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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

An Expansion Of 'Caremark'? Recent Delaware Chancery Decision May Suggest That

In 1996, the Delaware Supreme Court decided a case, In re Caremark International, Inc., where, for the first time, it recognized what is now called a Caremark claim.

United States Finance

JW

Jones Walker

Navigating Regional Sanctions Risks: Insights From The FinCEN Report On Iranian Shadow Banking

In October 2025, the U.S. Financial Crimes Enforcement Network (FinCEN) released its latest Financial Trend Analysis (FTA) on Iranian shadow banking.

United States Finance

AC

Ankura Consulting Group LLC

CLIENT ALERT: FinCEN Residential Reporting Rules Delayed Until March 1, 2026.

The U.S. Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) postponed the start date of the new requirements to report certain residential...

United States Finance

RM

Rich May

What Do Stablecoins Mean For Banks And The Future Of Finance?

As recently as 2019, the total value of stablecoins in circulation was just $1 billion. Today it's nearly $300 billion, and forecasts suggest that figure could reach $4 trillion by 2030.

United States Finance

KL

Herbert Smith Freehills Kramer LLP

SEC Exam Priorities: Key Topics For Asset Managers

United States Finance

D

Dechert

Anticipating Shutdown, CFPB Is Transferring Cases To DoJ

United States Finance

BS

Ballard Spahr LLP

Ninth Circuit Decision Underscores Preemption Limits, Spotlights State-Level Banking Risk

United States Finance

PL

Polsinelli LLP

Path Cleared For Registered Representative-Owned PSEs To Receive Transaction-Based Compensation

United States Finance

GT

Greenberg Traurig, LLP

Alan Kaplinsky Spotlighted On LexBlog's Real Lawyers Podcast (Video)

United States Finance

BS

Ballard Spahr LLP

Series SAFE Preferred: Next-Gen Financing Tool For Founders And Investors

United States Finance

M

Mintz

FTC Permanently Bans Small-Business Financing Firm And CEO For Alleged UDAP And Telemarketing Violations

United States Finance

SM

Sheppard Mullin Richter & Hampton

So You Want To Apply To Become A CFTC-Registered Designated Contract Market (DCM)? Here's What You Should Know

United States Finance

KM

Katten Muchin Rosenman LLP

CFPB Proposed Rule Dramatically Revises ECOA

United States Finance

SM

Sheppard Mullin Richter & Hampton

CFPB Says Its Funding Structure Is Unconstitutional But A New Bureau Director Is Nominated

United States Finance

SM

Sheppard Mullin Richter & Hampton

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Webinars

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Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

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Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 30 Apr 2025 | 2:00 PM

Mondaq | 2025 Law Firm Data Landscape Report

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Mondaq

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Project Finance

Banking Regulation

Asset Finance

U.S. Tax Planning For Israeli Investment In U.S. Real Estate: A Tale Of Scylla And Charybdis

U.S. real estate remains a favored asset class for foreign investment by Israeli residents. With the Israeli shekel currently being relatively strong against the U.S. dollar, investments in the U.S.

United States Real Estate

RP

Ruchelman PLLC

Insights On The NAV Lending Market – Full Year 2023

In the middle of 2023, we conducted an informal, small-scale survey to gather insights from prominent non-bank lenders on their activity in the net asset value (NAV) lending market for the first half of 2023.

United States Finance

PR

Proskauer Rose LLP

Blockchain+ Bi-Weekly

The past two weeks were filled with legislative activity as members of Congress worked to get digital asset legislation through committees prior to Congress going on its August break.

United States Technology

PL

Polsinelli LLP

SEC Adopts Money Market Fund Reforms And Changes To Reporting Requirements For Large Liquidity Fund Advisers

United States Finance

RG

Ropes & Gray LLP

MassMutual Direct Private Investments And MassMutual Asset Finance To Transition To Barings

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Mintz Venture Watch — Volume 2: A Report On Deal Trends From Q3 And Q4 2021

United States Commercial

M

Mintz

NBAA Article Assists Members With Tax Regulations On Meals And Entertainment

United States Transport

HK

Holland & Knight

Sale Or Assignment Of US Government Receivables – FACA Considerations

United States Finance

MB

Mayer Brown

Robare V. SEC: The D.C. Circuit "May" Have Punted On Key Disclosure Question, But Takes Clear Stand On "Willful" Conduct

United States Finance

RG

Ropes & Gray LLP

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Fund Management/ REITs

SEC Exam Priorities: Key Topics For Asset Managers

The SEC's Division of Examinations ("EXAMS") has released its annual examination priorities for fiscal year 2026 (the "2026 Examination Priorities").

United States Finance

D

Dechert

Reminder: Compliance With Amendments To Regulation S-P Is Required As Of December 3, 2025

In May 2024, the Securities and Exchange Commission (the "SEC") adopted amendments to Regulation S-P (the "Amendments"). Compliance with the Amendments...

United States Wealth Mgt

PR

Proskauer Rose LLP

Podcast Fair Lending Developments Under Trump 2.0 – Part 2

Today's episode marks the second of a two-part series, with Part One having been released on November 13th.

United States Finance

BS

Ballard Spahr LLP

Key Takeaways On The 2025 Infrastructure Market And 2026 Outlook From Infrastructure Investor America Forum

United States Finance

RG

Ropes & Gray LLP

IRS Takes A Second Look At The FIRPTA Look-Through Rule And Reverses Course

United States Tax

CW

Cadwalader, Wickersham & Taft LLP

Free Up Your Top Performers: Why Third-Party Audit Support Empowers Your Accounting Team For Growth

United States Accounting

R

Riveron

California Market-Based Sourcing Regulations: Effect On Asset Managers

United States Wealth Mgt

D

Dechert

APAC Monthly Private Wealth Legal Developments – October 2025

Worldwide Commercial

KL

Herbert Smith Freehills Kramer LLP

Global Survey Of ESG Regulations For Asset Managers

Worldwide Finance

KG

K&L Gates LLP

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Commodities/Derivatives/Stock Exchanges

So You Want To Apply To Become A CFTC-Registered Designated Contract Market (DCM)? Here's What You Should Know

In 2025, applications and inquiries to register with the Commodity Futures Trading Commission (CFTC or Commission) as a derivatives exchange have noticeably increased...

United States Finance

KM

Katten Muchin Rosenman LLP

Financial Markets And Funds Quick Take | Issue 44

Katten's Financial Markets and Funds Quick Take is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds.

United States Finance

KM

Katten Muchin Rosenman LLP

The Senate Speaks On Crypto Market Structure: The Agriculture Committee's Bipartisan Discussion Draft

On November 10, 2025, the Chairman of the U.S. Senate Committee on Agriculture, Nutrition, & Forestry ("Senate Agriculture Committee"), John Boozman (R-AR), and committee member Cory Booker...

United States Technology

CG

Cahill Gordon & Reindel LLP

CFTC's Tokenized Collateral Initiative: A Pivotal Step In Derivatives Modernization

United States Finance

C

Caldwell

APAC Monthly Private Wealth Legal Developments – October 2025

Worldwide Commercial

KL

Herbert Smith Freehills Kramer LLP

US Senate Agriculture Committee Unveils Digital Asset Market Structure Draft

United States Technology

ML

McMillan LLP

Senate Agriculture Committee Releases Bipartisan Crypto Market Structure Discussion Draft

United States Finance

DW

Davis Wright Tremaine

US Senate Banking Committee Unveils Digital Asset Market Structure Draft

United States Finance

ML

McMillan LLP

Senate Finance Committee Takes Up Taxation Of Digital Assets

United States Finance

KG

K&L Gates LLP

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Leasing

Subleasing Your Office Space? You May Have Triggered An Impairment Of Right-of-Use Assets

Adopting Accounting Standards Codification (ASC) 842, Leases, introduces new considerations for companies with leases. One such complex consideration is accounting for the potential impairment...

United States Accounting

ML

Marcum

Judge Albright Shifts Approach To Automaker Venue After Federal Circuit Reversal

Western District of Texas District Judge Alan D. Albright frequently found himself at odds with the Federal Circuit over his handling of transfer motions just a few years ago

United States Finance

RC

RPX Corporation

Aviation Finance Comparative Guide

Aviation Finance Comparative Guide for the jurisdiction of United States, check out our comparative guides section to compare across multiple countries

United States Transport

VP

Vedder, Price P.C.

Airline Lands A Significant Blow: Frontier And Carlyle Aviation Fight It Out In The Courts Over Breach Of Contract Claims

United States Transport

SG

Smith Gambrell & Russell

The FASB's Lease Accounting Rules Leave Restaurant Investors Searching For Deferred Rent

United States Accounting

AM

Alvarez & Marsal

Are Unmatured Lease Obligations Considered Noncontingent Debt For Purposes Of Calculating Eligibility To File A Subchapter v Bankruptcy?

United States Insolvency

TC

Thompson Coburn LLP

New Fed Policy On Extend And Hold Bank Loans For Retail Properties - Welcome Back To 2008

United States Finance

KR

Kane Russell Coleman Logan

State AGs And CFPB Stop Tempoe's Rhythm

United States Finance

KD

Kelley Drye & Warren LLP

Multistate And CFPB Enforcement Actions Against Lease Finance Company Tempoe

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

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Latest Videos

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Designated Gifts — Honoring Intent, Avoiding Liability (Video)

MB

Michael Best

Elizabeth Shortino Featured In Atlantic Council Panels (Video)

AM

Alvarez & Marsal

Reopening The IPO Window: Insights From The IPO Summit — Silicon Valley Edition (Video)

FL

Foley & Lardner

New Consumer Financial Services Fintech Business Opportunities Arising From Deregulation At The CFPB During Trump 2.0 – Part 1 (Podcast)

BS

Ballard Spahr LLP

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

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K&L Gates LLP

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