United Kingdom: Finance and Banking

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

UK Government Confirms Reforms To Financial Ombudsman Service

The UK government has confirmed that it is going to legislate to reform the financial services redress system. The plan is that the Financial Ombudsman (FOS) will act as a simple, impartial dispute resolution service...

United Kingdom Finance

LS

Lewis Silkin

Important Authority On Corporate Attribution: The UK Upper Tribunal’s Banque Havilland Decision

The UK Upper Tribunal’s decision in the Banque Havilland case potentially widens corporate attribution principles in cases brought by the UK financial services regulators.

United Kingdom Finance

AO

A&O Shearman

Consolidation Of Lloyd’s Rules

Lloyd’s of London adds a certain mystique to the UK insurance market. Tracing its history to a 17th century coffee house, Lloyd’s has since developed into the world’s most prominent...

United Kingdom Finance

PR

Proskauer Rose LLP

UK Upper Tribunal Decision On Obligations Of Those In Investment Management Distribution Chains

The UK Upper Tribunal's decision in Burdett v. FCA [2026] UKUT 00068 (TCC) illustrates discretionary fund managers' suitability obligations in respect of underlying retail clients even where there are adviser intermediaries...

United Kingdom Finance

AO

A&O Shearman

How Fund Structures Evolved To Shape Today's Private Credit Markets: Part 1 Of 3

United Kingdom Finance

D

Dechert

UK Carried Interest Reform—Practical Insights For Funds And Fund Managers

United Kingdom Finance

AO

A&O Shearman

The Accounting Risk In Convertible Loan Notes

United Kingdom Finance

BL

Barnes Law

SFDR 2.0 In Focus: Key Industry Pressure Points And Early Signals From Council And European Parliament

European Union Finance

KL

Herbert Smith Freehills Kramer LLP

HMRC's Tax Adviser Registration Regime – Delay For Financial Services Businesses

United Kingdom Finance

M

Macfarlanes LLP

Investment Management Update - March 2026

United Kingdom Finance

M

Macfarlanes LLP

Changes To Payment Safeguarding Rules: Are You Ready?

United Kingdom Finance

WB

Womble Bond Dickinson

Listing Regime – Company Fined For Breaches Of Listing Rules

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Tensions In The Middle East Continue To Drive Volatility In Currency Markets

United Kingdom Finance

IG

IR Global

AIFMD 2.0 – One Month To Go: What Fund Sponsors Should Be Doing Now To Prepare

United Kingdom Finance

PR

Proskauer Rose LLP

A New Era For HR Podcast Series

United Kingdom Employment

TS

Travers Smith LLP

Protecting Innovation From Hackers Explained (Video)

United Kingdom Technology

MC

Marks & Clerk

Court Rulings On "Fair" Treatment Of Creditors Reshape UK Restructuring Landscape (Podcast)

United Kingdom Insolvency

AO

A&O Shearman

Tech Predictions For 2026: The Year Ahead Promises To Be Anything But Predictable

United Kingdom Technology

LS

Lewis Silkin

Corporate Finance Soundbite: Mergerspresso - Episode 24: M&A Outlook: Reshaping Businesses (Podcast)

United Kingdom Commercial

AG

Addleshaw Goddard

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Related Country Guides

Secured Lending

Project Finance

Banking Regulation

Alternative Investment Funds

Capital Adequacy/BASEL

Consolidation Of Lloyd’s Rules

Lloyd’s of London adds a certain mystique to the UK insurance market. Tracing its history to a 17th century coffee house, Lloyd’s has since developed into the world’s most prominent...

United Kingdom Finance

PR

Proskauer Rose LLP

How Fund Structures Evolved To Shape Today's Private Credit Markets: Part 1 Of 3

Following the 2008–2009 Global Financial Crisis, reforms such as the Dodd-Frank Act, the Volcker Rule and Basel III constrained traditional bank lending and accelerated the growth of non-bank credit.

United Kingdom Finance

D

Dechert

Bank Of England Published Financial Stability Report And Assessment Of Bank Capital Requirements

On 2 December 2025, the Bank of England's Financial Policy Committee (the FPC) published its December Financial Stability Report, as well as a report entitled ‘Financial Stability in Focus...

United Kingdom Finance

AG

Addleshaw Goddard

FCA Paper Published On Market Risk Capital Requirements For Investment Firms

United Kingdom Finance

AG

Addleshaw Goddard

In The Know: UK-EU Banking And Investment Regulation

United Kingdom Finance

AG

Addleshaw Goddard

The UK's Banking Regulator Sets Out Its Supervisory Expectations

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

Splintering Of The International Capital Framework?

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

PRA Near-final Policy Statement On CRR Restatement For 2027 Implementation

United Kingdom Finance

AG

Addleshaw Goddard

In The Know: UK-EU Banking And Investment Regulation - November 2025

United Kingdom Finance

AG

Addleshaw Goddard

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Debt Capital Markets

The Accounting Risk In Convertible Loan Notes

For many businesses, particularly those operating in regulated or credibility-sensitive sectors, how funding appears on the balance sheet can materially affect stakeholder confidence, regulatory perception...

United Kingdom Finance

BL

Barnes Law

SFDR 2.0 In Focus: Key Industry Pressure Points And Early Signals From Council And European Parliament

As the market is forming a view on the Commission's SFDR 2.0 proposals, this article provides an overview of where the key industry voices are landing.

European Union Finance

KL

Herbert Smith Freehills Kramer LLP

Rules Don't Build Culture: Why The Office Has To Become A Magnet Again

In recent research into the office and retail sector, AEW estimated that investors could expect to meet or exceed their required returns between now and 2030 in nearly 80% of European markets...

United Kingdom Commercial

SR

McDermott Will & Schulte

Pass The Debt: Comparative Portability Analysis Across Leveraged Finance Products And Markets

United Kingdom Finance

AO

A&O Shearman

Resilient Capital In Rough Waters: Building Financial Strength From Within

United Kingdom Strategy

A

AlixPartners

HM Treasury Consults On The Appointed Representatives Regime

United Kingdom Finance

PR

Proskauer Rose LLP

Bonds – When and why are they reportable under MiFIR and EMIR?

United Kingdom Finance

TRAction

Capital Markets And Private Capital – LSE Publishes Rules To Launch Its Private Securities Market

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

UK Brings The Property (Digital Assets Etc) Act 2025 Into Force

United Kingdom Technology

TS

The Sovereign Group

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Charges, Mortgages, Indemnities

Property Newsletter: New Year Edition

Welcome everyone to 2026, and to the first of this year's Gatehouse Property Newsletter (incorporating the answer to last month's "Who am I?" – thanks for all who played!).

United Kingdom Real Estate

GC

Gatehouse Chambers

Bonds – When and why are they reportable under MiFIR and EMIR?

Bonds are often used by governments to fund infrastructure projects or war spending.

United Kingdom Finance

TRAction

When Do Validations Kick In For Certain EMIR Refit Fields?

Reconciliation Phase II (Phase II) is to go live in April 2026 for EU EMIR and September 2026 for UK EMIR.

United Kingdom Finance

TRAction

Non-Bank Lending In The Spotlight: Does The UK's Approach To Calculating Bank Regulatory Capital Require Revisiting?

United Kingdom Finance

GT

Greenberg Traurig, LLP

Non-Bank Lending In The Spotlight – Does The System Of Calculating Regulatory Capital Require Revisiting?

United Kingdom Finance

GT

Greenberg Traurig, LLP

UK PRA PS 19/25—Securitisation Prudential Reforms

United Kingdom Finance

AO

A&O Shearman

Financial Regulation - In The Know: October 2025

United Kingdom Finance

AG

Addleshaw Goddard

Understanding Regulatory Risks In Home Purchase Plans vs. Traditional Regulated Mortgage Contracts

United Kingdom Finance

AG

Addleshaw Goddard

In Practice: Supreme Court Motor Finance Commission Ruling: What Next For Lenders?

United Kingdom Finance

TS

Travers Smith LLP

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Financial Services

UK Government Confirms Reforms To Financial Ombudsman Service

The UK government has confirmed that it is going to legislate to reform the financial services redress system. The plan is that the Financial Ombudsman (FOS) will act as a simple, impartial dispute resolution service...

United Kingdom Finance

LS

Lewis Silkin

Important Authority On Corporate Attribution: The UK Upper Tribunal’s Banque Havilland Decision

The UK Upper Tribunal’s decision in the Banque Havilland case potentially widens corporate attribution principles in cases brought by the UK financial services regulators.

United Kingdom Finance

AO

A&O Shearman

Consolidation Of Lloyd’s Rules

Lloyd’s of London adds a certain mystique to the UK insurance market. Tracing its history to a 17th century coffee house, Lloyd’s has since developed into the world’s most prominent...

United Kingdom Finance

PR

Proskauer Rose LLP

UK Upper Tribunal Decision On Obligations Of Those In Investment Management Distribution Chains

United Kingdom Finance

AO

A&O Shearman

How Fund Structures Evolved To Shape Today's Private Credit Markets: Part 1 Of 3

United Kingdom Finance

D

Dechert

UK Carried Interest Reform—Practical Insights For Funds And Fund Managers

United Kingdom Finance

AO

A&O Shearman

The Accounting Risk In Convertible Loan Notes

United Kingdom Finance

BL

Barnes Law

SFDR 2.0 In Focus: Key Industry Pressure Points And Early Signals From Council And European Parliament

European Union Finance

KL

Herbert Smith Freehills Kramer LLP

HMRC's Tax Adviser Registration Regime – Delay For Financial Services Businesses

United Kingdom Finance

M

Macfarlanes LLP

See more

Latest Videos

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What Differences Can Corporates Leverage Between US And UK Capital Markets? (Video)

BC

Bryan Cave Leighton Paisner

Episode 15: Budget Special & 2026 Predictions (Video)

AM

Alvarez & Marsal

Market Moves: Unlocking Opportunities Through JPF Enhancements (Video)

JF

Jersey Finance Limited

Travers Smith's Alternative Insights: Should You Label Your Next Fund? (Podcast)

TS

Travers Smith LLP

Business Reporter – Best Of British Business: Keeping The Engine Behind Your Market Data Running (Video)

CJ

CJC Ltd

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