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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

OCC Proposes To Rescind Recovery Planning Guidelines For Large Banks

The proposal would rescind certain requirements which were finalized in October 2024, and went into effect January 1, 2025.

United States Finance

GP

Goodwin Procter LLP

FinReg Monthly Update

Welcome to the FinReg Monthly Update, a regular bulletin highlighting the latest developments in UK and EU financial services regulation.

United States Finance

PR

Proskauer Rose LLP

SGX RegCo Issues Its Response On Its Proposals For A More Disclosure Based Regime

With effect from October 29, 2025, Singapore Exchange Regulation (SGX RegCo) has put into place measures in response to comments on its consultation paper on "A Shift to a More Disclosure-Based Regime" (issued on May 15, 2025) (Response).

United States Finance

AO

A&O Shearman

SFDR 2.0 Leaked: Freedom Or New Investor Demands For Private Market Sustainability?

On 6 November 2025, the long-awaited "SFDR 2.0" has finally surfaced in a leak and, as many in the market expected, it represents a major reset of Europe Union's ("EU") sustainable finance framework.

United States Finance

PR

Proskauer Rose LLP

Federal Reserve Finalizes Updates To Its Large Financial Institutions (LFI) Supervisory Ratings Framework

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

2025 Wrap-Up Of Supervisory Changes At Federal Banking Agencies

United States Finance

DW

Davis Wright Tremaine

U.S. Treasury Seeks Public Comment On The Implementation Of The GENIUS Act

United States Finance

WS

Winston & Strawn LLP

Private Credit 2026 Private Credit In Fund Finance: From Customer To Colleague

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Democratic AGs Defend Fed Independence

United States Finance

CO

Cozen O'Connor

Mortgage Banking Update - November 6, 2025

United States Finance

BS

Ballard Spahr LLP

State Lending Guidance For Consumer Accommodations During The Government Shutdown

United States Finance

RB

Reinhart Boerner Van Deuren s.c.

Are You Using 'Finfluencers': Practical Guidance For CFTC-Registered Derivatives Intermediaries And Exchanges

United States Finance

KM

Katten Muchin Rosenman LLP

Ten Minute Interview: Investment Professionals And Family Offices (Video)

United States Finance

FL

Foley & Lardner

CFPB Withdraws 'Fine Print' Rule

United States Finance

GT

Greenberg Traurig, LLP

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Webinars

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Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 30 Apr 2025 | 2:00 PM

Mondaq | 2025 Law Firm Data Landscape Report

mm

Mondaq

Related Country Guides

Banking Regulation

Project Finance

Fund Management/ REITs

SGX RegCo Issues Its Response On Its Proposals For A More Disclosure Based Regime

With effect from October 29, 2025, Singapore Exchange Regulation (SGX RegCo) has put into place measures in response to comments on its consultation paper on "A Shift to a More Disclosure-Based Regime" (issued on May 15, 2025) (Response).

United States Finance

AO

A&O Shearman

SFDR 2.0 Leaked: Freedom Or New Investor Demands For Private Market Sustainability?

On 6 November 2025, the long-awaited "SFDR 2.0" has finally surfaced in a leak and, as many in the market expected, it represents a major reset of Europe Union's ("EU") sustainable finance framework.

United States Finance

PR

Proskauer Rose LLP

Ten Minute Interview: Investment Professionals And Family Offices (Video)

Brian Lucareli, director of Foley Private Client Services (PCS) and co-chair of the Family Offices group, sits down with Evan Stone, partner and member of our Fund Formation and Investment Management group, for a 10-minute interview to discuss the relationship between investment professionals and family offices.

United States Finance

FL

Foley & Lardner

Back Leverage In European CRE: Key Structures

Worldwide Finance

RG

Ropes & Gray LLP

Exceptional Alignment: Rethinking Fund Economics In European Private Equity

United States Finance

WG

Weil, Gotshal & Manges LLP

REIT Privatizations In 2025: A Ripe Opportunity

United States Finance

WG

Weil, Gotshal & Manges LLP

The Rise Of The Zombie Fund: Managing Regulatory Risk Associated With Long-Lived Fund Vehicles

United States Finance

PR

Proskauer Rose LLP

Shifting Tides: A Reallocation Of LP Capital From The U.S. To Europe

United States Finance

WG

Weil, Gotshal & Manges LLP

Regulatory Compliance In Leveraged ETF Sales Practices

United States Finance

KM

Katten Muchin Rosenman LLP

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Listing Rules & Flotation

Nasdaq Proposes Stricter Initial And Continued Listing Standards

The Nasdaq Stock Market LLC ("Nasdaq") recently proposed modifications to its initial and continued listing standards ("Proposed Listing Standards").

United States Finance

D

Dechert

SEC Approves TXSE As National Securities Exchange

On September 30, 2025, Texas Group Inc. ("TXSE Group") announced that it has received formal approval of its Form 1 Registration Statement from the U.S. Securities and Exchange Commission...

United States Finance

JD

Jones Day

Ambush At The AGM – Notice Requirements For Listed Companies In The Digital Age

With a significant proportion of companies listed on the Hong Kong Stock Exchange incorporated in the Cayman Islands and approximately 223 Cayman-incorporated...

United States Commercial

BP

Baker & Partners

Considering A U.S. Listing? What Asian Issuers Should Know

Worldwide Commercial

LL

Loeb & Loeb LLP

London Stock Exchange Discussion Paper – Shaping The Future Of AIM

United States Commercial

BC

Bryan Cave Leighton Paisner

Nasdaq And NYSE Target Excessive Reverse Stock Splits Used To Regain Compliance With Minimum Security Price Requirements

United States Commercial

FH

Foley Hoag LLP

2024-2025 Developments Regarding NYSE And Nasdaq Listing Rules

United States Commercial

CG

Cahill Gordon & Reindel LLP

Nasdaq Listing Fee Changes

United States Finance

GP

Goodwin Procter LLP

EU Listing Act Podcasts

United States Finance

AO

A&O Shearman

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Asset Finance

U.S. Tax Planning For Israeli Investment In U.S. Real Estate: A Tale Of Scylla And Charybdis

U.S. real estate remains a favored asset class for foreign investment by Israeli residents. With the Israeli shekel currently being relatively strong against the U.S. dollar, investments in the U.S.

United States Real Estate

RP

Ruchelman PLLC

Insights On The NAV Lending Market – Full Year 2023

In the middle of 2023, we conducted an informal, small-scale survey to gather insights from prominent non-bank lenders on their activity in the net asset value (NAV) lending market for the first half of 2023.

United States Finance

PR

Proskauer Rose LLP

Blockchain+ Bi-Weekly

The past two weeks were filled with legislative activity as members of Congress worked to get digital asset legislation through committees prior to Congress going on its August break.

United States Technology

PL

Polsinelli LLP

SEC Adopts Money Market Fund Reforms And Changes To Reporting Requirements For Large Liquidity Fund Advisers

United States Finance

RG

Ropes & Gray LLP

MassMutual Direct Private Investments And MassMutual Asset Finance To Transition To Barings

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Mintz Venture Watch — Volume 2: A Report On Deal Trends From Q3 And Q4 2021

United States Commercial

M

Mintz

NBAA Article Assists Members With Tax Regulations On Meals And Entertainment

United States Transport

HK

Holland & Knight

Sale Or Assignment Of US Government Receivables – FACA Considerations

United States Finance

MB

Mayer Brown

Robare V. SEC: The D.C. Circuit "May" Have Punted On Key Disclosure Question, But Takes Clear Stand On "Willful" Conduct

United States Finance

RG

Ropes & Gray LLP

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Charges, Mortgages, Indemnities

Private Credit 2026 Private Credit In Fund Finance: From Customer To Colleague

Banks pioneered the fund finance market – private credit will be an integral part of its growth going forward. Private credit funds and their sponsors have gained significance in fund finance...

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Mortgage Banking Update - November 6, 2025

November 6 – Read the newsletter below for the latest Mortgage Banking and Consumer Finance industry news, written by Ballard Spahr attorneys.

United States Finance

BS

Ballard Spahr LLP

The Power Of A Simple Notice

New York Real Property Law § 291-f provides that where a recorded mortgage, or an instrument relating to such mortgage, contains an agreement referring to § 291-f and restricting the mortgagor's right...

United States Real Estate

CW

Cadwalader, Wickersham & Taft LLP

Pryor Cashman Represents Cirrus Real Estate Partners In $187M Loan Acquisition

United States Real Estate

PC

Pryor Cashman LLP

Bipartisan AG Coalition Secures Shiny Win In Precious Metals Fraud Case

United States Finance

CO

Cozen O'Connor

Licensing Link October 2025

United States Finance

MB

Mayer Brown

Double Trouble In Tricolor: Risks In Collateral Misrepresentation

United States Finance

DL

Davis+Gilbert LLP

Continuing Update On Retroactive Application Of New York's Foreclosure Abuse Prevention Act

United States Finance

HK

Holland & Knight

Mortgage Banking Update - October 16, 2025

United States Finance

BS

Ballard Spahr LLP

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Latest Videos

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Ten Minute Interview: Investment Professionals And Family Offices (Video)

FL

Foley & Lardner

A Deep Dive Into The Fight For The CFPB's Survival (Podcast)

BS

Ballard Spahr LLP

Navigating The Retail Alternatives Landscape (Video)

AM

Alvarez & Marsal

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Securities Docket Weekly Update - March 29 (Video)

AP

Anderson P.C.

Upcoming Events

2025 Asset Management And Investment Funds Fall Conference—New York

KG

K&L Gates LLP

Mortgage Servicing Rights Fall Forum

HK

Holland & Knight

Capital Markets Know-How Series | Repackagings Are Back - New Product Trends -- Part II & III

MB

Mayer Brown

Understanding When And How The Genius Act Preempts State Law

MB

Mayer Brown

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