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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Debanking Developments: OCC Bulletins Clarify Expectations, But Key Questions Remain

"Debanking" occurs when depository institutions close or refuse to open customer accounts, either for permissible reasons (e.g., concerns about money laundering or other high-risk factors)...

United States Finance

WS

Winston & Strawn LLP

Ahead Of The Curve: Navigating The Future Of The UK Senior Managers And Certification Regime

Since its inception in 2016, the Senior Managers and Certification Regime (SMCR) has served as a cornerstone of the UK's financial services regulatory landscape.

United States Finance

AO

A&O Shearman

Credibly Challenged Podcast - Interview With Paul Noring, Managing Director At BRG

Matt Bisanz interviews Paul Noring, the head of BRG's Financial Institution Advisory practice.

United States Finance

MB

Mayer Brown

CRD VI: Updated Implications For US Fund Finance Lenders

The European Banking Authority ("EBA"), in consultation with the European Securities and Markets Authority and the European Insurance and Occupational Pensions Authority...

United States Finance

MB

Mayer Brown

New Consumer Financial Services Fintech Business Opportunities Arising From Deregulation At The CFPB During Trump 2.0 – Part 2 (Podcast)

United States Finance

BS

Ballard Spahr LLP

CFPB Releases Spring 2025 Agenda Signaling Deregulatory Shift

United States Finance

SM

Sheppard Mullin Richter & Hampton

Trump To Appeal Judge's Decision Blocking Him From Firing Lisa Cook From Federal Reserve Board

United States Finance

BS

Ballard Spahr LLP

Banking Law Journal: Participations In The Fund Finance Market

United States Finance

MB

Mayer Brown

Sanctions Clauses In Facility Agreements: Understanding Their Role And Impact

Worldwide Finance

KC

Kilinc Law & Consulting

Continuation Funds: A Structural Phenomenon?

United States Finance

RG

Ropes & Gray LLP

OCC Issues Bulletins On Customer Financial Record Protections And Politicized Debanking

United States Finance

SM

Sheppard Mullin Richter & Hampton

Derivatives 2025 – Global Overview

United States Finance

KM

Katten Muchin Rosenman LLP

Undercapitalization In The Booming Secondaries Market: Why Buy-Side Capital Continues To Lag Behind Deal Opportunities Despite Record Fundraises

United States Finance

RG

Ropes & Gray LLP

Financial Institution Attorney Guide: Strategic Legal Preparedness For Banking Executives

United States Finance

MB

Michael Best

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Webinars

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Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 30 Apr 2025 | 2:00 PM

Mondaq | 2025 Law Firm Data Landscape Report

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Mondaq

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Banking Regulation

Project Finance

Debt Capital Markets

Debanking Developments: OCC Bulletins Clarify Expectations, But Key Questions Remain

"Debanking" occurs when depository institutions close or refuse to open customer accounts, either for permissible reasons (e.g., concerns about money laundering or other high-risk factors)...

United States Finance

WS

Winston & Strawn LLP

SEC Spring 2025 Agenda: Key Takeaways For Investment Advisers

On September 4, 2025, the Securities and Exchange Commission (the "SEC") published its Spring 2025 Unified Agenda of Regulatory and Deregulatory Actions (the "Reg Flex Agenda").

United States Commercial

PR

Proskauer Rose LLP

Private Credit And Secured Hedges — Drafting Issues To Avoid

This article addresses numerous drafting issues identified in New York-law governed direct lending transactions that have either caused borrowers to seek amendments...

United States Finance

HH

Hughes Hubbard & Reed LLP

But Who Can Unlearn All The Facts That I've Learned: Facts Matter For Summary Judgment

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Notice Regarding Pennsylvania Tax And Revenue Anticipation Notes

United States Tax

SS

Saxton & Stump

New Jersey Financial Services Legislative Update

United States Finance

HK

Holland & Knight

CFPB Seeks Comments On Raising 'Larger Participant' Thresholds

United States Finance

BS

Ballard Spahr LLP

Illinois Expands Collection Agency Act With New Licensing And Enforcement Provisions

United States Finance

SM

Sheppard Mullin Richter & Hampton

CFPB Seeks Comments On Increased Larger Market Participant Thresholds In 4 Key Markets

United States Finance

HK

Holland & Knight

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Credit Crisis and the Emergency Economic Stabilization Act

Trend Report - Focus On Financial Services

This is the first of a series of trend reports tailored for our clients and friends to help companies stay a step ahead of legal issues that may affect their businesses.

United States Finance

ML

Morgan Lewis

Outsourcing For U.S. Financial Institutions After Dodd-Frank: Regulation, Risk And Governance

The global economic crisis has powerfully re-taught a lesson that we have understood for some time — the whole world is economically connected.

United States Finance

D

Dechert

The Top 10 SEC Enforcement Events Of 2011

2011 was an eventful year for the Division of Enforcement at the U.S. Securities and Exchange Commission ("SEC"). Our assessment of the top ten SEC Enforcement events of 2011 is discussed below.

United States Criminal

W

WilmerHale

The Use Of ABX Derivatives In Credit Crisis Litigation

United States Finance

N

NERA

IRS Authorizes Optional TEDB Volume Cap Extensions, Requests Comments On Reallocation Of Volume Cap

United States Tax

DW

Dorsey & Whitney LLP

New California Law Will Restrict Cities' Access To Bankruptcy Under Chapter 9

United States Finance

GP

Goodwin Procter LLP

Asset Protection: Worth Another Look

United States Strategy

GS

Giordani, Swanger, Ripp & Phillips, LLP

S&P Downgrade Hurts Middle Tennessee Banks

United States Finance

WL

Waller Lansden Dortch & Davis

The Line Blog: The Line Reports from The Trigild Conference: Special Servicing Perspectives

United States Finance

HA

Hunton Andrews Kurth LLP

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Fund Management/ REITs

Recently Proposed Bills That May Reshape Key Venture Capital Exemptions – What Venture Capital Fund Managers Need To Know

Two bills are currently being advanced in the U.S. House of Representatives that, if enacted, will significantly impact two key exemptions that venture capital funds and their managers often rely on.

United States Commercial

FH

Foley Hoag LLP

Impact Allocator Perspectives: Opportunities And Risks In Evolving Private Markets

We are grateful for the opportunity to collaborate with ICM on this inaugural LP Survey and value the insights gained from the survey's participants.

United States Finance

FH

Foley Hoag LLP

SEC Releases Statement On Short Sale And Securities Lending Rules Following Remand By 5th Circuit U.S. Court Of Appeals

A three judge panel of the U.S. Court of Appeals for the Fifth Circuit recently remanded two rules adopted by the SEC in 2023 for further consideration – Rule 13f‑2 (the short sale rule)...

United States Finance

PR

Proskauer Rose LLP

Pryor Cashman Representing Spring Mountain Capital In Asset Acquisition By Stifel

United States Wealth Mgt

PC

Pryor Cashman LLP

Unlocking The UPREIT Structure: OP Unit Transactions For REITs

United States Finance

GP

Goodwin Procter LLP

Privatizing Public REITs: Strategic Considerations And Legal Insights

United States Real Estate

GP

Goodwin Procter LLP

What To Expect When You're Expecting New Investors — Practical Steps Fund Managers Can Take To Prepare For Investments From Registered Funds And Defined Contribution Retirement Plans

United States Finance

PR

Proskauer Rose LLP

Investment Management & Funds Regulatory Update - August 2025

United States Finance

DP

Davis Polk & Wardwell

Treasury Department Seeks Comment On Methods To Detect Illicit Activity Involving Digital Assets

United States Finance

GP

Goodwin Procter LLP

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Project Finance/PPP & PFI

$50 Billion Rural Hospital Fund: Applications Begin In September

Applications for the new $50 billion Rural Health Transformation Fund will begin going out in early September, according to CMS Administrator Dr. Mehmet Oz.

United States Finance

JW

Jones Walker

Project Finance Laws And Regulations Why The World Needs Multi-Sourced Project Financings (And Project Finance Lawyers…) 2025

Project financing has evolved significantly since it was first used to finance maritime operations and infrastructure developments in ancient Greece and Rome.

United States Finance

ML

Milbank LLP

SNDA Agreements In Data Centre Finance: A Hybrid Approach

That capacity has been supported by rapid growth in data centres located across North America—growth which shows no signs of stopping.

United States Finance

TL

Torys LLP

COVID-19 Relief Lending Faces Scrutiny

United States Criminal

BB

Bass, Berry & Sims

Typical Transaction Documents In A (Standalone) BESS Project-financing

United States Energy

BC

Bryan Cave Leighton Paisner

Recent Developments In Disaster Recovery Financing And Renewed Efforts For Disaster Recovery Bonds

United States Finance

BS

Butler Snow LLP

California Dental Offices Settle FCA Allegations Regarding Second-Draw PPP Loans For $6.3M

United States Finance

CM

Crowell & Moring LLP

California Law Firm Settles False Claims Act Allegations Over Misuse Of PPP Loan Funds

United States Finance

AP

Anderson P.C.

U.S. Treasury Department Issues Proposed Rule To Limit Certain Outbound Investments Into Critical Technologies In China

United States Government

BB

Baker Botts LLP

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Latest Videos

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New Consumer Financial Services Fintech Business Opportunities Arising From Deregulation At The CFPB During Trump 2.0 – Part 1 (Podcast)

BS

Ballard Spahr LLP

Navigating The Retail Alternatives Landscape (Video)

AM

Alvarez & Marsal

Securities Docket Weekly Update - March 7 (Video)

AP

Anderson P.C.

6 Quick Tips For An Effective Financial Check-up (Video)

KR

Kaufman Rossin

Interview With Bryan Mulcahey, Managing Partner Of FS Vector (Video)

MB

Mayer Brown

Upcoming Events

Financial Services Litigation And Enforcement Outlook

United States Finance

HK

Holland & Knight

FIA State Attorneys General Webinar

United States Finance

W

WilmerHale

Climate Week Roundtable with ICMA & Mayer Brown

United States Finance

MB

Mayer Brown

The Retail Private Markets Revolution: A Guide For Private Fund Managers

United States Finance

GP

Goodwin Procter LLP

ISDA Annual Legal Forum - Who Decides Now? The Future Of The Credit Derivatives Determinations Committees

United States Finance

KL

Herbert Smith Freehills Kramer LLP

2025 Retail Law Conference

United States Finance

BB

Bass, Berry & Sims

401(k) Plan Access To Alternative Investments

United States Finance

KG

K&L Gates LLP

Second Annual Private Fund Managers Conference

United States Finance

FL

Foley & Lardner

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