidation Of Circulars Into Master Directions (Video)

IL

IndiaLaw LLP

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