United Kingdom: Commodities/Derivatives/Stock Exchanges

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

FCA Consultation On Motor Finance Redress Scheme

Shortly after the London markets closed on October 7, the Financial Conduct Authority published a consultation (CP25/27) incorporating its proposed market‑wide consumer redress...

United Kingdom Finance

AO

A&O Shearman

Listing Regime – LSE 2026 Dividend Procedure Timetable Published

A dividend timetable that follows the guidelines set out in the Dividend Procedure Timetable need not be notified to the LSE in advance, provided the announcement...

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Corporate Law Update: 13 - 26 September 2025

Regulations have been made to extend the new identity verification (IDV) regime under the Economic Crime and Corporate Transparency Act 2023 to limited liability partnerships (LLPs).

United Kingdom Commercial

M

Macfarlanes LLP

FX Weekly Forecast: US Dollar To Strengthen On Rising US Inflation?

We saw some dramatic swings in most major currencies last week, with a global bond market selloff and abysmal US jobs data infusing notable volatility into the currency market, particularly the pound and US dollar.

United Kingdom Finance

IG

IR Global

The Tokenised Future: Unlocking Real-World Assets On The Blockchain

United Kingdom Technology

BL

Barnes Law

APAC Monthly Private Wealth Legal Developments – August 2025

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

FinTech Global FS Regulatory Round-up - W/e 29 August 2025

United Kingdom Technology

KL

Herbert Smith Freehills Kramer LLP

Corporate Law Update: 16 - 29 August 2025

United Kingdom Commercial

M

Macfarlanes LLP

Financial Conduct Authority Grants Pisces Approval To London Stock Exchange

United Kingdom Finance

SW

Spencer West

UK Financial Insights From Katten | Issue 25

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

Energy, Mining And Agriculture Regulatory Update: UK Consults On Licencing Exemptions For Commodity Derivatives

United Kingdom Finance

MB

Mayer Brown

Bank Of England Consults On Regulatory Framework For CCPs

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

FCA Opens Retail Access To Crypto ETNs

United Kingdom Finance

LS

Lewis Silkin

Recent Developments To UK EMIR Reporting Requirements

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

Asset Division: Navigating The Complexities Of Divorce (Video)

United Kingdom Family

WL

Withers LLP

UK CPS And SFO Issue Updated Corporate Prosecution Guidance: What Corporates Need To Know

United Kingdom Commercial

KG

K&L Gates LLP

Do Not Bottle The Truth: Major Soft Drinks Company Commits To Correcting Its Recycling Claims Under EU Law

European Union Environment

KG

K&L Gates LLP

Otter Chaos: Legal Considerations When Using AI Notetakers

United Kingdom Technology

BJ

Browne Jacobson

Is The Immigration System Ready For The AI Revolution?

United Kingdom Immigration

WB

WestBridge Business Immigration

What Happens To Cryptocurrency In A Divorce? An Emerging Asset Class

Paul Wild and Alexandra Hawkes explore the emerging world of digital currency, employing their combined experience with cryptocurrency in divorce. If either you or your spouse have cryptocurrency assets, contact us.

United Kingdom Family

HC

Herrington Carmichael

Investment Fund 3.0

With the Investment Association's (IA) "UK Fund Tokenisation: Blueprint for Implementation" (the Blueprint) receiving substantial engagement from the industry...

United Kingdom Finance

M

Macfarlanes LLP

UK Supreme Court Quashes LIBOR And EURIBOR Convictions: Implications For Financial Crime Enforcement

A decade after the first conviction, the Supreme Court has quashed Tom Hayes' and Carlo Palombo's convictions for conspiracy to defraud in relation to benchmark submissions, finding trial judges misdirected the juries.

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

UK Ancillary Activities Exemption Proposals Published For Commodity Derivatives And Emission Allowances

The Financial Conduct Authority (FCA) recently published a consultation (Consultation) setting out its proposed approach to revising the ancillary activities test (AAT)...

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

Financial List Finds Claim For Declaratory Relief Brought By Ultimate Beneficial Owners Of Loan Notes Against Issuer Is Arguable

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

On The Cusp Of UK Prospectus Regime Change—what The FCA's July Policy Statement Means For Bonds (Podcast)

United Kingdom Finance

AO

A&O Shearman

UK SMCR Overhaul: Understanding The FCA, PRA And HM Treasury's Proposals For Reform

United Kingdom Finance

AO

A&O Shearman

The Genius Act And Other US Legislative Developments Concerning Cryptocurrency

United Kingdom Technology

KL

Herbert Smith Freehills Kramer LLP

FCA Launches Consultation Paper On The UK SI Framework For Bonds And Derivatives And Discussion Paper On Equity Markets

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

What do everyday brands have in common with complex financial instruments?

United Kingdom Finance

TRAction

High Court Dismisses US$21m Claim For Mistaken Payments Made To A Commodities Trader In Fraudulent Trade Finance Scheme

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Rewiring The Financial Regulatory System: The Leeds Reforms And Mansion House 2025 Speech

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

FCA Publishes Final Rules For Public Offers And Admission To Trading Regime

United Kingdom Finance

AO

A&O Shearman

Upper Tribunal Upholds FCA Decision Against Former CEO And CFO Of Listed Bank For Being Knowingly Concerned In Listing Rules Breach

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

High Court Dismisses US$21m Claim For Mistaken Payments Made To A Commodities Trader In Fraudulent Trade Finance Scheme

The decision demonstrates how a good faith change of position defence can shield recipients of mistaken payments from liability in unjust enrichment claims

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Rewiring The Financial Regulatory System: The Leeds Reforms And Mansion House 2025 Speech

Chancellor Rachel Reeves has delivered her second Mansion House speech as part of a package of measures - dubbed the "Leeds Reforms" - that are designed to "rewire the financial system".

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

FCA Publishes Final Rules For Public Offers And Admission To Trading Regime

On July 15, 2025, the Financial Conduct Authority (FCA) published its Policy Statement PS25/9 setting out the final rules to implement the Public Offers and Admission to Trading Regulations 2024 (POATRs).

United Kingdom Finance

AO

A&O Shearman

Upper Tribunal Upholds FCA Decision Against Former CEO And CFO Of Listed Bank For Being Knowingly Concerned In Listing Rules Breach

On 16 June 2025, the Upper Tribunal upheld the decision of the Financial Conduct Authority (FCA) to fine Craig Donaldson and David Arden for being knowingly concerned in a breach of the Listing Rules...

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

One Person's Trash Is Another Person's Treasure: ESMA's Final Report On The UCITS Eligible Assets Directive

United Kingdom Finance

TS

Travers Smith LLP

Council Of The EU Agrees Position On PSD3

Yesterday afternoon, the Council of the European Union (EU) took a significant step forward in modernising the EU's payment services framework by formally agreeing on its negotiating mandate...

European Union Finance

AO

A&O Shearman

EATM: Clearing The Way For Market Participants

A year on from its announcement of a European Agent-Trustee Model (EATM) for client clearing...

European Union Finance

M

Macfarlanes LLP

Monthly Regulatory Newsletter – May 2025

Our May 2025 Monthly Newsletter is out, covering a roundup of notable regulatory news and activities that took place last month in the UK, the EU and the US.

Worldwide Finance

RQ

RQC Group

Business Reporter – Best Of British Business: Keeping The Engine Behind Your Market Data Running (Video)

Financial data is more than just information; it is the backbone of the global markets.

United Kingdom Finance

CJ

CJC Ltd

It's About T-IME: Reviewing The Proposed Reforms Of The UK Investment Manager Exemption

United Kingdom Finance

D

Dechert

Whose Instructions? The Use Of Quincecare And Derivative Action To Recover Losses From Fraud

United Kingdom Criminal

M

Macfarlanes LLP

How Much Should Retail Banks Spend On Digital And AI? How Much Is Enough?

United Kingdom Finance

A

AlixPartners

The London Stock Exchange's Discussion Paper On The Future Of AIM

United Kingdom Finance

AG

Akin Gump Strauss Hauer & Feld LLP

Euro Stumbles As ECB's Lagarde Warns Of Tariff Risks To Growth

European Union Finance

IG

IR Global

Investment Management Update - May 2025

United Kingdom Finance

M

Macfarlanes LLP

Beyond The Forest: Navigating The EU's Deforestation Rules

European Union Finance

PR

Proskauer Rose LLP

Monthly Regulatory Newsletter – April 2025

United Kingdom Finance

RQ

RQC Group

U.K. Regulators Seek To Improve Margin Requirements For Non-Centrally Cleared OTC Derivatives

United Kingdom Finance

AO

A&O Shearman

SFDR 1.5: A New Set Of RTS?

United Kingdom Finance

D

Dechert

EMIR 3 – Impact On Cleared OTC Derivatives Markets

United Kingdom Finance

AO

A&O Shearman

UK Financial Insights From Katten | Issue 21

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

PRA Fines Former Notified Non-Executive Director Of Wyelands Bank

United Kingdom Finance

AO

A&O Shearman

ESMA Publishes Draft Regulatory Technical Standards On Clearing Thresholds Under EMIR 3.0

United Kingdom Finance

TS

Travers Smith LLP

FCA Fines London Metal Exchange In First Enforcement Action Against RIE

United Kingdom Finance

M

Macfarlanes LLP

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Latest Videos

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Business Reporter – Best Of British Business: Keeping The Engine Behind Your Market Data Running (Video)

CJ

CJC Ltd

Mining The Markets: Canadian Mining Companies Exploring The London Stock Exchange

GW

Gowling WLG

A History Of Derivatives: From Ancient Mesopotamia To Trading Places (Video Content)

MB

Mayer Brown

2014 ISDA Credit Derivatives Definitions In Detail - Part One

MB

Mayer Brown

2014 ISDA Credit Derivatives Definitions

MB

Mayer Brown

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