Worldwide: Financial Services

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

SEC Staff Issues Holding Foreign Insiders Accountable Act FAQs

The staff of the SEC's Division of Corporation Finance has issued the responses described below to frequently asked questions relating to the initial Section...

United States Commercial

AP

Arnold & Porter

Max Maisonrouge Contributes To The Bretton Woods Committee's Paper On Tokenized Assets

In the last five years, digital assets have risen to promi nence globally. Their transformative potential has been widely acknowledged.

Worldwide Technology

KM

Katten Muchin Rosenman LLP

Weekly Blockchain Monitor – March 16, 2026

A major U.S. financial institution that operates one of the world's largest card payment networks recently announced its Crypto Partner Program, which it described as "a new global initiative that brings together more...

United States Finance

B

BakerHostetler

Tilting At Windmills: Defending Overconcentration Claims In Today's Index-Driven Equity Markets

Sancho Panza dispensed this practical wisdom over 400 years ago, and his sage advice survives as a fundamental tenet of Modern Portfolio Theory.

United States Finance

KM

Katten Muchin Rosenman LLP

UK-Based AIFM Regulatory Hosting SEC Compliance Requirements For Serving US Clients

Worldwide Finance

KM

Katten Muchin Rosenman LLP

Common Ground: The SEC And CFTC Enter Historic Memorandum Of Understanding Aimed At Harmonizing Regulatory Interests

United States Finance

KM

Katten Muchin Rosenman LLP

New Executive Orders Aim To Promote Access To Mortgage Credit And Expand Construction Of Affordable Homes

United States Real Estate

MB

Mayer Brown

US Senate Advances Housing Legislation That Includes A Ban On Institutional Investors Purchasing Single-Family Homes

United States Real Estate

MB

Mayer Brown

Game Changer: CFTC Clarifies Sports Contracts Listing Standards And Seeks Input On Event Contracts More Generally

United States Finance

KM

Katten Muchin Rosenman LLP

Raising The Limit: FINRA Amends Gift Rule (Rule 3220)

United States Finance

SA

Skadden Arps Slate Meagher & Flom

Reading The Tea Leaves: Forthcoming Regulatory Scrutiny Of Prediction Markets

United States Finance

PC

Pryor Cashman LLP

Proposed Regulations Affect Arbitrage Rules For Tax-Exempt Bonds

United States Tax

KR

Kutak Rock LLP

From Penalty To Parity: The SEC Rethinks Stablecoin Risk

United States Technology

SM

Sheppard, Mullin, Richter & Hampton LLP

Consumer Financial Enforcement: States To Watch In 2026

United States Finance

SA

Skadden Arps Slate Meagher & Flom

What Every Multinational Should Know About…Managing The Aftermath Of The Supreme Court's IEEPA Tariff Decision (Part I)

United States International

FL

Foley & Lardner

How American 'Jock Tax' And State Income Tax Affect NFL Players, Other Professional Athletes: The Sam Darnold Super Bowl Example

United States Tax

RS

Rotfleisch & Samulovitch P.C.

Littler Lounge: Just Cause For A Chat About Corrective Actions (Podcast)

United States Employment

LM

Littler Mendelson

Debt's Grip: What Consumer Bankruptcy Reveals About Financial Risk In America (Podcast)

United States Insolvency

BS

Ballard Spahr LLP

Signed, Sealed, But Not Delivered? Don't Wonder About Taxes Under New Postal Service Rules

United States Tax

N

Nossaman LLP

Private Markets Go Public: Inside The SEC's Push For Retail Participation

Expanding retail access to private markets and alternative investments is top of mind for the current administration and Congress.

United States Commercial

KM

Katten Muchin Rosenman LLP

Eight Takeaways After Seven Weeks Of OFAC's Six — Wait, Seven — New And Updated General Licenses For Venezuela

The U.S. Department of the Treasury's Office of Foreign Assets Control (OFAC) issued six new general licenses, and updated a seventh that allow for many activities related...

Worldwide Finance

CM

Crowell & Moring LLP

CFTC Issues Parallel Actions On Prediction Markets — Key Takeaways For Designated Contract Markets

On March 12, 2026, the Commodity Futures Trading Commission ("CFTC") issued two significant pronouncements regarding prediction markets.

United States Finance

ML

Milbank LLP

Federal Court Allows Earned Wage Access Claims Under TILA And MLA To Proceed

On March 5, the U.S. District Court for the Northern District of Illinois denied a fintech provider’s motion to dismiss a proposed class action alleging that its earned wage access (EWA) products violated the Truth in Lending Act (TILA) and the Military Lending Act (MLA).

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

CFTC Issues Request For Comment And Staff Advisory On Prediction Markets

United States Finance

MB

Mayer Brown

FTC Signals Enforcement Priorities For Consumer Protection In 2026

United States Consumer

SM

Sheppard, Mullin, Richter & Hampton LLP

NYDFS Teases Extensive New BNPL Requirements In Pre-Proposal Rulemaking Activity

United States Finance

MB

Mayer Brown

Oregon Moves To Opt Out Of Federal Interest-Rate Exportation For Consumer Loans

United States Consumer

SM

Sheppard, Mullin, Richter & Hampton LLP

United States Technology

LS

Lowenstein Sandler

CFTC'S Tokenized Collateral Guidance: Integrating Blockchain Into Derivatives Markets

United States Finance

CG

Cahill Gordon & Reindel LLP

Risk Management Optimization: The Path To Operational Resilience And Cost Reduction For Financial Institutions

United States Finance

AC

Ankura Consulting Group LLC

Do Your Insider Trading Policies Cover The Prediction Markets? Should They?

United States Commercial

PR

Proskauer Rose LLP

CFTC And SEC Strengthen Regulatory Coordination Through Memorandum Of Understanding

United States Finance

LS

Lowenstein Sandler

Podcast - States Propose New Laws Affecting Healthcare Real Estate Investors And Owners

United States Healthcare

HK

Holland & Knight

Risk Management Optimization: The Path To Operational Resilience And Cost Reduction For Financial Institutions

The banking world is at a turning point in 2026. While the complexity of the global financial system has not decreased, the regulatory cadence has shifted.

United States Finance

AC

Ankura Consulting Group LLC

Do Your Insider Trading Policies Cover The Prediction Markets? Should They?

Prediction markets now offer contracts tied directly to public company events—including stock price movements, earnings call language, regulatory outcomes, corporate announcements...

United States Commercial

PR

Proskauer Rose LLP

CFTC And SEC Strengthen Regulatory Coordination Through Memorandum Of Understanding

On March 11, the SEC and the CFTC (the Agencies) announced a new MOU designed to strengthen coordination between the Agencies on regulatory matters involving overlapping jurisdictions.

United States Finance

LS

Lowenstein Sandler

Podcast - States Propose New Laws Affecting Healthcare Real Estate Investors And Owners

When a handful of healthcare deals begins driving public policy, the ripple effects can reshape entire industries, including real estate.

United States Healthcare

HK

Holland & Knight

Where's My MOIC | Is The Story Supported By The Numbers?

United States Finance

AC

Ankura Consulting Group LLC

No Guesswork: Building A Playbook For Family Office Private Fund Investing

For sophisticated investors, including family office principals and executives, investing in private funds requires more than a red flag review of the governing agreement...

United States Commercial

SR

McDermott Will & Schulte

Credibly Challenged Podcast Interview With Alec Crawford Founder Of Verapath

Matt Bisanz interviews Alec Crawford, founder of Verapath, about how financial institutions are identifying and managing risks from artificial intelligence.

United States Finance

MB

Mayer Brown

Make The Right Move: Hedge Fund Investing For Family Offices

Reports suggest that most family offices allocate capital to alternative assets, with a good portion of that capital flowing into hedge funds.

United States Finance

SR

McDermott Will & Schulte

No $713 Million Deduction In Partnership Basis-Shifting Transaction

The U.S. Tax Court issued its decision in Otay Project LP v. Commissioner, sustaining the IRS' disallowance of more than $713 million in deductions attributable...

United States Tax

HK

Holland & Knight

Implementing GENIUS: OCC Proposes Rules For Payment Stablecoin Issuers

United States Finance

D

Dechert

Invest With Confidence: Private Equity Funds For Family Offices

United States Commercial

SR

McDermott Will & Schulte

Capital Snapshot: A Monthly Overview Of The Issues, Events, And Timelines Driving Federal Policy Decisions

United States Government

AP

Arnold & Porter

Family Office Investing In Private Funds: The Principal’s Short-list

United States Finance

SR

McDermott Will & Schulte

NVIDIA's New Report Shows Insights Into Use Cases And Benefits Of AI In The Financial Sector

United States Technology

BL

Borden Ladner Gervais LLP

FinReg Monthly Update

Worldwide Finance

PR

Proskauer Rose LLP

Today’s Podcast Episode: Agentic AI In Consumer Financial Services: Opportunities, Risks, And Emerging Legal Frameworks

United States Finance

BS

Ballard Spahr LLP

From Statute to Supervision: Preparing for New York's New BNPL Regulatory Regime

United States Finance

HK

Holland & Knight

Guaranteed Cooperation: Recourse Liability For Hindering A Lender's Exercise Of Remedies

United States Real Estate

FB

FBT Gibbons

Smart Healthcare Transaction Categorization: Transforming Chaos Into Clarity With AI-Powered Precision

United States Healthcare

AC

Ankura Consulting Group LLC

U.S. Department Of Labor Changes Criteria For Determining Whether A Worker Is Properly Classified As An Employee

United States Employment

LB

Lewis Brisbois Bisgaard & Smith LLP

Mid-Market Tax Credit Changes To Watch In 2026

United States Tax

MG

MGO CPA LLP

Updates Regarding Section 16 And Foreign Private Issuers

United States Commercial

ST

Simpson Thacher & Bartlett

Good Faith And Fair Dealing In Fund Finance Transactions

United States Finance

MB

Mayer Brown

Shadow Banking And Private Credit: What It Is, Why It's Used, And Why It's In The News

United States Finance

FB

FBT Gibbons

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Highlighted Content

Subscription Credit Facilities: Concentration Limits

United States Finance

MB

Mayer Brown

Can, And Should, The U.S. Government Develop A CBDC System?

United States International

BG

Braumiller Law Group, PLLC

ImpactDAOs: Shaping The Future Of Regenerative Organizations

United States Technology

BG

Braumiller Law Group, PLLC

Evolving Legal Issues For NFTs

United States Technology

BG

Braumiller Law Group, PLLC

Executive Order On Digital Assets A Welcome Start To Responsible Regulation

United States Technology

BG

Braumiller Law Group, PLLC

Approaches To Regulation For Decentralized Finance

United States Technology

BG

Braumiller Law Group, PLLC

Developing Digital Approaches To Trade Finance

United States International

BG

Braumiller Law Group, PLLC

Latest Videos

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2026 Extended Reality Legal Primer: Risk, Regulation, And Strategy (Video)

G

Gamma Law

Banking Litigation Podcast EP58: Monthly Update – January/February 2026

KL

Herbert Smith Freehills Kramer LLP

Referral Networks, Market Uncertainty And "Pipeline To Prosperity": A Conversation With TMA Chicago/Midwest Chapter President Sandy Prabhakar (Podcast)

KM

Katten Muchin Rosenman LLP

Debt's Grip: What Consumer Bankruptcy Reveals About Financial Risk In America (Podcast)

BS

Ballard Spahr LLP

Implications Of The CFPB's Proposed Rule Under The Equal Credit Opportunity Act (Podcast)

MB

Mayer Brown

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