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Cadwalader, Wickersham & Taft LLP
A firm operating a NYSE floor broker business settled NYSE charges for failing to detect that the firm's floor brokers entered competing orders associated with the same parent order.
Cadwalader, Wickersham & Taft LLP
A firm settled FINRA charges for failing to properly supervise certain types of variable annuity transactions and to monitor variable annuity exchanges.
Alston & Bird
The CFPB's inconsistent statements about the need for flexibility to address the pandemic suggest a deeper game afoot.
Husch Blackwell LLP
A unit owner stopped paying assessments. The condominium association properly recorded and perfected a lien against the unit for those assessments. Under the applicable Oregon statute, the condo association lien is...
Cadwalader, Wickersham & Taft LLP
A firm settled NYSE Arca and NYSE American charges for incorrectly entering order receipt and entry times on its brokerage memoranda.
Cadwalader, Wickersham & Taft LLP
In two publications, the CFPB reported findings from analyses of pandemic-related mortgage forbearance and delinquencies and from consumer complaints.
Riker Danzig Scherer Hyland & Perretti
The Court of Appeals for Arizona, Division 1, recently held that in the title insurance context, when an insurer agrees to defend its insured against a third party...
Cadwalader, Wickersham & Taft LLP
A proprietary trading firm settled NYSE American LLC ("NYSE American") charges for incorrectly marking sell orders.
K&L Gates
On 5 April 2021, the Consumer Financial Protection Bureau (CFPB) solicited comments on proposed amendments to Regulation X, which amendments are intended to assist mortgage borrowers impacted...
Cadwalader, Wickersham & Taft LLP
The CFPB delayed the compliance date for an amendment to the definition of the General Qualified Mortgage ("General QM") category under Regulation Z.
Cadwalader, Wickersham & Taft LLP
A reverse mortgage lender settled CFPB charges for sending advertisements to senior citizens that misrepresented the costs and risks associated with the lender's loans.
Kelley Drye & Warren LLP
Kelley Drye's Washington, DC Business Group is pleased to share the following transactions that we have closed over the past year...
Mayer Brown
The Consumer Financial Protection Bureau is finalizing its proposal to extend until October 1, 2022
Squire Patton Boggs LLP
Correction to the original article: First American Title Insurance Company is not associated or involved with the March 3, 2021 consent decree between Residential Mortgage and New York ...
Cadwalader, Wickersham & Taft LLP
A firm settled FINRA charges for negligently misrepresenting cost basis information on numerous Forms 1099 and customer account statements.
Sheppard Mullin Richter & Hampton
On April 5, the Consumer Financial Protection Bureau ("CFPB") proposed amendments to Regulation X with the effect of preventing foreclosure on certain residential mortgage loans until January 1, 2022
Akin Gump Strauss Hauer & Feld LLP
On March 3, 2021, the New York Department of Financial Services (DFS) announced that Residential Mortgage Services, Inc. ("Residential Mortgage" or the "Company") would pay a $1.5 million penalty for...
Mayer Brown
On April 7, 2021, the proposed New York "legislative solution" for legacy USD LIBOR contracts became Article 18-C of the New York General Obligations Law.
Cadwalader, Wickersham & Taft LLP
A firm settled FINRA charges for failing to establish a supervisory system designed to monitor employees' outside brokerage accounts.
Arnold & Porter
On March 3, 2021, the New York Department of Financial Services (NYDFS) announced its execution of a consent order (the Order) with Residential Mortgage Services, Inc. (RMS), a NYDFS-licensed mortgage
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