Finance Law and Banking Law

The House Financial Services Committee has approved legislation that would establish the first comprehensive federal regulatory framework for earned wage access (EWA) providers, marking a significant development...

The SEC's Division of Corporation Finance has issued a new exemptive order that significantly expands the framework for abbreviated tender and exchange offers for non-convertible debt securities, moving beyond the constraints of its 2015 guidance. This order introduces greater flexibility by permitting partial offers, consent solicitations, and broader investor participation while streamlining procedural requirements. Companies and their advisers now have access to five-day offering periods for a meaningful

Private equity investment has transformed the insurance industry, but regulatory complexities at the state level create unique challenges that can significantly impact transaction timing, structure, and future exits. This analysis examines seven critical regulatory issues that private equity investors, management teams, and transaction counsel must navigate when acquiring insurance carriers, brokers, MGAs, TPAs, and insurtech companies.