United States: Compliance

This overview provides an assessment and practical guidance for a UK-based Alternative Investment Fund Manager (AIFM) hosting company that services US clients.

US Treasury Department's public consultation may eventually lead to a streamlined CFIUS review process for certain foreign investors, but the program's scope and ultimate benefits...

The U.S. Department of Justice (DOJ) just updated its Corporate Enforcement and Voluntary Self‑Disclosure Policy (CEP), which lays out how the DOJ evaluates corporate misconduct...

Last month, the Department of Justice (DOJ) released its statistics for False Claims Act (FCA) enforcement during fiscal year 2025. Settlements and judgments exceeded a record-breaking $6.8 billion...

The last six years have brought vast changes in the U.S. regulatory landscape (e.g., tariff volatility, new supply chain integrity rules), unprecedented raw material shortages...

Deputy Attorney General Todd Blanche stated in accompanying remarks that the CEP is intended to "create[] incentives for companies to come forward" because companies will "know that, across the Department, they will be rewarded when they self-disclose wrongdoing, cooperate with our investigations, and remediate the misconduct."

On February 26, 2026, CARB approved regulations to implement California Senate Bills 253 (the Climate Corporate Data Accountability Act) and 261...

On February 24, 2026, the Securities and Exchange Commission's ("SEC" or the "Commission") Division of Enforcement (the "Division") announced that it had made "substantial" updates (the first since 2017) to its publicly...

Beth Vanderslice serves on the boards of AMD Inc., AESC Group Ltd. and Boston College. She was previously a director of Xilinx, Inc., where she chaired the nominating and governance committee...