United Kingdom: Finance and Banking

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Advocacy Pays Off: The FCA Adopts A More Pragmatic Approach To Safeguarding Customer Funds By Payments Firms

This is a case study in what can be achieved when firms and the FCA truly engage with one another in a consultation exercise.

United Kingdom Finance

TS

Travers Smith LLP

Regulation Of Buy Now Pay Later And FCA Consultation

Significant progress has been made in the last two months in shaping the regulation of Buy Now Pay Later (BNPL). The Government passed legislation on 14 July to bring Deferred Payment Credit (DPC), commonly known as BNPL...

United Kingdom Finance

AG

Addleshaw Goddard

FinReg - In The Know: Consumer Finance

Last month was significant for developments in financial services with the announcement of the Leeds Reforms and the Chancellor's Mansion House speech.

United Kingdom Finance

AG

Addleshaw Goddard

The Fund Finance Market In 2024 And 2025: A European Perspective

Cadwalader partners Bronwen Jones, Douglas Murning, George Pelling and Matt Worth recently authored the chapter, "The Fund Finance Market in 2024 and 2025: A European Perspective".

European Union Finance

CW

Cadwalader, Wickersham & Taft LLP

UK Financial Insights From Katten | Issue 25

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

ESAs Publish Guide On Oversight Of Critical ICT Third-Party Service Providers Under DORA

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

Energy, Mining And Agriculture Regulatory Update: UK Consults On Licencing Exemptions For Commodity Derivatives

United Kingdom Finance

MB

Mayer Brown

Introduction To Management Buyouts

United Kingdom Finance

DC

Doyle Clayton

A Return To Form: Why The Stage Might Be Set For More VIMBOs

United Kingdom Finance

FR

FRP Advisory

Weil Structured Finance Talking Points

United Kingdom Finance

WG

Weil, Gotshal & Manges LLP

Hawala Banking: A Legal Perspective On Risks And Compliance In The UK

United Kingdom Finance

SW

Spencer West

Reform Of The EU Securitisation Framework—Part 5: Amendments To The Due Diligence And Risk Retention Regime

United Kingdom Finance

JD

Jones Day

Bank Of England Consults On Regulatory Framework For CCPs

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

FCA Issues Feedback On Design Of The Future Entity For UK Open Banking

United Kingdom Finance

LS

Lewis Silkin

AI In Healthcare: Turning Awareness Into Action With Risk Assessments

United Kingdom Technology

N

NAVEX

Tech 10 – Episode 6: The Power Of Platforms (Video)

United Kingdom Technology

A

AlixPartners

UPCOMING WEBINAR: Online Safety: Navigating Compliance Across The UK, The EU And The US

Worldwide Compliance

HS

Herbert Smith Freehills Kramer LLP

In Conversation… Geopolitical Disruption And The Future Of Work, What Does This Mean For Employers? (Podcast)

United Kingdom Employment

LS

Lewis Silkin

In Conversation With Kevin Nash: The LCIA And The Future Of Institutional Arbitration (Podcast)

United Kingdom Litigation

KL

Herbert Smith Freehills Kramer LLP

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Related Country Guides

Banking Regulation

Project Finance

Alternative Investment Funds

Secured Lending

Aviation, Aerospace and Maritime

2012 Global Aerospace And Defense Industry Outlook: A Tale Of Two Industries

The Deloitte Touche Tohmatsu Limited (DTTL) Global Manufacturing Industry group’s 2012 outlook for the global aerospace and defense (A&D) industry is a tale of two industries.

United Kingdom Transport

D

Deloitte

Ship-Owners Under No Duty In Bailment To Complete The Original Voyage Following Termination Of Time Charter

In this case, the High Court of Hong Kong was asked to determine whether the ship-owners were under any duty in bailment to complete the original voyage and deliver cargo following withdrawal of the vessel by the ship-owners part way through a voyage for non-payment of hire.

United Kingdom Transport

IC

Ince & Co

Aerospace News - February 2011

Over the last decade, PRC carriers have consolidated around three main carriers. This trend looks likely to continue.

United Kingdom Transport

BL

Barlow Lyde & Gilbert LLP

When Many Become One – The Polygamous Road Ahead For PRC Carriers

United Kingdom Transport

BL

Barlow Lyde & Gilbert LLP

Aviation Bulletin - February 2011

United Kingdom Transport

CC

Clyde & Co

The Health of the UK Space Industry and the Prescription To Make It Healthier

United Kingdom Strategy

CC

CMS Cameron McKenna Nabarro Olswang

Bunker Suppliers Exposed to the Financial Difficulties of their Buyers

United Kingdom Transport

BL

Barlow Lyde & Gilbert LLP

EU 261 Delay Compensation: The ECJ has an Opportunity to put Things Right

United Kingdom Litigation

BL

Barlow Lyde & Gilbert LLP

Has the "Hell or High Water" Clause Lost its Appeal?

United Kingdom Transport

BL

Barlow Lyde & Gilbert LLP

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Capital Adequacy/BASEL

European Supervisory Authorities Make Recommendations For The EU Securitisation Market

Article 44 of the EU's Securitisation Regulation (SECR) requires the Joint Committee of the European Supervisory Authorities (ESAs) to produce a report...

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

Rewiring The Financial Regulatory System: The Leeds Reforms And Mansion House 2025 Speech

Chancellor Rachel Reeves has delivered her second Mansion House speech as part of a package of measures - dubbed the "Leeds Reforms" - that are designed to "rewire the financial system".

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

May – June 2025 Regulatory Round-Up

HM Treasury (HMT) and the Financial Conduct Authority (FCA) have launched consultations proposing a streamlined regulatory framework for UK AIFMs.

United Kingdom Finance

AG

Akin Gump Strauss Hauer & Feld LLP

Private Credit's Quiet Consolidation Of Power

United Kingdom Finance

TS

Travers Smith LLP

PRA Consults On Phase 1 Of Pillar 2A Review

United Kingdom Finance

AG

Addleshaw Goddard

EBA Final Reports On RTS And ITS On Operational Risk Under CRR

European Union Finance

AG

Addleshaw Goddard

Navigating The Proposed Amendments To The EU Securitisation Regulation: Implications For Europe's CLO Market

European Union Finance

ML

Milbank LLP

Guernsey Funds: Innovation With Alternative Strategies

United Kingdom Finance

CO

Carey Olsen

Civil Justice Council Recommends "Light Touch" Regulation Of Litigation Funding In United Kingdom

United Kingdom Finance

JD

Jones Day

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Debt Capital Markets

Energy, Mining And Agriculture Regulatory Update: UK Consults On Licencing Exemptions For Commodity Derivatives

The significance of this topic for many clients arises because the UK is home to some of the largest and most significant commodity derivative markets in the world.

United Kingdom Finance

MB

Mayer Brown

Securitisation Regulatory Update: UK Regulator Consults On Reforms To Deferred Payment Credit (Buy Now Pay Later)

On 14 July 2025, the FSMA (Regulated Activities etc) (Amendment) Order 2025 (the "DPC Legislation") brought unregulated deferred payment credit ("DPC") within the UK Financial Conduct Authority's ("FCA") remit.

United Kingdom Consumer

MB

Mayer Brown

FCA Issues Feedback On Design Of The Future Entity For UK Open Banking

The FCA has issued feedback on the Joint Regulatory Oversight Committee (JROC) consultation on the design of the future open banking entity (the Future Entity).

United Kingdom Finance

LS

Lewis Silkin

FCA Opens Retail Access To Crypto ETNs

United Kingdom Finance

LS

Lewis Silkin

Reform Of The EU Securitisation Framework—Part 4: Amendments To The Transparency Regime Under Article 7 Of The EU Securitisation Regulation

United Kingdom Finance

JD

Jones Day

FinTech Global FS Regulatory Round-up - W/e 1 August 2025

Worldwide Technology

KL

Herbert Smith Freehills Kramer LLP

Financial List Finds Claim For Declaratory Relief Brought By Ultimate Beneficial Owners Of Loan Notes Against Issuer Is Arguable

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Reform Of The EU Securitisation Framework—Part 2: Proposed Definitions Of "Public" And "Private" Securitisations

European Union Finance

JD

Jones Day

The Immovables Rule: Exceptions And Implications For Foreign Insolvency Office Holders – Guidance From Recent Cases

United Kingdom Insolvency

KL

Herbert Smith Freehills Kramer LLP

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Corporate Finance

Annual Review Of Football Finance 2012 - New Rules, Narrow Margins

The 21st edition of the Deloitte Annual Review of Football Finance was launched on 31 May 2012.

United Kingdom Media & IT

D

Deloitte

Reducing Capital by Solvency Statement - Hints and Tips for Directors

The ICAEW has recently issued a helpsheet on the reduction of share capital under the Companies Act 2006 ("CA06").

United Kingdom Commercial

MB

Mayer Brown

New Incentive To Be More Charitable In Your Will

Estates leaving 10% or more to charity are set to benefit from a new reduced rate of IHT.

United Kingdom Commercial

SW

Smith & Williamson

The Time For Enterprise?

United Kingdom Tax

SW

Smith & Williamson

Enterprise: For Entrepreneurs, Growth Businesses And Their Advisers - Spring 2012

United Kingdom Finance

SW

Smith & Williamson

Our Survey Says - A Summary Of Our 14th Annual FSMG Survey

United Kingdom Finance

SW

Smith & Williamson

Financial Services And Markets Group Bulletin - Spring 2012

United Kingdom Finance

SW

Smith & Williamson

Section 2(a)(iii): The Suspense Continues

United Kingdom Finance

RS

Reed Smith (Worldwide)

Is The Time Right For Asset-Based Lending?

United Kingdom Finance

SW

Smith & Williamson

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Latest Videos

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Banking Litigation Podcast Episode 54: Hopcraft Special Edition

KL

Herbert Smith Freehills Kramer LLP

Business Reporter – Best Of British Business: Keeping The Engine Behind Your Market Data Running (Video)

CJ

CJC Ltd

Credit Insurance Meets Trade Finance: A Smarter Way To Risk (Video)

W

WTW

Sustainable Finance Seminar 2024 Panel Session 1 (Video)

G

Guernsey Finance

General Election: Four Key Themes To Watch For In Financial Services (Video)

NR

Norton Rose Fulbright Hong Kong

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