United States: Compliance

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Business law and corporate law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics that involve business and corporate law produced by specialists working in this area every day.

SEC Commissioner Peirce Addresses Industry At SIFMA's Compliance And Legal 2026 Annual Seminar

Securities and Exchange Commission (SEC or Commission) Commissioner Hester Peirce delivered wide-ranging remarks...

United States Finance

KM

Katten Muchin Rosenman LLP

Antiboycott Compliance: Department Of The Treasury Publishes List Of Countries Requiring Cooperation With An International Boycott

This month, the U.S. Department of the Treasury (Treasury) published a list of eight countries that Treasury determined may require participation in or cooperation with an international...

Worldwide Commercial

BI

Buchanan Ingersoll & Rooney PC

New York's Two-Track Climate Reporting Regime: From Measurement To Mandatory Disclosure

While California has dominated headlines in the climate disclosure space, New York is quietly constructing a regulatory architecture that moves...

United States Environment

JD

Jones Day

Injunction On California AADC Partially Vacated—Key Provisions May Take Effect On April 2

On March 12, 2026, the U.S. Court of Appeals for the Ninth Circuit released an opinion that partially vacates a lower court’s injunction of the California Age-Appropriate Design Code Act, allowing elements of the AADC to take effect as soon as April 2, absent further judicial action.

United States Privacy

WR

Wiley Rein

Federal Court Vacates FinCEN Residential Real Estate Reporting Rule

United States Real Estate

FL

Foley & Lardner

An Update On NYC DWCP ‘Junk Fee, Subscription Trap’ And Other Initiatives

United States Consumer

BS

Ballard Spahr LLP

SEC Issues Interpretive Framework For Crypto Asset Classification

United States Technology

LS

Lowenstein Sandler

DOJ Further Incentivizes Corporate Self-disclosures In First Uniform Policy

United States Commercial

SR

McDermott Will & Schulte

APAC Monthly Private Wealth Legal Developments - February 2026

Worldwide Wealth Mgt

KL

Herbert Smith Freehills Kramer LLP

How Your Multinational Business Benefits From OECD's New Tax Relief

United States Tax

MG

MGO CPA LLP

DOJ Doubles Down And Commits To Department‑Wide Corporate Enforcement Policy

United States Criminal

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BakerHostetler

Strategic Environmental Compliance Audits: Key Benefits And Practical Considerations

United States Environment

B

Bracewell

CA’s Cap-and-Invest Changes Test Business Contract Readiness

United States Commercial

FB

FBT Gibbons

Sanctions Update: March 16, 2026

United States International

SJ

Steptoe LLP

Simpson Thacher Sustainability And ESG: Regulatory Update – March 2026

United States Commercial

ST

Simpson Thacher & Bartlett

Signed, Sealed, But Not Delivered? Don't Wonder About Taxes Under New Postal Service Rules

United States Tax

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Nossaman LLP

Congress Proposes Major Overhaul Of WARN: What Employers Need To Know About The Fair Warning Act

United States Employment

PR

Proskauer Rose LLP

New York District Court Affirms Narrow Scope Of "Public Policy Exception" In Chapter 15 Cases

United States Insolvency

JD

Jones Day

Colorado "Opt-Out" Litigation – Petition For Rehearing En Banc And Amicus Briefs In Support

United States Finance

BS

Ballard Spahr LLP

UK-Based AIFM Regulatory Hosting SEC Compliance Requirements For Serving US Clients

This overview provides an assessment and practical guidance for a UK-based Alternative Investment Fund Manager (AIFM) hosting company that services US clients.

Worldwide Finance

KM

Katten Muchin Rosenman LLP

Episode S6:E7 | Tokenization And Crypto—What’s Happening Now? | Compliance In Context (Podcast)

Welcome back to the Compliance In Context podcast! On today’s show, we will be taking an in-depth look at two of the hottest areas in the investment management space, namely—tokenization and crypto.

United States Technology

CH

Calfee Halter & Griswold

What Companies Need To Know About DOJ's New Corporate Criminal Enforcement Framework

On March 11, 2026, the DOJ released its “first-ever” Corporate Enforcement and Voluntary Self-Disclosure Policy (CEP). The CEP applies to all corporate criminal matters the DOJ handles.

United States Criminal

BT

Barnes & Thornburg LLP

Observations On The CFIUS Known Investor Program

US Treasury Department's public consultation may eventually lead to a streamlined CFIUS review process for certain foreign investors, but the program's scope and ultimate benefits...

Worldwide Government

KL

Herbert Smith Freehills Kramer LLP

Department Of Justice Releases Nationwide Corporate Enforcement Policy

United States Commercial

BS

Ballard Spahr LLP

The Expanding Role Of The Board Of Directors In Compliance

United States Commercial

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NAVEX

Letters Of Credit: A Strategic Tool For Community And Regional Banks

United States International

FB

FBT Gibbons

DOJ's New Corporate Enforcement & Voluntary Self-Disclosure Policy: Implications For Government Contractors

United States Government

BA

Bradley Arant Boult Cummings LLP

CFTC And SEC Strengthen Regulatory Coordination Through Memorandum Of Understanding

United States Finance

LS

Lowenstein Sandler

AI For Government: 7 Days For Contractor Comments On GSA Proposed Contract Clause For AI Systems

United States Technology

CM

Crowell & Moring LLP

U.S. DOJ Releases New Uniform Corporate Enforcement Policy

United States Commercial

AO

A&O Shearman

DOJ Adopts A Uniform Corporate Enforcement And Voluntary Self-Disclosure Policy

United States Commercial

KG

K&L Gates LLP

EPA And CBP Intensify Import Enforcement On Pesticides, Toxic Chemicals, And Polluting Products: EPA Reports Unprecedented Enforcement Results—Key Insights For Importers, Distributors, And Retailers

United States Environment

CM

Crowell & Moring LLP

Reminder: Federal Communications Commission – March Through April 1st Filings

United States Media & IT

KD

Kelley Drye & Warren LLP

U.S. DOJ Releases New Uniform Corporate Enforcement Policy

Overall, while the core elements of the former enforcement policy remain intact, the new Policy adds consistency, speed, and transparency to the process and should result in greater certainty and predictability for companies contemplating whether to self-report.

United States Commercial

AO

A&O Shearman

DOJ Adopts A Uniform Corporate Enforcement And Voluntary Self-Disclosure Policy

On 10 March 2026, the US Department of Justice (DOJ) adopted a single corporate enforcement and voluntary self-disclosure policy (DOJ CEP) that supersedes "all component-specific or US Attorney's Office-specific corporate enforcement policies."

United States Commercial

KG

K&L Gates LLP

EPA And CBP Intensify Import Enforcement On Pesticides, Toxic Chemicals, And Polluting Products: EPA Reports Unprecedented Enforcement Results—Key Insights For Importers, Distributors, And Retailers

EPA's self-announced "Crackdown" on illegal pesticide and chemical imports is active, well-resourced, and operating at ports of entry right now.

United States Environment

CM

Crowell & Moring LLP

Reminder: Federal Communications Commission – March Through April 1st Filings

Carriers and providers of interstate and international telecommunications that seek to revise their February 2, 2026, Form 499-Q filing must do so within 45 days of the Form 499-Q...

United States Media & IT

KD

Kelley Drye & Warren LLP

Treasury’s FinCEN Whistleblower Portal Presents Business Risks

United States Commercial

SJ

Steptoe LLP

DOJ's Department-Wide Corporate Enforcement Policy

Deputy Attorney General Todd Blanche stated in accompanying remarks that the CEP is intended to "create[] incentives for companies to come forward" because companies will "know that, across the Department, they will be rewarded when they self-disclose wrongdoing, cooperate with our investigations, and remediate the misconduct."

United States Commercial

ST

Simpson Thacher & Bartlett

Senate Democrats Introduce FCPA Reinforcement Act

A coalition of US Senate Democrats introduced the FCPA Reinforcement Act, legislation aimed at strengthening enforcement of the Foreign Corrupt Practices Act (FCPA)...

United States Criminal

AF

ArentFox Schiff

SEC Grants Section 16(a) Exemption For Directors And Officers Of Foreign Private Issuers Organized In Certain Jurisdictions

As explained in our December 2025 Commentary, the HFIAA, enacted on December 18, 2025, amended Section 16(a) to require every person who is a director or an officer of an FPI with a class of equity securities registered pursuant to Section 12 of the Exchange Act to file Section 16 reports.

United States Commercial

JD

Jones Day

2026 Proposed Amendments To The Federal Sentencing Guidelines—Key Changes For Economic Crimes

The United States Sentencing Commission (the "Commission") published its proposed 2026 amendments to the Federal Sentencing Guidelines in two phases—in December 2025 and January 2026...

United States Criminal

B

Benesch Friedlander Coplan & Aronoff LLP

Shareholder Proposal Litigation Increases Following The SEC's Revised Rule 14a-8 Process

United States Commercial

JD

Jones Day

SEC Investor Advisory Committee To Meet On March 12

United States Commercial

GP

Goodwin Procter LLP

SEC Approves Conditional Exemptive Order For Beneficial Ownership Reporting By Certain FPI Directors And Officers

United States Commercial

GP

Goodwin Procter LLP

The Oracle Audit Playbook Exposed

United States Commercial

TG

Tactical Law Group LLP

Developing Key Performance Indicators For Human Rights Programs In The Technology Sector

United States Commercial

SJ

Steptoe LLP

California Textile EPR—Next Steps For Brands And Retailers Before July 1

United States Commercial

JD

Jones Day

Ensuring Compliance In Uncertain Times (Podcast)

United States Commercial

B

Bracewell

SEC Adopts Implementing Amendments For Section 16(a) Reporting By Directors And Officers Of Foreign Private Issuers

United States Commercial

BT

Barnes & Thornburg LLP

SEC's Division Of Enforcement Announces Key Updates To Its Enforcement Manual

United States Commercial

MB

Mayer Brown

SEC Initiates Review Of ESG Fund Names Rule

United States Commercial

HK

Holland & Knight

Using The Power Of Organizational Change In Compliance Efforts

United States Commercial

SM

Sheppard, Mullin, Richter & Hampton LLP

Do I Really Need A Lawyer To Look At This? Why Due Diligence Matters

United States Commercial

BB

Beresford Booth

SDNY Announces Corporate Enforcement And Voluntary Self-Disclosure Program For Financial Crimes

United States Criminal

MB

Mayer Brown

CARB Moves Forward On Climate Disclosure Regulations While SB 261 Remains On Hold

United States Commercial

GG

Greenberg Glusker Fields Claman & Machtinger

SEC's Division Of Enforcement Announces Significant Updates To Its Enforcement Manual – The Changes Provide Important Transparency Regarding Division Practices And Decision-Making

United States Commercial

GP

Goodwin Procter LLP

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Highlighted Content

Mexico's 2026 Tax Regularization Program

United States Tax

BG

Braumiller Law Group, PLLC

New Value Manifest/Manifestacion De Valor – Via VUCEM

United States Commercial

BG

Braumiller Law Group, PLLC

DHS Audit Of CBP's Centers Of Excellence And Expertise Yields Evidence Of Mismanagement

United States International

BG

Braumiller Law Group, PLLC

OFAC Enforcement Trends – Lack Of Due Diligence In Mergers And Acquisitions

United States International

BG

Braumiller Law Group, PLLC

Complying With BIS's Advanced Computing And Semiconductor Manufacturing Rules – Knowledge, Due Diligence, And Technology Thresholds

United States Commercial

BG

Braumiller Law Group, PLLC

Primer On Forced Labor Enforcement For U.S. Importers

United States International

BG

Braumiller Law Group, PLLC

Forced Labor Due Diligence – Supply Chain Tracing Requirements To Comply With UFLPA, Withhold Release Orders, And More

United States Commercial

BG

Braumiller Law Group, PLLC

Antiboycott Compliance For U.S. Companies

United States Commercial

BG

Braumiller Law Group, PLLC

New Importer, Old Baggage - Successor Liability For Antidumping & Countervailing Duties

United States International

BG

Braumiller Law Group, PLLC

Customs And Border Protection's Recent FAQs On Forced Labor Enforcement Demonstrates The Growing Need For Forced Labor Compliance

United States International

BG

Braumiller Law Group, PLLC

Latest Videos

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Cultural Flashpoints Vidcast: Conversations That Matter (Video)

SS

Seyfarth Shaw LLP

Culture & Compliance Chronicles: Inside The Wirecard Scandal—Whistleblowing, Retaliation & Reform With Pav Gill (Podcast)

RG

Ropes & Gray LLP

Cybersecurity Awareness Month 2025: Legal Risks, Data360, And Practical Strategies (Video)

LS

Lowenstein Sandler

S6:E3 | The Impact Of Mentorship In Compliance | Compliance In Context (Podcast)

CH

Calfee Halter & Griswold

Engaging With Vendors For Faith-Based Orgs — Clarity, Compliance, And Stewardship (Video)

MB

Michael Best

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