Australia: Finance and Banking

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

MiFID reporting remediation tips and traps – FCA's Market Watch 82

The FCA urges firms to enhance MiFID reporting through timely fixes, accurate back reporting & clear breach notifications.

Australia Finance

TRAction

Mission impossible? Cybersecurity and privacy for AFS licensees

Financial firms must improve cybersecurity to meet legal duties and protect against rising data breach risks.

Australia Finance

HN

Holley Nethercote

ASIC set to review debt management and credit repair services

ASIC will commence surveillance of this sector by reviewing how 100 licensees comply with the law.

Australia Finance

SG

Sophie Grace Pty Ltd

What You Need To Know About Buying And Selling A Financial Or Credit Services Business

This Info Sheet aims to provide useful information on the key considerations in an acquisition of a financial services or credit services business.

Australia Finance

SG

Sophie Grace Pty Ltd

A Bad Weekend for Deemed Service: Roberts Co (NSW) Pty Ltd v Sharvain Facades Pty Ltd (Administrators Appointed)

Australia Finance

PA

Piper Alderman

Funds Update - 18 July 2025

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

Flying with derivatives: Keeping airports grounded in a turbulent economy

Australia Finance

TRAction

Cruising with derivatives: staying afloat in choppy markets

Australia Finance

TRAction

Ban on conflicted remuneration for mortgage brokers and intermediaries – here to stay

Australia Finance

HN

Holley Nethercote

Breach Reporting In Financial Services And Application To Offence Provisions: Are You Over-Reporting?

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

The Regulatory Developments For FY25 That Fund Managers Can't Afford To Ignore

Australia Finance

KG

K&L Gates LLP

The big issue with issuing – Can it be done without holding an AFSL?

Australia Finance

HN

Holley Nethercote

ASIC floats IPO reforms to revitalise public markets

Australia Finance

CG

Cooper Grace Ward

Practical implications for authorised representatives of ASIC v BPS Financial appeal decision

Australia Finance

CC

Corrs Chambers Westgarth

Michael Byrnes appeared on Breakfast with Tim Webster on 2SM on 23 July 2025 to discuss workplace relationships and that Coldplay concert

Australia Employment

S

Swaab

Immigration And Australian Federal Election Campaign Promises

Australia Immigration

IL

Interstaff Immigration Agency

Skilled Visa Salary Thresholds To Increase To 4.6% From 1 July 2025

Australia Immigration

IL

Interstaff Immigration Agency

Visa Rules When Changing Employer Sponsors

Australia Immigration

IL

Interstaff Immigration Agency

It depends – Trust vesting

Australia Commercial

CG

Cooper Grace Ward

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Related Country Guides

Alternative Investment Funds

Capital Adequacy/BASEL

What to do when the derivative instrument's underlier has no ISIN under EMIR

This article discuss how to populate the ISIN.

Australia Finance

TRAction

ESMA's assessment of the MiFID Trade Reporting Framework

The consultation from October 2024 discusses the revisions proposed to the existing technical standards.

Australia Finance

TRAction

Is reporting at ‘position level' allowed for all EMIR Derivatives?

Position level reporting basically targets aggregated data to show overall exposure across the counterparties concerned.

Australia Finance

TRAction

Should OSFI Rethink AT1 Capital Requirements, Particularly For Federal Credit Unions?

Australia Finance

TL

Torys LLP

Are you taking reasonable steps to ensure your authorised representatives do not accept conflicted remuneration?

Australia Finance

SG

Sophie Grace Pty Ltd

Operational Resilience – Predicting The Unpredictable

Worldwide Finance

HS

Herbert Smith Freehills Kramer LLP

The 2019 EU Securitisation Regulations And The Australian RMBS Market

Australia Commercial

MB

Mayer Brown

PPSA in practice - big trouble in little security

Australia Commercial

BP

Bartier Perry

Tis' the season – Is there a case for seasonally adjusted covenants?

Australia Finance

KS

Kemp Strang Lawyers

See more

Debt Capital Markets

Lessons From Lifeplan: How Forensic Experts Bolster Legal Strategy

10 years on, FTI Consulting's work on the Lifeplan Australia Friendly Society Ltd case against two of Lifeplan's former employees and the Ancient Order of Foresters in Victoria Friendly Society Limited still offers rich and relevant insights into the intersection of forensic expert evidence and legal strategy.

Australia Litigation

FC

FTI Consulting

The big issue with issuing – Can it be done without holding an AFSL?

Issuing a financial product is a financial service and, therefore, would seem to require the issuer to hold an AFSL.

Australia Finance

HN

Holley Nethercote

Who's in control? Changes of control to a licensed entity and your obligations

Obligation of AFSL holders and credit licensees to determine whether there has been a change of control in their entity.

Australia Finance

HN

Holley Nethercote

Can you serve a statutory demand by email in Australia?

Australia Litigation

SL

Stonegate Legal

Setting Aside a Statutory Demand and Requirements for the Supporting Affidavit – BRC Group v Watagan Park [2025] VSCA 36

Australia Commercial

MD

McCarthy Durie Lawyers

Embracing Arbitration For Australian Financial Services Disputes

Australia Finance

CC

Corrs Chambers Westgarth

The Regulation Of Private Markets In Australia—Where To Next?

Australia Finance

JD

Jones Day

Yes, crypto currency is personal property!

Australia Finance

CG

Clifford Gouldson Lawyers

Regulatory Shifts Reshape Trade Reporting: Liquidity Provider Agreements Require Changes

Australia Finance

TRAction

See more

Corporate Finance

Speeding tickets: ASIC ramps up continuous disclosure enforcement

ASIC increases its enforcement of the continuous disclosure requirements of listed companies under the Corporations Act.

Australia Finance

DP

DLA Piper Australia

Disclosure and liability requirements for retail corporate bonds could be streamlined

Proposals to streamline disclosure and liability requirements for the retail corporate bond market have been released.

Australia Finance

CU

Clayton Utz

Appendix to our guide to the AIFM Directive: update post-ESMA advice

On 21 July 2011, the Alternative Investment Fund Managers Directive (Directive) came into force.

Australia Finance

NR

Norton Rose Fulbright Australia

The New R&D Tax Credit

MA

Moore Australia

Fact, fiction and securities lending

Australia Finance

CU

Clayton Utz

ASIC rewrites the rules on prospectuses

Australia Commercial

CU

Clayton Utz

"The Power of the Network" - ILPA updates its Private Equity Principles

Australia Finance

NR

Norton Rose Fulbright Australia

Private Equity newsletter

Australia Finance

NR

Norton Rose Fulbright Australia

The known unknowns: trading halts made easier by ASX

Australia Commercial

CU

Clayton Utz

See more

Charges, Mortgages, Indemnities

Green Finance In The Australian Commercial Property Market

Major banks have offered green loan products to fund energy efficient commercial properties.

Australia Finance

PA

Piper Alderman

2025 Banking Code of Practice - key changes affecting lenders and borrowers

The Banking Code of Practice 2025 introduces significant changes to the previous banking code.

Australia Finance

BP

Bartier Perry

ESMA's assessment of the MiFID Trade Reporting Framework

The consultation from October 2024 discusses the revisions proposed to the existing technical standards.

Australia Finance

TRAction

Understanding Unregulated Business Loans

Australia Finance

MF

Matthews Folbigg Lawyers

Default Dilemma: Mortgagee in Possession vs Receivership

Australia Finance

W

Worrells

Failing to Register a PPSR Security Interest on Time – Legal Risks and Options

Australia Finance

S

Swaab

Could a bank enforce a loan agreement with a forged signature? Which case won?

Australia Finance

S

Stacks Law Firm

How Does Refinancing Your Home Loan After Divorce Work?

Australia Finance

U

Unified Lawyers

Is reporting at ‘position level' allowed for all EMIR Derivatives?

Australia Finance

TRAction

See more

Latest Videos

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Insights into the Australian Economic Environment in 2023

CP

Cathro & Partners

It Depends – Can my SMSF engage a related party builder?

CG

Cooper Grace Ward

Monitoring your Licence Number through Google Alerts

SG

Sophie Grace Pty Ltd

Signing loan documents electronically

BP

Bennett & Philp Lawyers

Streaming series | Why are there fewer streaming transactions in Australia than in North America?

NR

Norton Rose Fulbright Australia

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