United Kingdom: Commodities/Derivatives/Stock Exchanges

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Lessons From Tricolor And First Brands

As high-profile failures like Tricolor and First Brands trigger fresh scrutiny of private credit and the wider shadow banking system, Karl Clowry and Jan Gruter...

Worldwide Finance

AG

Addleshaw Goddard

Are Crypto ETNs MiFIR reportable?

This means crypto ETNs that are traded on an FCA-recognised investment exchange are now allowed for professional investors. Are these crypto ETNs be MiFIR reportable?

United Kingdom Finance

TRAction

Important Guidance On Restructuring Credit Event Triggers Under ISDA Definitions

On 15 December 2025, an External Review Panel of the Determinations Committee of the International Swaps and Derivatives Association ("ISDA")...

United Kingdom Finance

JD

Jones Day

Do Non-Bank Financial Institutions Pose A Systemic Risk?

This is the fourth in our series of GT Alerts reporting on the House of Lords Financial Services Regulatory Committee (the Committee) inquiry into the non-bank financial institutions (NBFI) sector.

United Kingdom Finance

GT

Greenberg Traurig, LLP

Beyond The Buzz: What Is Driving Stablecoin Adoption? (Podcast)

United Kingdom Technology

AO

A&O Shearman

Finding The Perfect Formula For Workplace Culture

United Kingdom Employment

AO

A&O Shearman

Horizon Scan: Improvements To The UK Transaction Reporting Regime?

United Kingdom Finance

TS

Travers Smith LLP

AIM – LSE Publishes Feedback On Proposed Changes To The AIM Rules

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

Briefing Note: Key Takeaways From The London Stock Exchange's Discussion Paper Feedback Statement On Shaping The Future Of AIM

United Kingdom Commercial

TS

Travers Smith LLP

SFDR 2.0 Overhaul: Impact Of The New Categories And Disclosures On Funds And Asset Managers

European Union Finance

AO

A&O Shearman

UK Financial Insights From Katten | Issue 28

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

UK EMIR Update: Intragroup Exemption Consultations And Additional Q&As

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

More Than A "Token" Effort – The FCA Consults On Fund Tokenization

United Kingdom Finance

D

Dechert

Pound Sinks Following Softer-Than-Forecast Inflation

United Kingdom Finance

IG

IR Global

Tech 10 – Episode 9: Gartner IT Symposium: Reflections And Tech Trends For 2026 (Video)

United Kingdom Technology

A

AlixPartners

#DigitalFrontiers Podcast: AI, Law And Technology Insights (Podcast)

United Kingdom Technology

BJ

Browne Jacobson

Beyond The Buzz: What Is Driving Stablecoin Adoption? (Podcast)

United Kingdom Technology

AO

A&O Shearman

EU Digital Omnibus Proposals To Reform Data And AI Laws – The Leaked Version

United Kingdom Privacy

AG

Addleshaw Goddard

Our Tech Predictions For 2026

United Kingdom Technology

LS

Lewis Silkin

Trends In The Derivatives Market And How Recent Fintech Developments Are Reshaping This Space

Some of the key developments that are currently reshaping the derivatives market are: (i) the use of smart contracts; and (ii) the implementation of digital asset referencing derivatives.

United Kingdom Finance

TS

Travers Smith LLP

Tokenised Collateral: Token Gesture Or Market Revolution?

Industry momentum is gaining for the wider adoption of tokenised collateral. Tokenisation promises to revolutionise how collateral is mobilised, settled and managed, offering real-time efficiency, transparency.

United Kingdom Finance

AG

Addleshaw Goddard

Reducing The Regulatory Burden – EU Commission De-Prioritizes Non-Essential Regulation In Securities And Derivative Markets

The EU has a comprehensive legal framework, in which many of the rules are regulatory and implementing standards (RTS and ITS, Level 2) that supplement or specify the EU Regulations and Directives (Level 1).

United Kingdom Finance

MB

Mayer Brown

FCA Consultation On Motor Finance Redress Scheme

Shortly after the London markets closed on October 7, the Financial Conduct Authority published a consultation (CP25/27) incorporating its proposed market‑wide consumer redress...

United Kingdom Finance

AO

A&O Shearman

FCA's updates on UK EMIR reporting – Market Watch 84

United Kingdom Finance

TRAction

EMIR refit: One year on

United Kingdom Finance

TRAction

Listing Regime – LSE 2026 Dividend Procedure Timetable Published

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Corporate Law Update: 13 - 26 September 2025

United Kingdom Commercial

M

Macfarlanes LLP

FX Weekly Forecast: US Dollar To Strengthen On Rising US Inflation?

United Kingdom Finance

IG

IR Global

The Tokenised Future: Unlocking Real-World Assets On The Blockchain

United Kingdom Technology

BL

Barnes Law

APAC Monthly Private Wealth Legal Developments – August 2025

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

FinTech Global FS Regulatory Round-up - W/e 29 August 2025

United Kingdom Technology

KL

Herbert Smith Freehills Kramer LLP

Corporate Law Update: 16 - 29 August 2025

United Kingdom Commercial

M

Macfarlanes LLP

Financial Conduct Authority Grants Pisces Approval To London Stock Exchange

United Kingdom Finance

SW

Spencer West

APAC Monthly Private Wealth Legal Developments – August 2025

The ASIC has cancelled the MWL Financial Services' licence for operating a 'low cost advice project' from 2021 to receive referrals from telemarketers/lead generators...

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

FinTech Global FS Regulatory Round-up - W/e 29 August 2025

The FCA has issued a warning to consumers about fraudsters impersonating the regulator. The FCA received almost 5,000 scam reports in H1 2025; almost two-thirds of reports came...

United Kingdom Technology

KL

Herbert Smith Freehills Kramer LLP

Corporate Law Update: 16 - 29 August 2025

The Financial Conduct Authority (FCA) has officially announced that the London Stock Exchange (the Exchange) has been given approval to operate a platform within the new PISCES sandbox.

United Kingdom Commercial

M

Macfarlanes LLP

Financial Conduct Authority Grants Pisces Approval To London Stock Exchange

Following news that the London Stock Exchange been granted the first PISCES Approval Notice (PAN) by the Financial Conduct Authority (FCA)...

United Kingdom Finance

SW

Spencer West

UK Financial Insights From Katten | Issue 25

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

What Happens To Cryptocurrency In A Divorce? An Emerging Asset Class

Paul Wild and Alexandra Hawkes explore the emerging world of digital currency, employing their combined experience with cryptocurrency in divorce. If either you or your spouse have cryptocurrency assets, contact us.

United Kingdom Family

HC

Herrington Carmichael

Investment Fund 3.0

With the Investment Association's (IA) "UK Fund Tokenisation: Blueprint for Implementation" (the Blueprint) receiving substantial engagement from the industry...

United Kingdom Finance

M

Macfarlanes LLP

UK Supreme Court Quashes LIBOR And EURIBOR Convictions: Implications For Financial Crime Enforcement

A decade after the first conviction, the Supreme Court has quashed Tom Hayes' and Carlo Palombo's convictions for conspiracy to defraud in relation to benchmark submissions, finding trial judges misdirected the juries.

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

UK Ancillary Activities Exemption Proposals Published For Commodity Derivatives And Emission Allowances

The Financial Conduct Authority (FCA) recently published a consultation (Consultation) setting out its proposed approach to revising the ancillary activities test (AAT)...

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

Financial List Finds Claim For Declaratory Relief Brought By Ultimate Beneficial Owners Of Loan Notes Against Issuer Is Arguable

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

On The Cusp Of UK Prospectus Regime Change—what The FCA's July Policy Statement Means For Bonds (Podcast)

United Kingdom Finance

AO

A&O Shearman

UK SMCR Overhaul: Understanding The FCA, PRA And HM Treasury's Proposals For Reform

United Kingdom Finance

AO

A&O Shearman

The Genius Act And Other US Legislative Developments Concerning Cryptocurrency

United Kingdom Technology

KL

Herbert Smith Freehills Kramer LLP

FCA Launches Consultation Paper On The UK SI Framework For Bonds And Derivatives And Discussion Paper On Equity Markets

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

What do everyday brands have in common with complex financial instruments?

United Kingdom Finance

TRAction

High Court Dismisses US$21m Claim For Mistaken Payments Made To A Commodities Trader In Fraudulent Trade Finance Scheme

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Rewiring The Financial Regulatory System: The Leeds Reforms And Mansion House 2025 Speech

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

FCA Publishes Final Rules For Public Offers And Admission To Trading Regime

United Kingdom Finance

AO

A&O Shearman

Upper Tribunal Upholds FCA Decision Against Former CEO And CFO Of Listed Bank For Being Knowingly Concerned In Listing Rules Breach

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

One Person's Trash Is Another Person's Treasure: ESMA's Final Report On The UCITS Eligible Assets Directive

United Kingdom Finance

TS

Travers Smith LLP

Agency Law And Derivative Claims: A New Way To Make APP Fraud Claims Work?

United Kingdom Commercial

QC

Quadrant Chambers

87.1% of listed companies use derivatives - more than just banks and brokers

United Kingdom Finance

TRAction

Great Fund Insights: Navigating NAV Issues In Open-Ended Real Estate Funds During Economic Challenges

United Kingdom Finance

AO

A&O Shearman

Beware The Risks Associated With The Investigram Trading Platform - Legal Considerations For Investors

United Kingdom Finance

GP

Giambrone & Partners

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Latest Videos

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Business Reporter – Best Of British Business: Keeping The Engine Behind Your Market Data Running (Video)

CJ

CJC Ltd

Mining The Markets: Canadian Mining Companies Exploring The London Stock Exchange

GW

Gowling WLG

Episode 2: Successfully Navigating, Negotiating And Executing The Legal Documentation In An IM Project (Video)

MB

Mayer Brown

2014 ISDA Credit Derivatives Definitions In Detail - Part One

MB

Mayer Brown

2014 ISDA Credit Derivatives Definitions

MB

Mayer Brown

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