United States: Compliance

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Business law and corporate law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics that involve business and corporate law produced by specialists working in this area every day.

Serving As A Fiduciary For Sanctioned Clients? OFAC's Recent Enforcement Action Is A Warning Shot

Recent enforcement actions signal the Office of Foreign Assets Control's ("OFAC") increased scrutiny of professionals, including attorneys, who represent or act for sanctioned parties.

United States Commercial

KM

Katten Muchin Rosenman LLP

FinReg Timeline 2026

As 2026 begins, our Regulatory team has mapped the key legal and regulatory developments affecting managers of investment funds (including private equity, private credit, hedge and other alternative funds)...

United States Finance

PR

Proskauer Rose LLP

2026 Investment Adviser Compliance Calendar

SEC-registered investment advisers are subject to an array of reporting and compliance obligations in order to maintain registered investment adviser status.

United States Commercial

RM

Rich May

Weil Private Funds Regulatory Review

In recent years, the Securities and Exchange Commission (the "SEC" or "Commission") and other regulators have proposed and adopted various rules and interpretative guidance...

United States Commercial

WG

Weil, Gotshal & Manges LLP

SEC Risk Alert Highlights Examination Pratfalls Under The Marketing Rule

United States Media & IT

SR

Shulman Rogers

Defining Small: SEC Proposal Could Shift Regulatory Burdens For Advisers And Investment Companies

United States Commercial

KM

Katten Muchin Rosenman LLP

After Ninth Circuit's SB 261 Oral Argument: Where First Amendment Line May Land For Climate-Risk Disclosure

United States Commercial

FB

FBT Gibbons

Enabling Deception Has Consequences — Even Years Later

United States Consumer

FK

Frankfurt Kurnit Klein & Selz

A Guide For Foreign Companies After FCPA Pause: Maintaining Strong Compliance Through Shifting US Expectations

United States Commercial

BT

Barnes & Thornburg LLP

New York LLC Transparency Act: Reporting Limited To Non-U.S. LLCs

United States Commercial

HK

Holland & Knight

Recent Decisions Quashing DOJ Administrative Subpoenas Provide A Roadmap For Companies Facing DEI-Focused False Claims Act Investigations

United States Commercial

W

WilmerHale

CTA UPDATE: Eleventh Circuit Declares CTA Constitutional; Beneficial Ownership Reporting Requirements Remain Unchanged

United States Government

GT

Greenberg Traurig, LLP

FDA Is Open To The Idea Of Possible Regulatory Flexibility For Cell And Gene Therapies On A Case-by-Case Basis…Where Appropriate

United States Healthcare

HP

Hyman, Phelps, & McNamara

SEC Proposes Expanded "Small Entity" Definitions For Purposes Of The Regulatory Flexibility Act

United States Commercial

PR

Proskauer Rose LLP

Italy's Rising Tax Evasion Vs The United States' Is Higher, Even With The Voluntary Disclosure Program (VDP)

United States Tax

RS

Rotfleisch & Samulovitch P.C.

How The GENIUS Act Is Reshaping Stablecoin Regulation And Emerging Financial Disputes

United States Litigation

J

JAMS

The Empty Chair At Johannesburg: What It Says About US Power

United States International

SJ

Steptoe LLP

What Foundations And Other Nonprofits Need To Know About The Foreign Agents Registration Act

United States Government

W

WilmerHale

Supreme Court Weighs Extent Of President's Authority To Impose Tariffs During Proclaimed National Emergencies

United States Litigation

D

Dykema

Why Foreign Companies Should Not DIY A U.S. LLC

Your first American customer sends you a $50,000 purchase order.

United States Commercial

HS

Harris Sliwoski

Cultural Flashpoints Vidcast: Conversations That Matter (Video)

In this premiere episode of the Cultural Flashpoints Vidcast, host Dawn Solowey sits down with Annette Tyman, chair of the People Analytics Practice Group...

United States Employment

SS

Seyfarth Shaw LLP

FDA Request For Information Signals New Path For VC Firms And Their Portfolio Companies In Federal Contracting

On December 17, 2025, the U.S. Food and Drug Administration (FDA) issued a request for information (RFI) on a proposal designed to help the FDA engage more directly with innovative, venture-backed companies focused on biotechnology, medical devices, AI, and regulatory technology.

United States Healthcare

CM

Crowell & Moring LLP

The Month In International Trade – December 2025

On December 22, 2025, FinCEN announced an ongoing enforcement initiative against more than 100 money services businesses ("MSBs") operating along the Southwest U.S. border...

United States International

CM

Crowell & Moring LLP

FTC Issues First Wave Of Warning Letters Under New Consumer Review Rule: Key Lessons For Brands

United States Consumer

LL

Loeb & Loeb LLP

DOJ Pursues DEI Investigations Of Federal Contractors

United States Commercial

MB

Mayer Brown

CFTC Issues No‑Action Relief Easing Registration Requirements For Private Fund Managers

United States Finance

PR

Proskauer Rose LLP

Client Notice EPA Memorandum: Reinforcing A "Compliance First" Orientation For Enforcement Activities

United States Environment

MM

McLane Middleton, Professional Association

SEC 2026 Examination Priorities: What Investment Advisers Need To Know

United States Commercial

RM

Rich May

Ninth Circuit's January 9, 2026, Hearing On SB 261 May Define The Constitutional Limits Of Climate-Risk Disclosure

United States Commercial

FB

FBT Gibbons

DOJ Announces First FCPA Corporate Resolution Of Second Trump Administration

United States Criminal

MB

Mayer Brown

CFTC Staff Extends Relief To Certain RIAs Operating Private Commodity Pools

United States Finance

D

Dechert

The US Office Of Space Commerce Seeks Industry Feedback On A Potential New Regulatory Authorization Regime For "Novel" Commercial Space Activities

United States Anti-trust

JB

Jenner & Block

Congress Abolishes Certain Exemptions For Foreign Private Issuers; Will Now Require Compliance With Section 16(a) Beneficial Ownership Reporting For Directors And Officers

United States Commercial

GT

Greenberg Traurig, LLP

DOJ Announces First FCPA Corporate Resolution Of Second Trump Administration

On November 10, 2025, the US Department of Justice ("DOJ") announced the first corporate Foreign Corrupt Practices Act ("FCPA") resolution of the second Trump Administration.

United States Criminal

MB

Mayer Brown

CFTC Staff Extends Relief To Certain RIAs Operating Private Commodity Pools

On December 19, 2025, the CFTC staff issued no-action relief to commodity pool operators ("CPOs") registered with the SEC as investment advisers, with respect to the operation of certain commodity pools whose interests are offered solely to "qualified eligible persons" as defined in CFTC Regulation 4.7 ("QEPs").

United States Finance

D

Dechert

The US Office Of Space Commerce Seeks Industry Feedback On A Potential New Regulatory Authorization Regime For "Novel" Commercial Space Activities

On December 3, 2025, the Office of Space Commerce hosted the first stakeholder engagement session to shape the regulatory landscape that will ultimately form the mission authorization for novel commercial space activities pursuant to Section 5 of Executive Order No. 14335.

United States Anti-trust

JB

Jenner & Block

Congress Abolishes Certain Exemptions For Foreign Private Issuers; Will Now Require Compliance With Section 16(a) Beneficial Ownership Reporting For Directors And Officers

On Dec. 18, 2025, President Donald Trump signed the National Defense Authorization Act for Fiscal Year 2026 (NDAA) into law.

United States Commercial

GT

Greenberg Traurig, LLP

The CFTC Reinstates Exemption From CPO Registration For Certain Private Fund Managers

United States Finance

KG

K&L Gates LLP

LDR Clarifies Pass-Through Treatment For S Corporations Under Act 382

The Louisiana Department of Revenue ("LDR") has issued Revenue Information Bulletin 25-032 to provide guidance on changes to the state's taxation...

United States Tax

LL

Liskow & Lewis

SEC Issues Risk Alert On Use Of Endorsements And Third-Party Ratings

The U.S. Securities and Exchange Commission's Division of Examinations recently published a Risk Alert to promote compliance with the Advisers Act Marketing Rule.

United States Media & IT

GA

Global Advertising Lawyers Alliance (GALA)

SEC's 2026 Examination Priorities For Investment Advisers

On November 17, the U.S. Securities and Exchange Commission (SEC) Division of Examinations (the Division) released its annual examination priorities for fiscal year 2026 (the Report).

United States Commercial

LS

Lowenstein Sandler

The World Bank Group Issues New Compliance Program Guidance

The World Bank's Integrity Compliance Office (ICO), which is part of the Bank's Integrity Vice Presidency (INT), recently announced the first revisions in 15 years to its Integrity Compliance Guidelines, which the ICO uses when deciding whether to release companies from sanctions.

United States Commercial

SJ

Steptoe LLP

January's Strategic Advantage: Legal Planning That Positions Your Business For Growth In 2026

United States Law Practice

MB

Michael Best

Private Client Services 2025 Year-End Advisory

United States Tax

WD

Wiggin & Dana

A Deep-Dive Into The EU Deforestation Regulation: Implications For U.S. Businesses

Worldwide Commercial

CH

Clark Hill

Supply Chain Instability Fueling Contract Disputes – How Can Companies Mitigate Risk?

United States Commercial

MM

McLane Middleton, Professional Association

Trust At Risk: Who's Accountable For The Online Safety Gap?

Worldwide Privacy

KL

Herbert Smith Freehills Kramer LLP

Equity Compensation And Profits Interest Incentive Structures In Companies

United States Commercial

AM

Allen Matkins Leck Gamble Mallory & Natsis

SEC Releases FY 2026 Examinations Priorities For RIAs And Others

United States Commercial

SR

Shulman Rogers

Swing Of The Pendulum: A Tale Of Two "For Cause" Removals

United States Commercial

FF

Farrell Fritz, P.C.

New Jersey's Next Manufacturing Tax Credit: Stability Secured, Timing Matters

United States Commercial

SH

Scarinci Hollenbeck LLC

New York LLC Transparency Act: Key Requirements And Deadlines

United States Commercial

CM

Crowell & Moring LLP

Executive Order On AI: Federal Preemption Or Federal Pressure?

United States Technology

SJ

Steptoe LLP

California Doubles Down On Diversity Data: The New Era Of DEI Transparency In Venture Capital

United States Commercial

LM

Littler Mendelson

SEC Watch: Monthly Takeaways For Asset Managers - December 2025

United States Commercial

ST

Simpson Thacher & Bartlett

Supreme Court To Decide Whether Section 47(b) Creates A Private Right Of Action Under The Investment Company Act Of 1940

United States Commercial

PR

Proskauer Rose LLP

FIFRA Enforcement: 2025 Year-End Roundup And Looking Forward To 2026

United States Environment

BD

Beveridge & Diamond

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Highlighted Content

DHS Audit Of CBP's Centers Of Excellence And Expertise Yields Evidence Of Mismanagement

United States International

BG

Braumiller Law Group, PLLC

OFAC Enforcement Trends – Lack Of Due Diligence In Mergers And Acquisitions

United States International

BG

Braumiller Law Group, PLLC

Complying With BIS's Advanced Computing And Semiconductor Manufacturing Rules – Knowledge, Due Diligence, And Technology Thresholds

United States Commercial

BG

Braumiller Law Group, PLLC

Primer On Forced Labor Enforcement For U.S. Importers

United States International

BG

Braumiller Law Group, PLLC

Forced Labor Due Diligence – Supply Chain Tracing Requirements To Comply With UFLPA, Withhold Release Orders, And More

United States Commercial

BG

Braumiller Law Group, PLLC

Antiboycott Compliance For U.S. Companies

United States Commercial

BG

Braumiller Law Group, PLLC

New Importer, Old Baggage - Successor Liability For Antidumping & Countervailing Duties

United States International

BG

Braumiller Law Group, PLLC

Customs And Border Protection's Recent FAQs On Forced Labor Enforcement Demonstrates The Growing Need For Forced Labor Compliance

United States International

BG

Braumiller Law Group, PLLC

Latest Videos

See more

Cultural Flashpoints Vidcast: Conversations That Matter (Video)

SS

Seyfarth Shaw LLP

Culture & Compliance Chronicles: Inside The Wirecard Scandal—Whistleblowing, Retaliation & Reform With Pav Gill (Podcast)

RG

Ropes & Gray LLP

Engaging With Vendors For Faith-Based Orgs — Clarity, Compliance, And Stewardship (Video)

MB

Michael Best

Startup Compliance Trap: Misclassifying Employees As Contractors (Costly Mistakes!) (Video)

C

Crowley Law LLC

S5:E14 | SEC Marketing Rule FAQs | Compliance In Context (Podcast)

CH

Calfee Halter & Griswold

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