Article
Atkins-Led SEC Recognizes That Conflicts Of Interest Must Be 'Material' In Complaint Alleging Fraud And Breaches Of Fiduciary Duties By Investment Adviser
SEC v. Nagler1 is the second enforcement action charging an investment adviser with undisclosed conflicts of interest since Chair Paul Atkins began his tenure on April 21, 2025.
Akin Gump Strauss Hauer & Feld LLP