In this spirit, we are excited to welcome you to our newest publication: the Financial Crime Quarterly
On 21 September 2020, Steven Maijoor, Chair at the European Securities and Markets Authority ("ESMA"), delivered a speech at City Week 2020 in London.
As governments start to think about how to build back better in response to COVID-19, Environmental Social and Governance (ESG) considerations have moved to the centre ground.
Link Fund Solutions Limited ("Link"), the Authorised Corporate Director of the Woodford Equity Income Fund ("WEIF"), recently published its annual report for the period 1 January 2019 to 31 March 2020.
After 12 years of increasing regulation in the wake of the global financial crisis, fund administration is now at a tipping point. Leading funds have not only digitised their ..
Shearman & Sterling LLP
The European Union's financial regulatory regime for third-country access in many sectors relies on a framework of "equivalence," whereby institutions based in approved non-EU
An article on the FCA's past enforcement action record and likely focus in 2021.
How is the securitisation industry responding to the Covid-19 fallout and how is it impacting securitisation structures?...
As private equity managers search for value, further emphasis is being placed on the operational and cost efficiencies outsourcing fund administration can provide
At Ocorian we work very closely with a diverse range of fund managers, who are adept at spotting opportunities and have accelerated the level of fundraising within pre-existing special ...
Rahman Ravelli Solicitors
The UK's Financial Conduct Authority has announced a consultation to see how it can tackle illegal behaviour in the financial services market.
Rahman Ravelli Solicitors
The many issues raised by Cum-Ex were analysed in depth during Rahman Ravelli's online event examining the rapidly-developing, Europe-wide tax investigation.
The Protocol and Supplement are being published to address the anticipated cessation of publication of LIBOR at the end of 2021, and the market transition to risk-free rates, including SONIA, SOFR, €STR, SARON and TONAR.
The FCA has reopened the window for applications under the Temporary Permissions Regime (TPR). The notification window for registrations under the TPR closes on 30 December 2020.
Cleary Gottlieb Steen & Hamilton LLP
Almost no part of the business world has escaped the impact of the COVID-19 pandemic. The lockdowns that sought to control the spread of the virus had the side effect of sucking demand out...
While debt is cheap, debt issuance looks set only to continue to rise through 2021, says Managing Director, Alan Booth.
Charles Russell Speechlys LLP
In something of a setback for the FCA, its prosecution of Konstantin Vishnyak for destroying documents relevant to an FCA investigation has been unsuccessful.
Proskauer Rose LLP
The Financial Conduct Authority ("FCA") published its perimeter report 2019/20, which provides an update on the issues raised in its 2018/19 report.
As attention to IBOR transition accelerates and becomes more focused, it is critical to have access to comprehensive and timely resources about the market.