United Kingdom: Finance and Banking

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Guidance On The Berne Financial Services Agreement For Swiss Financial Institutions Considering The Provision Of Financial Services Into The UK

The publication of guidance on the implementation of the BFSA by FINMA and the PRA/FCA respectively marks another milestone towards the BFSA's entry...

United Kingdom Finance

PL

Pestalozzi Attorneys at Law

What Does The Final Draft Of The SFDR2 Mean For Private Fund Managers?

In our alert The Seeds for SFDR II? Two EU Commission Consultations, we discussed the September 2023 consultations in which the European Commission...

United Kingdom Finance

GP

Goodwin Procter LLP

SFDR 2.0 Overhaul: Impact Of The New Categories And Disclosures On Funds And Asset Managers

On November 20, 2025, the European Commission (Commission) unveiled its long-awaited proposal to overhaul the Sustainable Finance Disclosure Regulation (SFDR).

European Union Finance

AO

A&O Shearman

High Court Upholds Contractual Limits On Challenging Enforcement Action In Cross-border Finance Transaction

The decision reaffirms the willingness of the English court to enforce contractual provisions giving up valuable legal rights, provided the language used is sufficiently clear...

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Finalised SFDR 2.0 Proposals

United Kingdom Finance

TS

Travers Smith LLP

UK Financial Insights From Katten | Issue 28

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

(Mis)Conduct, Money & Reputation | Woodford, The FCA And The Staley Effect (Podcast)

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

UK EMIR Update: Intragroup Exemption Consultations And Additional Q&As

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

European Supervisory Authorities Reveal First CTPPs Under DORA

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

The UK's Banking Regulator Sets Out Its Supervisory Expectations

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

High Standards – FCA General Counsel On Opening In The US And Asia, Emerging Technology, And Motor Finance Claims

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Splintering Of The International Capital Framework?

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

High Court Dismisses Challenge To FCA's Decision To Name Firm In Investigation Announcement

United Kingdom Finance

LS

Lewis Silkin

Ahead Of The Curve: Transparency, Transaction Reporting And Short Selling

United Kingdom Finance

AO

A&O Shearman

Mondaq Spotlight: Navigating The UK's New Immigration Landscape (Video)

United Kingdom Immigration

L

Latitude Law

Legal Consideration For Hotels: Planning (Video)

United Kingdom Media & IT

GW

Gowling WLG

Travers Smith's Alternative Insights: Should You Label Your Next Fund? (Podcast)

United Kingdom Finance

TS

Travers Smith LLP

The UKIPO's Consultation On Changes To UK Design Law And Its Possible Impact On Fashion Designs (Podcast)

United Kingdom IP

HL

HGF Ltd

Episode 14: Shaking Up The World Of Private Equity (Video)

United Kingdom Commercial

AM

Alvarez & Marsal

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Related Country Guides

Secured Lending

Alternative Investment Funds

Banking Regulation

Project Finance

Capital Adequacy/BASEL

The UK's Banking Regulator Sets Out Its Supervisory Expectations

In Supervisory Statement SS31/15, the UK's Prudential Regulation Authority ("PRA") updates banks and the large investment firms it supervises on its expectations for their Internal Capital Adequacy Assessment Process ("ICAAP") and Supervisory Review and Evaluation Process ("SREP").

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

Splintering Of The International Capital Framework?

Global implementation of Basel 3.1 capital proposals has been fraught with continuous delays and set-backs – but are we now nearing the endgame?

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

PRA Near-final Policy Statement On CRR Restatement For 2027 Implementation

On 28 October 2025, the Prudential Regulation Authority (PRA) released near-final policy statement PS19/25, setting out how Capital Requirements Regulation (CRR) rules will be restated for UK banks and building societies...

United Kingdom Finance

AG

Addleshaw Goddard

In The Know: UK-EU Banking And Investment Regulation - November 2025

United Kingdom Finance

AG

Addleshaw Goddard

Remuneration Code - For Banks, Building Societies And Investment Firms

United Kingdom Finance

LS

Lewis Silkin

UK PRA PS 19/25—Securitisation Prudential Reforms

United Kingdom Finance

AO

A&O Shearman

Non-Bank Lending In The Spotlight: Regulatory Capital And Its Impact

United Kingdom Finance

GT

Greenberg Traurig, LLP

Investment Firms' Regulatory Capital: FCA Confirms Rules Simplifying MIFIDPRU Definition Of Capital (PS25/14)

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

A Capital Idea! UK And EU Prudential Reforms And UK Remuneration Changes

United Kingdom Technology

TS

Travers Smith LLP

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Debt Capital Markets

High Court Upholds Contractual Limits On Challenging Enforcement Action In Cross-border Finance Transaction

The decision reaffirms the willingness of the English court to enforce contractual provisions giving up valuable legal rights, provided the language used is sufficiently clear...

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

(Mis)Conduct, Money & Reputation | Woodford, The FCA And The Staley Effect (Podcast)

Woodford's appeal against a multimillion-pound UK Financial Conduct Authority (FCA) fine and ban is under the spotlight.

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

UK EMIR Update: Intragroup Exemption Consultations And Additional Q&As

On 5 November 2025, HM Treasury (HMT) published a draft statutory instrument, the Over-the Counter-Derivatives (Intragroup Transactions) Regulations 2026 (draft SI), together with a policy note, and the UK Financial Conduct Authority (FCA) published a consultation paper (CP25/30).

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

Out On A Limit: The Bank Of England's Systemic Stablecoins Consultation Provokes And Pleases In Equal Measure

United Kingdom Finance

TS

Travers Smith LLP

Wealth Consolidation - FCA Review Findings

United Kingdom Wealth Mgt

KL

Herbert Smith Freehills Kramer LLP

Ahead Of The Curve: The UK's New Regulatory Regime For Clearing

United Kingdom Finance

AO

A&O Shearman

Commercial Reality Check Raises Consolidation Prospects For U.K. Altnets

United Kingdom Commercial

A

AlixPartners

The UK Prospectus Regime Is Changing: An Overview Of The UK Public Offers And Admissions To Trading Regulations (POATR)

United Kingdom Finance

MB

Mayer Brown

Sustainability: Insights For In-House Counsel - Autumn 2025

Worldwide Commercial

TS

Travers Smith LLP

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Charges, Mortgages, Indemnities

UK PRA PS 19/25—Securitisation Prudential Reforms

This briefing, which is relevant to the prudential treatment of securitisations in general (traditional and synthetic) by UK PRA regulated banks, covers the securitisation-related content...

United Kingdom Finance

AO

A&O Shearman

Financial Regulation - In The Know: October 2025

Our latest Consumer Finance regulation update highlights key developments in motor finance and retail insurance. The FCA, following the Supreme Court's Hopcraft and Johnson decision, is progressing with an industry-wide...

United Kingdom Finance

AG

Addleshaw Goddard

Understanding Regulatory Risks In Home Purchase Plans vs. Traditional Regulated Mortgage Contracts

Home Purchase Plans (HPPs) are an alternative to traditional mortgage products, often structured to comply with Sharia principles.

United Kingdom Finance

AG

Addleshaw Goddard

In Practice: Supreme Court Motor Finance Commission Ruling: What Next For Lenders?

United Kingdom Finance

TS

Travers Smith LLP

Episode 19: Leeds, Leeds, Leeds: Marching On Together In Financial Services (Video)

United Kingdom Finance

AG

Addleshaw Goddard

County Court Considers Bank's Possession Rights In Context Of A Mortgage That Is Securitised Or Subject To Covered Bond

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Leeds, Leeds, Leeds: Marching On Together In Financial Services

United Kingdom Finance

AG

Addleshaw Goddard

Can A Warranty Be Better Than An Indemnity?

United Kingdom Litigation

TS

Teacher Stern

Mortgage Reforms To Boost Sustainable Home Ownership And Access

United Kingdom Finance

AG

Addleshaw Goddard

See more

Financial Services

Guidance On The Berne Financial Services Agreement For Swiss Financial Institutions Considering The Provision Of Financial Services Into The UK

The publication of guidance on the implementation of the BFSA by FINMA and the PRA/FCA respectively marks another milestone towards the BFSA's entry...

United Kingdom Finance

PL

Pestalozzi Attorneys at Law

Pound Slumps As Cooler UK Inflation Boosts BoE Rate Cut Bets

The pound (GBP) fell sharply at the start of yesterday's session, striking weekly lows against some peers, as softer-than-forecast UK inflation increased the odds of a Bank of England (BoE) interest rate cut in December...

United Kingdom Strategy

IG

IR Global

FinTech Global FS Regulatory Round-up - w/e 21 November 2025

In this edition we round up FinTech-related financial services regulatory developments for the week ending 21 November 2025.

United Kingdom Technology

KL

Herbert Smith Freehills Kramer LLP

SFDR 2.0 - The Impact For Asset Managers

United Kingdom Commercial

RG

Ropes & Gray LLP

ESAs Publish List Of Critical ICT Third Party Service Providers Under EU DORA

European Union Media & IT

KM

Katten Muchin Rosenman LLP

Briefing Note: Key Takeaways From The London Stock Exchange's Discussion Paper Feedback Statement On Shaping The Future Of AIM

United Kingdom Commercial

TS

Travers Smith LLP

What Does The Final Draft Of The SFDR2 Mean For Private Fund Managers?

United Kingdom Finance

GP

Goodwin Procter LLP

SFDR 2.0 Overhaul: Impact Of The New Categories And Disclosures On Funds And Asset Managers

European Union Finance

AO

A&O Shearman

High Court Upholds Contractual Limits On Challenging Enforcement Action In Cross-border Finance Transaction

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

See more

Latest Videos

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Market Moves: The Latest Shifts In The Funds Market (Video)

JF

Jersey Finance Limited

Travers Smith's Alternative Insights: Should You Label Your Next Fund? (Podcast)

TS

Travers Smith LLP

Business Reporter – Best Of British Business: Keeping The Engine Behind Your Market Data Running (Video)

CJ

CJC Ltd

Credit Insurance Meets Trade Finance: A Smarter Way To Risk (Video)

W

WTW

Sustainable Finance Seminar 2024 Panel Session 1 (Video)

G

Guernsey Finance

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