Kramer Levin's Funds Talk provides legal commentary on the news and events that matter most to asset managers and funds.
Topics covered in this issue include:
The SEC's Office of Compliance Inspections and Examinations (OCIE) released its yearly examination priorities in order to enhance transparency and outline its current focus on compliance and enforcement activities. Kevin P. Scanlan breaks down what you need to know.
Over the past several years, a number of transactions in the credit default swap (CDS) market have been scrutinized by the public, market participants and regulators. Fabien Carruzzo, Steven S. Sparling, Daniel King and Maxim M.L. Nowak review what participants in the CDS market must be aware of.
- The California Consumer Privacy Act Has Gone Into Effect: Implementation and Next Steps for Impacted Companies
In this article, published in the January issue of ABI, Stephen D. Zide and Joseph Shifer examine the dispute and court ruling in the Sears Holding Corp bankruptcy case on whether a secured creditor's collateral decreased in value for adequate protection purposes.
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.