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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

SEC's Strategic Shift To Expand Retail Investors' Access To Private Assets Provides New Opportunities: An Overview And Key Considerations

The Trump administration, including the Securities and Exchange Commission (SEC) leadership, has ushered in a push to "democratize" access to alternative investments.

United States Finance

KM

Katten Muchin Rosenman LLP

FCA Fines An Employee For Insider Dealing

On 13 October 2025 the FCA fined an employee for insider dealing for selling his own and close family member's entire shareholding whilst in possession of, and using, inside information.

United States Finance

BC

Bryan Cave Leighton Paisner

CUM-EX And Dividend Arbitrage — Update On Developments (Podcast)

Dividend arbitrage is a long-standing, historic issue in the financial services industry. It continues to impact businesses in numerous jurisdictions across Europe and has the potential to affect more- including...

United States Finance

MB

Mayer Brown

Bipartisan AG Coalition Secures Shiny Win In Precious Metals Fraud Case

The U.S. District Court of the Central District of California has entered a final judgment in a case brought by a bipartisan coalition of state AGs and the U.S. Commodity Futures Trading Commission...

United States Finance

CO

Cozen O'Connor

The GENIUS Act And The Future Of Stablecoins: What Banks And Fintechs Need To Know - Part 2 (Podcast)

United States Finance

BS

Ballard Spahr LLP

Clear Skies Ahead? Predicting The Use Of The Floor Trader Exemption In Event Contract Markets To Avoid Swap Dealer Registration

United States Finance

KM

Katten Muchin Rosenman LLP

AG Event Insider: 2025 NAAG Consumer Protection Fall Conference

United States Finance

CO

Cozen O'Connor

Trump Administration Tells Appeals Court That Union Is Not Entitled To An En Banc Hearing In CFPB Lawsuit

United States Finance

BS

Ballard Spahr LLP

IRS Releases Proposed Regulations Under Section 897 On Domestically Controlled REITs

United States Finance

ST

Simpson Thacher & Bartlett

Credibly Challenged Podcast - Interview With Nolan Andelin, Founder Of Verita (Podcast)

United States Finance

MB

Mayer Brown

NFA Updates Digital Asset Obligations

United States Finance

KG

K&L Gates LLP

Redemption Limitations Remain A Trap For The Unwary Despite Section 1202 Expansion

United States Finance

HK

Holland & Knight

Proposed Regulations Remove Look-Through Rule For Domestically Controlled REITs

United States Finance

PR

Proskauer Rose LLP

Trends In Private Credit Fund Structuring 2025

Worldwide Finance

D

Dechert

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Webinars

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Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 30 Apr 2025 | 2:00 PM

Mondaq | 2025 Law Firm Data Landscape Report

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Mondaq

Related Country Guides

Project Finance

Banking Regulation

Acquisition Finance/LBOs/MBOs

U.S. Private Equity Market Recap - September 2025

While deal count is down 5% on a YTD basis compared to 2024, dealmakers believe the market is improving and transaction activity has the potential to accelerate over the coming months.

United States Commercial

RG

Ropes & Gray LLP

The Little Buy-Sell That Could

With apologies to the pseudonymous children's book author Watty Piper, this is the story of a humble buy-sell provision in a family-owned LLC's operating agreement...

United States Anti-trust

FF

Farrell Fritz, P.C.

Seven Success Factors For Winning Section 363 Acquisitions

In the high-stakes world of bankruptcy asset acquisitions, Bankruptcy Code Section 363 provides a powerful mechanism for purchasing assets "free and clear" of most claims, liens, and encumbrances.

United States Insolvency

GP

Goodwin Procter LLP

PE Continues To Evolve And Enhance The Add-On Acquisition Process To Maximize Returns

United States Commercial

R

Riveron

Treasury And IRS Issue Final And Proposed Regulations Regarding Stock Repurchase Excise Tax Under Code Section 4501

United States Finance

AP

Arnold & Porter

Insights Into The Latest Treasury And IRS Proposed Regulations On Excise Tax For Corporate Stock Repurchases

United States Tax

KM

Katten Muchin Rosenman LLP

LPs Seek Ways To Share Profits In Continuation Fund 'Quick Flips'

United States Finance

M

Mintz

Question Of The Week: What Types Of Creative Financing Are You Seeing In Deals Lately? Why Are We Seeing An Increase Of These Structures?

United States Finance

PR

Proskauer Rose LLP

Transaction Planning And Execution

United States Commercial

AC

Ankura Consulting Group LLC

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Listing Rules & Flotation

SEC Approves TXSE As National Securities Exchange

On September 30, 2025, Texas Group Inc. ("TXSE Group") announced that it has received formal approval of its Form 1 Registration Statement from the U.S. Securities and Exchange Commission...

United States Finance

JD

Jones Day

Ambush At The AGM – Notice Requirements For Listed Companies In The Digital Age

With a significant proportion of companies listed on the Hong Kong Stock Exchange incorporated in the Cayman Islands and approximately 223 Cayman-incorporated...

United States Commercial

BP

Baker & Partners

Considering A U.S. Listing? What Asian Issuers Should Know

During the first four months of 2025, at least eight companies listed on the Singapore Exchange (SGX) announced potential delisting and at least 11 SGX-listed companies...

Worldwide Commercial

LL

Loeb & Loeb LLP

London Stock Exchange Discussion Paper – Shaping The Future Of AIM

United States Commercial

BC

Bryan Cave Leighton Paisner

Nasdaq And NYSE Target Excessive Reverse Stock Splits Used To Regain Compliance With Minimum Security Price Requirements

United States Commercial

FH

Foley Hoag LLP

2024-2025 Developments Regarding NYSE And Nasdaq Listing Rules

United States Commercial

CG

Cahill Gordon & Reindel LLP

Nasdaq Listing Fee Changes

United States Finance

GP

Goodwin Procter LLP

EU Listing Act Podcasts

United States Finance

AO

A&O Shearman

Approval Of The Listing Act: Welcome Changes For Issuers Of Debt Securities

United States Finance

JD

Jones Day

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Debt Capital Markets

Pryor Cashman Represents Cirrus Real Estate Partners In $187M Loan Acquisition

Pryor Cashman represented Cirrus Real Estate Partners in connection with the acquisition, from a major overseas lender, of a $187,000,000 mortgage loan secured...

United States Real Estate

PC

Pryor Cashman LLP

Credit Checks In Hiring: Key Issues For Financial Services Employers After Medical Debt Reporting Restrictions

Credit checks remain a critical but legally complex hiring tool in the financial services sector, requiring consideration of federal and state laws.

United States Finance

JL

Jackson Lewis P.C.

Basel Endgame: Divergence, Competition And The Next Strategic Moves

The Basel Endgame is the fault line along which global banking competition will shift over the next three years. For the largest lenders, this final chapter of Basel III will decide...

Worldwide Finance

BC

Bryan Cave Leighton Paisner

Regulation A+ Offerings: Mechanics, Market Data, And Capital Raising Best Practices For Startups And Emerging Companies

United States Commercial

B

Bevilacqua

Why Secured Transactions Are Important

United States Finance

SH

Scarinci Hollenbeck LLC

New California Law On Servicing Of Second Mortgages Causes Confusion Among Lenders And Servicers

United States Finance

SM

Sheppard Mullin Richter & Hampton

OCC Bulletins And Proposed Rules Provide Relief For Community Banks And Preview Potentially Broader Changes

United States Finance

MV

Moore & Van Allen

Don't Cash A "Paid In Full" Check Without Understanding The Legal Implications

United States Finance

SH

Scarinci Hollenbeck LLC

Controversial NYC Debt Collector Rules On Hold Indefinitely, While New Rules Loom

United States Finance

MB

Mayer Brown

See more

Financial Services

SEC's Strategic Shift To Expand Retail Investors' Access To Private Assets Provides New Opportunities: An Overview And Key Considerations

The Trump administration, including the Securities and Exchange Commission (SEC) leadership, has ushered in a push to "democratize" access to alternative investments.

United States Finance

KM

Katten Muchin Rosenman LLP

FCA Fines An Employee For Insider Dealing

On 13 October 2025 the FCA fined an employee for insider dealing for selling his own and close family member's entire shareholding whilst in possession of, and using, inside information.

United States Finance

BC

Bryan Cave Leighton Paisner

Revisiting Public Disclosure Frequency: SEC Considers Semi-Annual Reporting Regime

During a September 19, 2025 interview on CNBC's Squawk Box, SEC Chairman Paul S. Atkins discussed a proposal to give U.S. public companies...

United States Commercial

CW

Cadwalader, Wickersham & Taft LLP

CUM-EX And Dividend Arbitrage — Update On Developments (Podcast)

United States Finance

MB

Mayer Brown

United States Technology

LS

Lowenstein Sandler

FinCEN Bars Huione Group From Financial System

United States Government

BS

Ballard Spahr LLP

Treasury Takes Initial Steps Towards GENIUS Act Rulemaking

United States Technology

MB

Mayer Brown

Bipartisan AG Coalition Secures Shiny Win In Precious Metals Fraud Case

United States Finance

CO

Cozen O'Connor

Republican AGs Caution SEC On Crypto Overreach

United States Technology

CO

Cozen O'Connor

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Latest Videos

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Reopening The IPO Window: Insights From The IPO Summit — Silicon Valley Edition (Video)

FL

Foley & Lardner

New Consumer Financial Services Fintech Business Opportunities Arising From Deregulation At The CFPB During Trump 2.0 – Part 1 (Podcast)

BS

Ballard Spahr LLP

Navigating The Retail Alternatives Landscape (Video)

AM

Alvarez & Marsal

Securities Docket Weekly Update - March 29 (Video)

AP

Anderson P.C.

6 Quick Tips For An Effective Financial Check-up (Video)

KR

Kaufman Rossin

Upcoming Events

2025 Asset Management And Investment Funds Fall Conference—Boston

KG

K&L Gates LLP

2025 Asset Management And Investment Funds Fall Conference—New York

KG

K&L Gates LLP

ISDA Annual Legal Forum - Who Decides Now? The Future Of The Credit Derivatives Determinations Committees

KL

Herbert Smith Freehills Kramer LLP

Financial Services Regulatory Crystal Ball: Financial Services Litigation And Enforcement Outlook

HK

Holland & Knight

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