Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.
Article
FCA Financial Crime Control Findings: Implications For UK Private Asset Managers And Advisers
The United Kingdom’s Financial Conduct Authority has recently (22 July 2026) published its review of financial crime controls across 242 asset management and alternatives firms. The findings reinforce themes from the FCA's February 2025 portfolio letter, which identified anti-money laundering controls in private markets as a supervisory priority.
United Kingdom Finance
GT
Greenberg Traurig, LLP
Article
From Outsourcing To Infrastructure: Comparing DORA To The UK’s Critical Third Party Regime
As financial institutions operationalise the EU's Digital Operational Resilience Act (DORA), the UK's Critical Third Party regime introduces a parallel framework with distinct differences. Both regimes expand regulatory oversight to encompass the digital infrastructure underpinning modern finance, creating new compliance challenges for internationally active firms and technology providers operating across jurisdictions.
United Kingdom Finance
PL
PwC Legal Germany
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Article
Beyond The Hormuz Headlines: Managing Strain In Refining Portfolios
The Hormuz crisis has exposed critical vulnerabilities in Asia's refining and petrochemical sectors, where dependence on Middle Eastern crude flows through the Strait creates immediate margin compression and covenant pressure. As disruptions translate into plant-level losses across the region, lenders face the urgent task of distinguishing assets that can weather the storm from those approaching insolvency.
Worldwide Finance
A
AlixPartners
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Article
FCA Financial Crime Control Findings: Implications For UK Private Asset Managers And Advisers
The United Kingdom’s Financial Conduct Authority has recently (22 July 2026) published its review of financial crime controls across 242 asset management and alternatives firms. The findings reinforce themes from the FCA's February 2025 portfolio letter, which identified anti-money laundering controls in private markets as a supervisory priority.
United Kingdom Finance
GT
Greenberg Traurig, LLP
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Article
Prospectus Regime Changes In The EU—a Debt Capital Markets Update
The European Union's Listing Act package has introduced its final wave of changes to the Prospectus Regulation, fundamentally reshaping how debt capital markets participants must structure and present offering documents. These reforms include mandatory sequencing requirements, consolidated disclosure annexes, and new ESG-specific disclosure obligations that will affect issuers, underwriters, and legal advisors across EU regulated markets.
United Kingdom Finance
AO
A&O Shearman
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