United Kingdom: Commodities/Derivatives/Stock Exchanges

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

What Happens To Cryptocurrency In A Divorce? An Emerging Asset Class

Paul Wild and Alexandra Hawkes explore the emerging world of digital currency, employing their combined experience with cryptocurrency in divorce. If either you or your spouse have cryptocurrency assets, contact us.

United Kingdom Family

HC

Herrington Carmichael

Investment Fund 3.0

With the Investment Association's (IA) "UK Fund Tokenisation: Blueprint for Implementation" (the Blueprint) receiving substantial engagement from the industry...

United Kingdom Finance

M

Macfarlanes LLP

UK Supreme Court Quashes LIBOR And EURIBOR Convictions: Implications For Financial Crime Enforcement

A decade after the first conviction, the Supreme Court has quashed Tom Hayes' and Carlo Palombo's convictions for conspiracy to defraud in relation to benchmark submissions, finding trial judges misdirected the juries.

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

UK Ancillary Activities Exemption Proposals Published For Commodity Derivatives And Emission Allowances

The Financial Conduct Authority (FCA) recently published a consultation (Consultation) setting out its proposed approach to revising the ancillary activities test (AAT)...

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

On The Cusp Of UK Prospectus Regime Change—what The FCA's July Policy Statement Means For Bonds (Podcast)

United Kingdom Finance

AO

A&O Shearman

Financial List Finds Claim For Declaratory Relief Brought By Ultimate Beneficial Owners Of Loan Notes Against Issuer Is Arguable

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

UK SMCR Overhaul: Understanding The FCA, PRA And HM Treasury's Proposals For Reform

United Kingdom Finance

AO

A&O Shearman

The Genius Act And Other US Legislative Developments Concerning Cryptocurrency

United Kingdom Technology

KL

Herbert Smith Freehills Kramer LLP

FCA Launches Consultation Paper On The UK SI Framework For Bonds And Derivatives And Discussion Paper On Equity Markets

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

What do everyday brands have in common with complex financial instruments?

United Kingdom Finance

TRAction

High Court Dismisses US$21m Claim For Mistaken Payments Made To A Commodities Trader In Fraudulent Trade Finance Scheme

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Rewiring The Financial Regulatory System: The Leeds Reforms And Mansion House 2025 Speech

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

FCA Publishes Final Rules For Public Offers And Admission To Trading Regime

United Kingdom Finance

AO

A&O Shearman

Upper Tribunal Upholds FCA Decision Against Former CEO And CFO Of Listed Bank For Being Knowingly Concerned In Listing Rules Breach

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

UK Creative Worker Visa: Key Requirements (Video)

United Kingdom Immigration

L

Latitude Law

Unlocking The Future Of Solar Energy In The UK (Podcast)

United Kingdom Energy

GW

Gowling WLG

Upcoming Immigration Rule Changes From July 2025: What You Need To Know (25 June 2025)

United Kingdom Immigration

DL

Duncan Lewis & Co Solicitors

AI In Healthcare: Why Compliance Can't Afford To Fall Behind

United Kingdom Technology

N

NAVEX

UPCOMING WEBINAR: Online Safety: Navigating Compliance Across The UK, The EU And The US

Worldwide Compliance

HS

Herbert Smith Freehills Kramer LLP

One Person's Trash Is Another Person's Treasure: ESMA's Final Report On The UCITS Eligible Assets Directive

On 26 June 2025, the European Securities and Markets Authority ("ESMA") published its Final Report ("the Report") on Technical Advice to the European Commission on the Review of the UCITS Eligible...

United Kingdom Finance

TS

Travers Smith LLP

Agency Law And Derivative Claims: A New Way To Make APP Fraud Claims Work?

The recent case of Hamblin v Moorwand could be a game-changer for individual claimants who have been the victims of Authorised Push Payment fraud, provided that a company has been used to receive and pay away the victim's funds, which it often will

United Kingdom Commercial

QC

Quadrant Chambers

87.1% of listed companies use derivatives - more than just banks and brokers

Many businesses use derivatives to manage market fluctuations. All such transactions must be reported.

United Kingdom Finance

TRAction

Great Fund Insights: Navigating NAV Issues In Open-Ended Real Estate Funds During Economic Challenges

The spate of recent economic challenges have brought intense volatility both to financial markets and the real economy and heralded a sharp return of the difficulties...

United Kingdom Finance

AO

A&O Shearman

Beware The Risks Associated With The Investigram Trading Platform - Legal Considerations For Investors

United Kingdom Finance

GP

Giambrone & Partners

Council Of The EU Agrees Position On PSD3

European Union Finance

AO

A&O Shearman

EATM: Clearing The Way For Market Participants

European Union Finance

M

Macfarlanes LLP

Monthly Regulatory Newsletter – May 2025

Worldwide Finance

RQ

RQC Group

Business Reporter – Best Of British Business: Keeping The Engine Behind Your Market Data Running (Video)

United Kingdom Finance

CJ

CJC Ltd

It's About T-IME: Reviewing The Proposed Reforms Of The UK Investment Manager Exemption

United Kingdom Finance

D

Dechert

Whose Instructions? The Use Of Quincecare And Derivative Action To Recover Losses From Fraud

United Kingdom Criminal

M

Macfarlanes LLP

How Much Should Retail Banks Spend On Digital And AI? How Much Is Enough?

United Kingdom Finance

A

AlixPartners

The London Stock Exchange's Discussion Paper On The Future Of AIM

United Kingdom Finance

AG

Akin Gump Strauss Hauer & Feld LLP

Euro Stumbles As ECB's Lagarde Warns Of Tariff Risks To Growth

European Union Finance

IG

IR Global

Whose Instructions? The Use Of Quincecare And Derivative Action To Recover Losses From Fraud

In the recent decision in Hamblin v Moorwand [2025] EWHC 817 (Ch), the High Court allowed the victims of an authorised push payment (APP) fraud to assert a derivative...

United Kingdom Criminal

M

Macfarlanes LLP

How Much Should Retail Banks Spend On Digital And AI? How Much Is Enough?

It was not too long ago that we witnessed the emergence of the digital-first challenger banks. These digital natives...

United Kingdom Finance

A

AlixPartners

The London Stock Exchange's Discussion Paper On The Future Of AIM

On 7 April 2025, the London Stock Exchange (LSE) published a "Discussion Paper: Shaping the Future of AIM." The paper looks at the future of the Alternative Investment Market (AIM) and its role...

United Kingdom Finance

AG

Akin Gump Strauss Hauer & Feld LLP

Euro Stumbles As ECB's Lagarde Warns Of Tariff Risks To Growth

The pound (GBP) trended higher against its weaker rivals on Thursday, with a slight improvement in the market mood helping to lift the increasingly...

European Union Finance

IG

IR Global

Investment Management Update - May 2025

United Kingdom Finance

M

Macfarlanes LLP

EMIR 3 – Impact On Cleared OTC Derivatives Markets

The Regulation amending the European Market Infrastructure Regulation (known as EMIR 3)1 brought about numerous changes affecting cleared markets, with potential impacts...

United Kingdom Finance

AO

A&O Shearman

UK Financial Insights From Katten | Issue 21

UK Financial Insights from Katten is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds in the UK and Europe.

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

PRA Fines Former Notified Non-Executive Director Of Wyelands Bank

The UK Prudential Regulation Authority (PRA) has fined a former non-executive director of Wyelands Bank GBP72,000 for failing to act with due skill...

United Kingdom Finance

AO

A&O Shearman

ESMA Publishes Draft Regulatory Technical Standards On Clearing Thresholds Under EMIR 3.0

On 8 April 2025 ESMA published for consultation the second of its draft regulatory technical standards (RTS) supplementing EMIR 3.0. These draft RTS set out the proposed new clearing thresholds...

United Kingdom Finance

TS

Travers Smith LLP

FCA Fines London Metal Exchange In First Enforcement Action Against RIE

United Kingdom Finance

M

Macfarlanes LLP

A Smarter Regulator – The FCA's Shift In Approach

United Kingdom Finance

AO

A&O Shearman

Listing On Aquis Stock Exchange

United Kingdom Finance

LS

Laytons

Rebalancing Risk And Building Trust: The FCA's New Five Year Strategy

United Kingdom Finance

AO

A&O Shearman

Monthly Regulatory Newsletter – February 2025

United Kingdom Finance

RQ

RQC Group

February 2025 Regulatory Round-Up

United Kingdom Finance

AG

Akin Gump Strauss Hauer & Feld LLP

NatWest Derivatives Judgement

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

UK Financial Insights From Katten | Issue 19

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

UK Bankers' Remuneration Reform: Individual Accountability

United Kingdom Finance

AO

A&O Shearman

FCA Publishes Policy Statement On UK's Commodity Derivatives Regulatory Framework Reform

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

Bank Of England Invites Applications From Non-banks To Access Repo Facility During Stressed Markets

United Kingdom Finance

TS

Travers Smith LLP

Derivatives: UK Treasury Indefinitely Extends The Clearing Exemption For Pension Schemes

United Kingdom Employment

TS

Travers Smith LLP

EMIR 3.0 Will Come Into Force On 24 December 2024 – What Does This Mean For Users Of Derivatives?

United Kingdom Finance

TS

Travers Smith LLP

Key Issues When Negotiating And Navigating Restrictive Covenants (Podcast)

United Kingdom Employment

AO

A&O Shearman

EMIR 3 – Impact On Uncleared OTC Derivatives Markets

European Union Finance

AO

A&O Shearman

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Latest Videos

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Business Reporter – Best Of British Business: Keeping The Engine Behind Your Market Data Running (Video)

CJ

CJC Ltd

Mining The Markets: Canadian Mining Companies Exploring The London Stock Exchange

GW

Gowling WLG

Episode 2: Successfully Navigating, Negotiating And Executing The Legal Documentation In An IM Project (Video)

MB

Mayer Brown

A History Of Derivatives: From Ancient Mesopotamia To Trading Places (Video Content)

MB

Mayer Brown

2014 ISDA Credit Derivatives Definitions In Detail - Part One

MB

Mayer Brown

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