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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Atkins-Led SEC Brings First Enforcement Action For Compliance Failures Under The Marketing Rule

On September 4, 2025, the U.S. Securities and Exchange Commission (SEC) brought its first enforcement action under the Marketing Rule since Chair Paul Atkins was sworn in earlier this year—charging Meridian Financial...

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

OCC Issues Two Bulletins On How It Will Deal With Debanking

The OCC has issued two bulletins clarifying how it will handle debanking at its supervised institutions.

United States Finance

BS

Ballard Spahr LLP

Dechert Develops REMIC Structure For Longer Investment Periods ("Pancake REMIC")

Mortgage securitizations must navigate a number of U.S. income tax issues to optimize financing efficiency. Key issues include avoiding entity-level taxation of the issuer...

United States Finance

D

Dechert

Senators Release Updated Discussion Draft Of The "Responsible Financial Innovation Act Of 2025"

On September 5, 2025, Senators Tim Scott (R-SC), Cynthia Lummis (R-WY), Bill Hagerty (R-TN), and Bernie Moreno (R-OH) released an updated discussion draft of the "Responsible Financial Innovation Act of 2025" ("RFIA")...

United States Finance

JD

Jones Day

FDIC Outlines Major Reforms

United States Finance

BS

Butler Snow LLP

CFTC Withdraws Guidance On Voluntary Carbon Credit Derivatives

United States Finance

BD

Beveridge & Diamond

Retail Partner & Managing Director Sonia Lapinsky Discusses What The Termination Of The "De Minimis Loophole" Means For Consumers In This Video Interview With Yahoo! Finance

United States Finance

A

AlixPartners

Debanking Developments: OCC Bulletins Clarify Expectations, But Key Questions Remain

United States Finance

WS

Winston & Strawn LLP

Ahead Of The Curve: Navigating The Future Of The UK Senior Managers And Certification Regime

United States Finance

AO

A&O Shearman

Credibly Challenged Podcast - Interview With Paul Noring, Managing Director At BRG

United States Finance

MB

Mayer Brown

CRD VI: Updated Implications For US Fund Finance Lenders

United States Finance

MB

Mayer Brown

New Consumer Financial Services Fintech Business Opportunities Arising From Deregulation At The CFPB During Trump 2.0 – Part 2 (Podcast)

United States Finance

BS

Ballard Spahr LLP

CFPB Releases Spring 2025 Agenda Signaling Deregulatory Shift

United States Finance

SM

Sheppard Mullin Richter & Hampton

Trump To Appeal Judge's Decision Blocking Him From Firing Lisa Cook From Federal Reserve Board

United States Finance

BS

Ballard Spahr LLP

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Webinars

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Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 30 Apr 2025 | 2:00 PM

Mondaq | 2025 Law Firm Data Landscape Report

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Mondaq

Related Country Guides

Project Finance

Banking Regulation

Commercial Law

New Texas Law Clarifies Banks’ Rights To Rents

New Chapter 64 of the Texas Property Code, entitled "Assignment of Rents to Lienholder" which became effective on June 17, 2011, brings much needed clarity to the law of assignment of rents.

United States Commercial

SP

Strasburger & Price, L.L.P.

Fed Opens The Door To Increased Chinese Investment In U.S. Banking Organizations

On May 9, 2012, the Federal Reserve Board ("FRB") released three orders approving investments in the U.S. banking market by entities based in China.

United States Finance

RS

Reed Smith

Nutter Bank Report (February 2012)

Massachusetts bank has settled a lawsuit alleging a violation of the ATM signage rules in the Electronic Fund Transfer Act ("EFTA") without paying any damages, legal fees or costs to the plaintiff.

United States Finance

NM

Nutter McClennen & Fish LLP

FCRA Newsletter - November 18, 2011

United States Commercial

SP

Strasburger & Price, L.L.P.

Implications Of MF Global Inc. SIPC Proceeding For Counterparties And Market Participants

United States Finance

ML

Morgan Lewis

General Considerations In Tribal Debt Finance

United States Government

DB

Drinker Biddle & Reath LLP

3d Circuit Permits Pennsylvania Minority Shareholder To Sue Majority Shareholders For Breach Of Fiduciary Duty After Completion Of Cash-Out Merger

United States Finance

CO

Cozen O'Connor

Texas Legislature Amends Statute On Choice Of Law

United States Commercial

HA

Hunton Andrews Kurth LLP

Bankruptcy Court Enforces Requirement that Allonge be Affixed to Note

United States Commercial

NM

Nutter McClennen & Fish LLP

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Aviation, Aerospace and Maritime

Recent Litigation Affecting Aircraft Finance And The Aviation Industry

Airlines and aircraft lessors would be well advised in today's economic climate to remain attuned to litigation outcomes that may affect the traditional rules for aircraft financing.

United States Transport

JD

Jones Day

New Oklahoma Law Requires An Additional Permit For Some Developers — Oklahoma’s Aircraft Pilot And Passenger Protection Act

On October 1, 2010, the Oklahoma Aircraft Pilot and Passenger Protection Act (the "Act") became effective.

United States Transport

GG

Gable Gotwals

The 2011 Aircraft Sector Understanding On Export Credits

This note summarises the 2011 ASU rules that relate to asset-backed financings of new civil aircraft.

United States Finance

D

Dentons

EPA Reviewing PCB Rules and MARAD Foreign Transfer Approvals

United States Transport

BR

Blank Rome LLP

DOT Issues NPRM Relating to DBE Requirements

United States Transport

FL

Foley & Lardner

Potential Claims and Policy Changes Resulting from the "Deepwater Horizon" Incident

United States Transport

BR

Blank Rome LLP

European Commission Considers State Aid Requests for EU Aviation Industry, as Losses Rise High on a Cloud of Volcanic Ash

European Union Anti-trust

JD

Jones Day

FEC’s New Rules For Carriage Of Federal Political Candidates Take Flight In 2010

United States Transport

BT

Barnes & Thornburg LLP

Attachments Under Rule B Of The Supplemental Rules Of Federal Civil Procedure

United States Transport

RS

Reed Smith

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Structured Finance

2012 M&A Report

M&A activity increased significantly in 2011, marking the second consecutive year of growth after the market decline of 2008 and 2009.

United States Commercial

W

WilmerHale

FINRA’s New Guidance Relating To Suitability - Potential Impact On Structured Products

On May 21, 2012, FINRA issued Regulatory Notice 12-25, in which FINRA provided additional guidance on its new suitability rule, FINRA Rule 2111.

United States Finance

MF

Morrison & Foerster LLP

Lehman Bankruptcy Court Holds That Pre-Petition Collateral Transfers And Guaranties to Clearing Bank are Safe Harbored

On April 19, 2012, the Lehman bankruptcy court handed down its decision on the long-pending motion to dismiss filed by JPMorgan Chase Bank, N.A., in response to Lehman Brothers Holdings Inc.’s $8.6 billion avoidance action against it.

United States Finance

MB

Mayer Brown

Intercreditor Issues: Impact Of Select Recent Decisions On Intercreditor Rights

United States Finance

D

Dechert

Volcker Rule: Unintended Consequences For ABS

United States Finance

D

Dechert

Update Regarding The Chicago City Council Vacant Property Registration And Maintenance Ordinance

United States Finance

D

Dechert

Structured Products Guidance From The FSA

United States Finance

MF

Morrison & Foerster LLP

CLOs 2011: The Long And Winding Road

United States Finance

D

Dechert

SEC Proposes Conflict-Of-Interest Rule For Asset-Backed Securities

United States Finance

MB

Mayer Brown

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Corporate Finance

Special Report: Federal JOBS Act Seeks Relief From Securities Regulation Of Smaller Businesses

On April 5, 2012, President Obama signed into law the Jumpstart Our Business Startups Act (the JOBS Act).

United States Finance

SP

Strasburger & Price, L.L.P.

Corporate And Financial Weekly Digest - June 8, 2012

On June 7, the Federal Reserve Board, the Office of the Comptroller of the Currency and the Federal Deposit Insurance Corporation jointly proposed new capital rules.

United States Finance

KM

Katten Muchin Rosenman LLP

JOBS Act Client Alert – Rules 506 Of Regulation D And 144A

The JOBS Act (the "Act"), signed into law on April 5, 2012, promises to have a significant impact on two popular exemptions to registration of securities under federal securities laws.

United States Finance

FH

Foley Hoag LLP

Supreme Court Affirms The Right Of Secured Creditors To Credit Bid In A Sale Under A "Cramdown" Plan Of Reorganization

United States Finance

RG

Ropes & Gray LLP

U.S. Supreme Court Enforces Secured Creditor’s Right To Credit Bid

United States Commercial

MW

McDermott Will & Emery

RadLAX: No Credit Bidding – No Confirmation

United States Finance

PC

Perkins Coie LLP

JOBS Act Establishes New Thresholds For Registration Under The Exchange Act

United States Finance

FH

Foley Hoag LLP

Silicon Valley Venture Survey - First Quarter 2012

United States Finance

F

Fenwick

The New "Jobs" Act: Easing Access To Capital For Smaller Business

United States Commercial

MM

McLane Middleton, Professional Association

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Latest Videos

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Do Arbitrators Follow The Law? A New Study Provides Data, But The Debate Continues (Podcast)

BS

Ballard Spahr LLP

Navigating The Retail Alternatives Landscape (Video)

AM

Alvarez & Marsal

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Securities Docket Weekly Update - March 7 (Video)

AP

Anderson P.C.

6 Quick Tips For An Effective Financial Check-up (Video)

KR

Kaufman Rossin

Upcoming Events

2025 Asset Management And Investment Funds Fall Conference—New York

United States Finance

KG

K&L Gates LLP

Climate Week Roundtable with ICMA & Mayer Brown

United States Finance

MB

Mayer Brown

CMBS 101: Introduction To Commercial Mortgage-Backed Securities

United States Finance

HK

Holland & Knight

Second Annual Private Fund Managers Conference

United States Finance

FL

Foley & Lardner

2025 Asset Management And Investment Funds Fall Conference—Washington, DC

United States Finance

KG

K&L Gates LLP

Charter Alternatives For Non-Banks: Opportunities And Challenges For Digital Asset Firms And Other Fintech Companies

United States Finance

AP

Arnold & Porter

2025 Emerging Manager Forum

United States Finance

KG

K&L Gates LLP

A New Era For Banking: What President Trump’s Debanking Executive Order And Related State Laws Mean For Financial Institutions, Government, And Banking Customers

United States Finance

BS

Ballard Spahr LLP

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