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New CIMA Rules On AML And Sanctions Compliance Programmes: What Funds And Fund Managers Need To Know
The Cayman Islands Monetary Authority has issued two new binding rules that will fundamentally reshape compliance obligations for financial service providers, including mutual funds, private funds, and SIBA registrants. These rules convert previously non-binding guidance into enforceable requirements with significant penalties for non-compliance, mandating enhanced anti-money laundering programs, sanctions screening protocols, and independent audit obligations.
Hong Kong Government
C
Conyers
Article
Securities And Futures Commission’s First Ransomware-related Enforcement Action Signals Tougher Cybersecurity Stance
Hong Kong's Securities and Futures Commission has imposed a HKD2.1 million fine on Luk Fook Securities following a ransomware attack that crippled its trading systems for over two weeks. The enforcement action reveals systemic cybersecurity failures across network protection, access controls, and business continuity planning, marking a significant shift from regulatory guidance to direct financial penalties for cyber control deficiencies.
Hong Kong Strategy
AO
A&O Shearman
Article
Hong Kong As The APAC IP Holding Hub Of Choice - Part 2
Hong Kong's reciprocal enforcement arrangements, cross-border insolvency cooperation, preferential tax treatment and financial infrastructure make it an effective IP holding hub for businesses with substantial operations facing the Chinese Mainland. This article examines the practical advantages of using Hong Kong for IP licensing, enforcement and monetization in the context of Mainland China business relationships.
Hong Kong Tax
WL
Withers LLP
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