United Kingdom: Finance and Banking

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

The Accounting Risk In Convertible Loan Notes

For many businesses, particularly those operating in regulated or credibility-sensitive sectors, how funding appears on the balance sheet can materially affect stakeholder confidence, regulatory perception...

United Kingdom Finance

BL

Barnes Law

SFDR 2.0 In Focus: Key Industry Pressure Points And Early Signals From Council And European Parliament

As the market is forming a view on the Commission's SFDR 2.0 proposals, this article provides an overview of where the key industry voices are landing.

European Union Finance

KL

Herbert Smith Freehills Kramer LLP

HMRC's Tax Adviser Registration Regime – Delay For Financial Services Businesses

The Government intends to introduce a new requirement for tax advisers who interact with HMRC on behalf of clients to register with HMRC and meet minimum standards.

United Kingdom Finance

M

Macfarlanes LLP

Investment Management Update - March 2026

Welcome to the latest edition of our investment management update. This publication has been tailored to highlight topical news, cases and changes in the law impacting the investment management sector.

United Kingdom Finance

M

Macfarlanes LLP

Changes To Payment Safeguarding Rules: Are You Ready?

United Kingdom Finance

WB

Womble Bond Dickinson

Listing Regime – Company Fined For Breaches Of Listing Rules

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Tensions In The Middle East Continue To Drive Volatility In Currency Markets

United Kingdom Finance

IG

IR Global

AIFMD 2.0 – One Month To Go: What Fund Sponsors Should Be Doing Now To Prepare

United Kingdom Finance

PR

Proskauer Rose LLP

Floating Charges And The Challenge Of Cross-Atlantic Lending (Video)

United Kingdom Finance

BC

Bryan Cave Leighton Paisner

Hotels Unpacked - A Glimpse Into The World Of Luxury With Rocco Forte Hotels (Podcast)

United Kingdom Finance

M

Macfarlanes LLP

The Future Of The Appointed Representatives Regime: HM Treasury Consults On A New Regulatory Framework

United Kingdom Finance

M

Macfarlanes LLP

Is The UK Leveraged Finance Market Fast Becoming Americanized? (Video)

United Kingdom Finance

BC

Bryan Cave Leighton Paisner

Pass The Debt: Comparative Portability Analysis Across Leveraged Finance Products And Markets

United Kingdom Finance

AO

A&O Shearman

Payments Vision Delivery Committee Publishes Payments Forward Plan

United Kingdom Finance

LS

Lewis Silkin

Protecting Innovation From Hackers Explained (Video)

United Kingdom Technology

MC

Marks & Clerk

The Concept Of 'Overall Impression' In UK And EU Registered Design Law (Podcast)

United Kingdom IP

HL

HGF Ltd

Nottingham Attacks Inquiry Begins (Video)

United Kingdom Litigation

RB

Rothera Bray

Divorce And Privacy: How Can I Protect My Personal Information? (Video)

United Kingdom Privacy

WL

Withers LLP

Tech Predictions For 2026: The Year Ahead Promises To Be Anything But Predictable

United Kingdom Technology

LS

Lewis Silkin

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Related Country Guides

Banking Regulation

Alternative Investment Funds

Project Finance

Secured Lending

Capital Adequacy/BASEL

Bank Of England Published Financial Stability Report And Assessment Of Bank Capital Requirements

On 2 December 2025, the Bank of England's Financial Policy Committee (the FPC) published its December Financial Stability Report, as well as a report entitled ‘Financial Stability in Focus...

United Kingdom Finance

AG

Addleshaw Goddard

FCA Paper Published On Market Risk Capital Requirements For Investment Firms

On 16 December 2025, the Financial Conduct Authority (FCA) published an engagement paper on ‘Market risk capital requirements for FCA investment firms'.

United Kingdom Finance

AG

Addleshaw Goddard

In The Know: UK-EU Banking And Investment Regulation

In this edition, we discuss latest developments in the UK and EU banking and investment regulation. This issue focuses on key papers relating to capital and prudential developments which were published in December 2025.

United Kingdom Finance

AG

Addleshaw Goddard

The UK's Banking Regulator Sets Out Its Supervisory Expectations

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

Splintering Of The International Capital Framework?

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

PRA Near-final Policy Statement On CRR Restatement For 2027 Implementation

United Kingdom Finance

AG

Addleshaw Goddard

In The Know: UK-EU Banking And Investment Regulation - November 2025

United Kingdom Finance

AG

Addleshaw Goddard

Remuneration Code - For Banks, Building Societies And Investment Firms

United Kingdom Finance

LS

Lewis Silkin

UK PRA PS 19/25—Securitisation Prudential Reforms

United Kingdom Finance

AO

A&O Shearman

See more

Debt Capital Markets

The Accounting Risk In Convertible Loan Notes

For many businesses, particularly those operating in regulated or credibility-sensitive sectors, how funding appears on the balance sheet can materially affect stakeholder confidence, regulatory perception...

United Kingdom Finance

BL

Barnes Law

SFDR 2.0 In Focus: Key Industry Pressure Points And Early Signals From Council And European Parliament

As the market is forming a view on the Commission's SFDR 2.0 proposals, this article provides an overview of where the key industry voices are landing.

European Union Finance

KL

Herbert Smith Freehills Kramer LLP

Rules Don't Build Culture: Why The Office Has To Become A Magnet Again

In recent research into the office and retail sector, AEW estimated that investors could expect to meet or exceed their required returns between now and 2030 in nearly 80% of European markets...

United Kingdom Commercial

SR

McDermott Will & Schulte

Pass The Debt: Comparative Portability Analysis Across Leveraged Finance Products And Markets

United Kingdom Finance

AO

A&O Shearman

Resilient Capital In Rough Waters: Building Financial Strength From Within

United Kingdom Strategy

A

AlixPartners

HM Treasury Consults On The Appointed Representatives Regime

United Kingdom Finance

PR

Proskauer Rose LLP

Bonds – When and why are they reportable under MiFIR and EMIR?

United Kingdom Finance

TRAction

Capital Markets And Private Capital – LSE Publishes Rules To Launch Its Private Securities Market

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

UK Brings The Property (Digital Assets Etc) Act 2025 Into Force

United Kingdom Technology

TS

The Sovereign Group

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Charges, Mortgages, Indemnities

Property Newsletter: New Year Edition

Welcome everyone to 2026, and to the first of this year's Gatehouse Property Newsletter (incorporating the answer to last month's "Who am I?" – thanks for all who played!).

United Kingdom Real Estate

GC

Gatehouse Chambers

Bonds – When and why are they reportable under MiFIR and EMIR?

Bonds are often used by governments to fund infrastructure projects or war spending.

United Kingdom Finance

TRAction

When Do Validations Kick In For Certain EMIR Refit Fields?

Reconciliation Phase II (Phase II) is to go live in April 2026 for EU EMIR and September 2026 for UK EMIR.

United Kingdom Finance

TRAction

Non-Bank Lending In The Spotlight: Does The UK's Approach To Calculating Bank Regulatory Capital Require Revisiting?

United Kingdom Finance

GT

Greenberg Traurig, LLP

Non-Bank Lending In The Spotlight – Does The System Of Calculating Regulatory Capital Require Revisiting?

United Kingdom Finance

GT

Greenberg Traurig, LLP

UK PRA PS 19/25—Securitisation Prudential Reforms

United Kingdom Finance

AO

A&O Shearman

Financial Regulation - In The Know: October 2025

United Kingdom Finance

AG

Addleshaw Goddard

Understanding Regulatory Risks In Home Purchase Plans vs. Traditional Regulated Mortgage Contracts

United Kingdom Finance

AG

Addleshaw Goddard

In Practice: Supreme Court Motor Finance Commission Ruling: What Next For Lenders?

United Kingdom Finance

TS

Travers Smith LLP

See more

Financial Services

The Accounting Risk In Convertible Loan Notes

For many businesses, particularly those operating in regulated or credibility-sensitive sectors, how funding appears on the balance sheet can materially affect stakeholder confidence, regulatory perception...

United Kingdom Finance

BL

Barnes Law

SFDR 2.0 In Focus: Key Industry Pressure Points And Early Signals From Council And European Parliament

As the market is forming a view on the Commission's SFDR 2.0 proposals, this article provides an overview of where the key industry voices are landing.

European Union Finance

KL

Herbert Smith Freehills Kramer LLP

HMRC's Tax Adviser Registration Regime – Delay For Financial Services Businesses

The Government intends to introduce a new requirement for tax advisers who interact with HMRC on behalf of clients to register with HMRC and meet minimum standards.

United Kingdom Finance

M

Macfarlanes LLP

Investment Management Update - March 2026

United Kingdom Finance

M

Macfarlanes LLP

Changes To Payment Safeguarding Rules: Are You Ready?

United Kingdom Finance

WB

Womble Bond Dickinson

The UK Treasury Committee Disagrees With Regulators’ Approach To Artificial Intelligence In The Financial Sector

United Kingdom Technology

BL

Borden Ladner Gervais LLP

UK Crypto Regulation Moves Forward: New Cryptoasset Regulated Activities: The FCA Gateway

United Kingdom Technology

WS

Winston & Strawn LLP

Tensions In The Middle East Continue To Drive Volatility In Currency Markets

United Kingdom Finance

IG

IR Global

Global Antitrust Enforcement Report Published

United Kingdom Anti-trust

AO

A&O Shearman

See more

Latest Videos

See more

What Differences Can Corporates Leverage Between US And UK Capital Markets? (Video)

BC

Bryan Cave Leighton Paisner

Episode 15: Budget Special & 2026 Predictions (Video)

AM

Alvarez & Marsal

Market Moves: The Latest Shifts In The Funds Market (Video)

JF

Jersey Finance Limited

Travers Smith's Alternative Insights: Should You Label Your Next Fund? (Podcast)

TS

Travers Smith LLP

Empowering Next Gen Wealth Creators Through Behavioural Finance (Podcast)

G

Guernsey Finance

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