United Kingdom: Finance and Banking

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

European Supervisory Authorities Reveal First CTPPs Under DORA

The European Supervisory Authorities (EBA, EIOPA, and ESMA – collectively, the ESAs) have published the list of designated critical ICT third-party providers...

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

The UK's Banking Regulator Sets Out Its Supervisory Expectations

In Supervisory Statement SS31/15, the UK's Prudential Regulation Authority ("PRA") updates banks and the large investment firms it supervises on its expectations for their Internal Capital Adequacy Assessment Process ("ICAAP") and Supervisory Review and Evaluation Process ("SREP").

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

High Standards – FCA General Counsel On Opening In The US And Asia, Emerging Technology, And Motor Finance Claims

Our experts spoke with Stephen Braviner Roman on the latest trends in financial services regulation...

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Splintering Of The International Capital Framework?

Global implementation of Basel 3.1 capital proposals has been fraught with continuous delays and set-backs – but are we now nearing the endgame?

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

High Court Dismisses Challenge To FCA's Decision To Name Firm In Investigation Announcement

United Kingdom Finance

LS

Lewis Silkin

Ahead Of The Curve: Transparency, Transaction Reporting And Short Selling

United Kingdom Finance

AO

A&O Shearman

Strong And Simple: The PRA's New Capital Regime For Small Domestic Deposit Takers

United Kingdom Finance

AG

Addleshaw Goddard

PRA Near-final Policy Statement On CRR Restatement For 2027 Implementation

United Kingdom Finance

AG

Addleshaw Goddard

FX Newsflash: BoE Decision To Drive GBP Volatility

United Kingdom Finance

IG

IR Global

A League Of Its Own: Sport Stadium As Significant Asset Class For Private Capital Investors

United Kingdom Finance

WS

Winston & Strawn LLP

September 2025 – October 2025: EU/UK Regulatory Round-Up

United Kingdom Finance

AG

Akin Gump Strauss Hauer & Feld LLP

FCA Issues Warnings To Consumers And Investors About Contracts For Differences

United Kingdom Finance

LS

Lewis Silkin

In The Know: UK-EU Banking And Investment Regulation - November 2025

United Kingdom Finance

AG

Addleshaw Goddard

TLATA And Economic Abuse

United Kingdom Finance

HL

Hunters

Banking Litigation Podcast Episode 56: Monthly Update – September/October 2025

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Major ILR Changes Incoming – A Moment Of Unprecedented Shift

United Kingdom Immigration

WB

WestBridge Business Immigration

Ofcom Issues Guidance About Online Safety Act In Video Gaming Context

United Kingdom Media & IT

LS

Lewis Silkin

Designing With Nature: Planning Approaches To Deliver Biodiversity Net Gain (Video)

United Kingdom Real Estate

GW

Gowling WLG

Legal Consideration For Hotels: Planning (Video)

United Kingdom Media & IT

GW

Gowling WLG

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Related Country Guides

Project Finance

Secured Lending

Alternative Investment Funds

Banking Regulation

Capital Adequacy/BASEL

The UK's Banking Regulator Sets Out Its Supervisory Expectations

In Supervisory Statement SS31/15, the UK's Prudential Regulation Authority ("PRA") updates banks and the large investment firms it supervises on its expectations for their Internal Capital Adequacy Assessment Process ("ICAAP") and Supervisory Review and Evaluation Process ("SREP").

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

Splintering Of The International Capital Framework?

Global implementation of Basel 3.1 capital proposals has been fraught with continuous delays and set-backs – but are we now nearing the endgame?

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

PRA Near-final Policy Statement On CRR Restatement For 2027 Implementation

On 28 October 2025, the Prudential Regulation Authority (PRA) released near-final policy statement PS19/25, setting out how Capital Requirements Regulation (CRR) rules will be restated for UK banks and building societies...

United Kingdom Finance

AG

Addleshaw Goddard

In The Know: UK-EU Banking And Investment Regulation - November 2025

United Kingdom Finance

AG

Addleshaw Goddard

Remuneration Code - For Banks, Building Societies And Investment Firms

United Kingdom Finance

LS

Lewis Silkin

UK PRA PS 19/25—Securitisation Prudential Reforms

United Kingdom Finance

AO

A&O Shearman

Non-Bank Lending In The Spotlight: Regulatory Capital And Its Impact

United Kingdom Finance

GT

Greenberg Traurig, LLP

Investment Firms' Regulatory Capital: FCA Confirms Rules Simplifying MIFIDPRU Definition Of Capital (PS25/14)

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

A Capital Idea! UK And EU Prudential Reforms And UK Remuneration Changes

United Kingdom Technology

TS

Travers Smith LLP

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Debt Capital Markets

Out On A Limit: The Bank Of England's Systemic Stablecoins Consultation Provokes And Pleases In Equal Measure

Observers of, and aspiring participants in, the UK stablecoin market have needed deep wells of patience. In case this has slipped readers' minds

United Kingdom Finance

TS

Travers Smith LLP

Wealth Consolidation - FCA Review Findings

The review responds to a recent uptick in consolidation in the financial advice and wealth management sector by so-called "consolidators" acquiring other businesses in the area.

United Kingdom Wealth Mgt

KL

Herbert Smith Freehills Kramer LLP

Ahead Of The Curve: The UK's New Regulatory Regime For Clearing

The UK's legislation and rulebooks for financial market infrastructure are undergoing something of a revolution. A raft of statutory instruments and series of Bank of England...

United Kingdom Finance

AO

A&O Shearman

Commercial Reality Check Raises Consolidation Prospects For U.K. Altnets

United Kingdom Commercial

A

AlixPartners

The UK Prospectus Regime Is Changing: An Overview Of The UK Public Offers And Admissions To Trading Regulations (POATR)

United Kingdom Finance

MB

Mayer Brown

Sustainability: Insights For In-House Counsel - Autumn 2025

Worldwide Commercial

TS

Travers Smith LLP

Episode 19: Leeds, Leeds, Leeds: Marching On Together In Financial Services (Video)

United Kingdom Finance

AG

Addleshaw Goddard

FCA Consults On Motor Finance Compensation Scheme

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Approaching The Maturity Wall – Debt Refinancing Pressures In DACH

United Kingdom Finance

A

AlixPartners

See more

Charges, Mortgages, Indemnities

UK PRA PS 19/25—Securitisation Prudential Reforms

This briefing, which is relevant to the prudential treatment of securitisations in general (traditional and synthetic) by UK PRA regulated banks, covers the securitisation-related content...

United Kingdom Finance

AO

A&O Shearman

Financial Regulation - In The Know: October 2025

Our latest Consumer Finance regulation update highlights key developments in motor finance and retail insurance. The FCA, following the Supreme Court's Hopcraft and Johnson decision, is progressing with an industry-wide...

United Kingdom Finance

AG

Addleshaw Goddard

Understanding Regulatory Risks In Home Purchase Plans vs. Traditional Regulated Mortgage Contracts

Home Purchase Plans (HPPs) are an alternative to traditional mortgage products, often structured to comply with Sharia principles.

United Kingdom Finance

AG

Addleshaw Goddard

In Practice: Supreme Court Motor Finance Commission Ruling: What Next For Lenders?

United Kingdom Finance

TS

Travers Smith LLP

Episode 19: Leeds, Leeds, Leeds: Marching On Together In Financial Services (Video)

United Kingdom Finance

AG

Addleshaw Goddard

County Court Considers Bank's Possession Rights In Context Of A Mortgage That Is Securitised Or Subject To Covered Bond

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Leeds, Leeds, Leeds: Marching On Together In Financial Services

United Kingdom Finance

AG

Addleshaw Goddard

Can A Warranty Be Better Than An Indemnity?

United Kingdom Litigation

TS

Teacher Stern

Mortgage Reforms To Boost Sustainable Home Ownership And Access

United Kingdom Finance

AG

Addleshaw Goddard

See more

Financial Services

European Supervisory Authorities Reveal First CTPPs Under DORA

The European Supervisory Authorities (EBA, EIOPA, and ESMA – collectively, the ESAs) have published the list of designated critical ICT third-party providers...

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

The UK's Banking Regulator Sets Out Its Supervisory Expectations

In Supervisory Statement SS31/15, the UK's Prudential Regulation Authority ("PRA") updates banks and the large investment firms it supervises on its expectations for their Internal Capital Adequacy Assessment Process ("ICAAP") and Supervisory Review and Evaluation Process ("SREP").

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

Conclusion And Next Steps

Our cross-practice team are available to provide tailored, straight-talking advice on navigating these developments and implementing appropriate planning...

United Kingdom Strategy

BJ

Browne Jacobson

2025 Autumn Budget Predictions

United Kingdom Strategy

BJ

Browne Jacobson

General Tax Rise Predictions

United Kingdom Tax

BJ

Browne Jacobson

High Standards – FCA General Counsel On Opening In The US And Asia, Emerging Technology, And Motor Finance Claims

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Splintering Of The International Capital Framework?

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

High Court Dismisses Challenge To FCA's Decision To Name Firm In Investigation Announcement

United Kingdom Finance

LS

Lewis Silkin

Ahead Of The Curve: Transparency, Transaction Reporting And Short Selling

United Kingdom Finance

AO

A&O Shearman

See more

Latest Videos

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Travers Smith's Alternative Insights: Should You Label Your Next Fund? (Podcast)

TS

Travers Smith LLP

Business Reporter – Best Of British Business: Keeping The Engine Behind Your Market Data Running (Video)

CJ

CJC Ltd

Credit Insurance Meets Trade Finance: A Smarter Way To Risk (Video)

W

WTW

Private Wealth Forum 2024 - Panel 2 (Video)

G

Guernsey Finance

Investing In Conflict Zones: Navigating And Managing Risk (Video)

NR

Norton Rose Fulbright Hong Kong

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