United Kingdom: Finance and Banking

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

New Joint Payment Option For Investment Research Introduced For Fund Managers

The Financial Conduct Authority (FCA) has published new rules allowing fund managers to pay for investment research using a joint payment option for research and execution services, subject to complying...

United Kingdom Finance

GW

Gowling WLG

Final UK Rules On Options For Fund Managers' Payment For Investment Research

The UK's Financial Conduct Authority ("FCA") has published its final Policy Statement on Investment research payment optionality for fund managers (PS25/4)...

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

European Accessibility Act: Application To Firms

The European Accessibility Act (the Act), is an EU Directive which aims to harmonise accessibility requirements for certain products and services offered to consumers within the European Economic Area (EEA).

United Kingdom Finance

M

Macfarlanes LLP

The Mansion House Accord And Its Impact On Private Capital Markets

The Government's pursuit of increasing Defined Contribution (DC) pension investment into private capital markets has stepped up a gear. On Tuesday 13 May 2025 a voluntary industry-led initiative, coined...

United Kingdom Finance

M

Macfarlanes LLP

Investment Management Update - May 2025

United Kingdom Finance

M

Macfarlanes LLP

Beyond The Forest: Navigating The EU's Deforestation Rules

European Union Finance

PR

Proskauer Rose LLP

Helping Consumers Navigate Their Financial Lives: The FCA's Strategy For 2025 – 2030

United Kingdom Finance

AO

A&O Shearman

Continuation Vehicles And Considerations For Asset Level Debt

United Kingdom Finance

TS

Travers Smith LLP

Monthly Regulatory Newsletter – April 2025

United Kingdom Finance

RQ

RQC Group

U.K. Regulators Seek To Improve Margin Requirements For Non-Centrally Cleared OTC Derivatives

United Kingdom Finance

AO

A&O Shearman

FCA Consults On Simplifying And Consolidating Rules On Regulatory Capital For Investments Firms

United Kingdom Finance

AG

Addleshaw Goddard

PRA Business Plan For 2025/26

United Kingdom Finance

AG

Addleshaw Goddard

Delegated Regulations And Implementing Regulation On RTS And ITS Under MiCA Published In OJEU

United Kingdom Finance

AG

Addleshaw Goddard

European Commission Adopts RTS On Sub-contracting ICT Services Supporting Functions Under DORA

United Kingdom Finance

AG

Addleshaw Goddard

Higgs LLP In Conversation With Mike Smith, COO, Moveero (Video)

Worldwide Commercial

HL

Higgs LLP

The Growth Of Asset-based Finance In Private Credit Markets

United Kingdom Finance

M

Macfarlanes LLP

A Brave New World (Of Succession Planning) Following The October 2024 Budget?

United Kingdom Family

Sa

Shepherd and Wedderburn LLP

UK BNO Visa Requirements (Video)

United Kingdom Immigration

L

Latitude Law

Navigating The Uncertainty Of Trade Tariffs: A Dispute Resolution Specialist's Perspective

United Kingdom International

LS

Lewis Silkin

Related Country Guides

Secured Lending

Alternative Investment Funds

Banking Regulation

Project Finance

Aviation, Aerospace and Maritime

2012 Global Aerospace And Defense Industry Outlook: A Tale Of Two Industries

The Deloitte Touche Tohmatsu Limited (DTTL) Global Manufacturing Industry group’s 2012 outlook for the global aerospace and defense (A&D) industry is a tale of two industries.

United Kingdom Transport

D

Deloitte

Ship-Owners Under No Duty In Bailment To Complete The Original Voyage Following Termination Of Time Charter

In this case, the High Court of Hong Kong was asked to determine whether the ship-owners were under any duty in bailment to complete the original voyage and deliver cargo following withdrawal of the vessel by the ship-owners part way through a voyage for non-payment of hire.

United Kingdom Transport

IC

Ince & Co

Aerospace News - February 2011

Over the last decade, PRC carriers have consolidated around three main carriers. This trend looks likely to continue.

United Kingdom Transport

BL

Barlow Lyde & Gilbert LLP

When Many Become One – The Polygamous Road Ahead For PRC Carriers

United Kingdom Transport

BL

Barlow Lyde & Gilbert LLP

Aviation Bulletin - February 2011

United Kingdom Transport

CC

Clyde & Co

The Health of the UK Space Industry and the Prescription To Make It Healthier

United Kingdom Strategy

CC

CMS Cameron McKenna Nabarro Olswang

Bunker Suppliers Exposed to the Financial Difficulties of their Buyers

United Kingdom Transport

BL

Barlow Lyde & Gilbert LLP

EU 261 Delay Compensation: The ECJ has an Opportunity to put Things Right

United Kingdom Litigation

BL

Barlow Lyde & Gilbert LLP

Has the "Hell or High Water" Clause Lost its Appeal?

United Kingdom Transport

BL

Barlow Lyde & Gilbert LLP

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Capital Adequacy/BASEL

PRA Business Plan For 2025/26

On 10 April 2025, the Prudential Regulation Authority (PRA) published its Business Plan for 2025/26. The PRA seeks to be an inclusive, efficient, and responsive regulator...

United Kingdom Finance

AG

Addleshaw Goddard

UK Regulatory Capital Reforms: A Boost For Start-Up Founders And Venture Capital Investors?

In its recent consultation [CP25/10: Definition of capital for FCA investment firms] (Consultation), the Financial Conduct Authority (FCA) has stated that it wants to amend its capital rules for investment firms...

United Kingdom Finance

GP

Goodwin Procter LLP

PRA Consults On Changing The Retail Deposits Leverage Ratio Threshold

On 5 March 2025 the Prudential Regulation Authority (PRA) published a consultation paper on its proposals to raise the retail deposits leverage ratio threshold, increasing it to £70 billion...

United Kingdom Finance

AG

Addleshaw Goddard

In The Know: UK-EU Banking And Investment Regulation

European Union Finance

AG

Addleshaw Goddard

PRA Delays UK Implementation Of Basel 3.1

United Kingdom Finance

AG

Addleshaw Goddard

Fasten Your Seatbelts For 2025 | 4 Key Shifts In European Finance

European Union Finance

A|

AGPLAW | A.G. Paphitis & Co. LLC

UK Banking And Insurance Regulation Update

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

Is an EU Trading Venue considered ToTV for UK MiFIR and vice versa?

United Kingdom Finance

TRAction

Is trading of an instrument with an ISIN that is not in FIRDS, MiFIR reportable?

United Kingdom Finance

TRAction

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Debt Capital Markets

Continuation Vehicles And Considerations For Asset Level Debt

For managers (i.e. the Sponsor) of closed-ended private equity funds (including real estate or infrastructure funds), continuation vehicles offer the Sponsor an alternative to the traditional exit routes for investments.

United Kingdom Finance

TS

Travers Smith LLP

Private Capital In Professional Services: Understanding The Landscape

This is the first article in our two-part series examining the evolving relationship between private capital and professional services firms.

United Kingdom Commercial

M

Macfarlanes LLP

Unlock New Horizons With An FCA-Authorised Payment Services Business

There is an ever-growing list of businesses who offer some form of payment service. Depending on the nature and scope of the service...

United Kingdom Finance

HC

Herrington Carmichael

Moveable Transactions (Scotland) Act Goes Live Today

United Kingdom Finance

Sa

Shepherd and Wedderburn LLP

Leveraged To Distressed - Navigating Events Of Default: Acceleration And Enforcement Challenges For Lenders

United Kingdom Finance

M

Macfarlanes LLP

AlixPartners Mid-Market Debt Report: 2024 Review And H1 2025 Outlook

United Kingdom Finance

A

AlixPartners

UK Competition & Markets Authority Update: New Consumer Protection Powers For 2025

United Kingdom Anti-trust

SJ

Steptoe LLP

Money Laundering In The Capital Markets: Renewed FCA Focus

United Kingdom Criminal

AG

Addleshaw Goddard

Sustainable Commercial Paper: Short-Term Paper, Long-Term Impact

European Union Environment

MB

Mayer Brown

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Corporate Finance

Annual Review Of Football Finance 2012 - New Rules, Narrow Margins

The 21st edition of the Deloitte Annual Review of Football Finance was launched on 31 May 2012.

United Kingdom Media & IT

D

Deloitte

Reducing Capital by Solvency Statement - Hints and Tips for Directors

The ICAEW has recently issued a helpsheet on the reduction of share capital under the Companies Act 2006 ("CA06").

United Kingdom Commercial

MB

Mayer Brown

New Incentive To Be More Charitable In Your Will

Estates leaving 10% or more to charity are set to benefit from a new reduced rate of IHT.

United Kingdom Commercial

SW

Smith & Williamson

The Time For Enterprise?

United Kingdom Tax

SW

Smith & Williamson

Enterprise: For Entrepreneurs, Growth Businesses And Their Advisers - Spring 2012

United Kingdom Finance

SW

Smith & Williamson

Our Survey Says - A Summary Of Our 14th Annual FSMG Survey

United Kingdom Finance

SW

Smith & Williamson

Financial Services And Markets Group Bulletin - Spring 2012

United Kingdom Finance

SW

Smith & Williamson

Section 2(a)(iii): The Suspense Continues

United Kingdom Finance

RS

Reed Smith (Worldwide)

Is The Time Right For Asset-Based Lending?

United Kingdom Finance

SW

Smith & Williamson

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Latest Videos

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Credit Insurance Meets Trade Finance: A Smarter Way To Risk (Video)

W

WTW

The Symbiotic Relationship Between Guernsey And The United Kingdom With Miles Celic (Video)

G

Guernsey Finance

Investing In Conflict Zones: Navigating And Managing Risk (Video)

NR

Norton Rose Fulbright Hong Kong

Jersey's Relationship With South Africa (Video)

JF

Jersey Finance Limited

As The FRB Announces Its First Ever Climate Scenario Analysis Exercise, Here Are 6 Tips To Prepare (Video)

BP

Baringa Partners

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