United States: Financial Services

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

State Lending Guidance For Consumer Accommodations During The Government Shutdown

As the government shutdown, which began on October 1, 2025, continues, multiple states, including Oregon, Washington, Arizona and most recently, Pennsylvania, have issued guidance encouraging finance companies...

United States Finance

RB

Reinhart Boerner Van Deuren s.c.

Are You Using 'Finfluencers': Practical Guidance For CFTC-Registered Derivatives Intermediaries And Exchanges

Retail participation in futures, forex and swaps has accelerated markedly in recent years, propelled by low-cost access, mobile platforms and growing interest in crypto-referenced instruments...

United States Finance

KM

Katten Muchin Rosenman LLP

Ten Minute Interview: Investment Professionals And Family Offices (Video)

Brian Lucareli, director of Foley Private Client Services (PCS) and co-chair of the Family Offices group, sits down with Evan Stone, partner and member of our Fund Formation and Investment Management group, for a 10-minute interview to discuss the relationship between investment professionals and family offices.

United States Finance

FL

Foley & Lardner

CFPB Withdraws 'Fine Print' Rule

On Oct. 29, 2025, the Consumer Financial Protection Bureau (CFPB) withdrew its proposed rule that would have required certain nonbank financial companies...

United States Finance

GT

Greenberg Traurig, LLP

Oklahoma Issues Memo Detailing New Digital Asset Kiosk Licensing Requirements

United States Finance

SM

Sheppard Mullin Richter & Hampton

Sheppard Mullin Guides Village Roadshow To Complete Legal Victory And Industry-Shaping Asset Sale In Chapter 11

United States Insolvency

SM

Sheppard Mullin Richter & Hampton

Illinois Federal Court Allows Conversion Claim Against Law Firm Over IOLTA Funds

United States Litigation

PL

Patterson Law Firm

U.S. Federal Reserve Requests Comment On Proposal To Enhance The Transparency And Accountability Of Annual Stress Tests And Proposed Scenarios For 2026 Stress Tests

United States Finance

KL

Herbert Smith Freehills Kramer LLP

A New Era For Banking: What President Trump's Debanking Executive Order And Related State Laws Mean For Financial Institutions, Government, And Banking Customers – Part 2 (Podcast)

United States Finance

BS

Ballard Spahr LLP

Cashing In On Preemption: Kalshi Lawsuits Preview The Future Of Gambling Regulations

United States Media & IT

B

Benesch Friedlander Coplan & Aronoff LLP

Judge Delays Effective Dates Of CFPB's Open Banking Rule

United States Finance

BS

Ballard Spahr LLP

Navigating Market Cycles And Risk Management With Ran Eliasaf (Podcast)

United States Real Estate

AY

A.Y. Strauss

United States Technology

LS

Lowenstein Sandler

DFPI Fines Kiosk Operator $675,000 For Alleged Violations Of The Digital Financial Assets Law

United States Technology

SM

Sheppard Mullin Richter & Hampton

Federal Court Blocks Enforcement Of Texas Proxy Advisor Disclosure Law

United States Commercial

SM

Sheppard Mullin Richter & Hampton

California Air Resources Board Publishes Draft SB 261 Guidance

United States Commercial

RG

Ropes & Gray LLP

[PODCAST] Utilizing Co-Mediation - Bringing Together Multiple Perspectives To Reach Effective Settlements

United States Litigation

J

JAMS

Banking Industry Outlook: U.S. Banking M&A Surge Arrives In Q3

United States Compliance

AC

Ankura Consulting Group LLC

Importing Steel Into Mexico A Pillar Of Compliance For Suppliers Trading With Mexico

United States International

BG

Braumiller Law Group, PLLC

Client Alert: DOJ's New Affirmative Litigation Branch: What It Means For Companies Caught In The Crossfire

The Department of Justice has quietly created a new power center that will expand its ability to pursue investigations and bring politically charged lawsuits against both corporations and state actors.

United States Litigation

JB

Jenner & Block

Court Dismisses Overly-Technical Claim That FDCPA Applies To Communications With Vendors Mailing Collection Letters

The Fair Debt Collection Practices Act (FDCPA) imposes various requirements on debt collectors aimed to protect consumers' privacy rights and prevent consumer abuse.

United States Finance

KM

Katten Muchin Rosenman LLP

Bracewell Explains: Clean Ammonia Finance Facilities (Video)

Clean ammonia, produced with clean hydrogen, presents a lower-carbon alternative to traditional production methods, which are estimated to emit 500 million tons of carbon dioxide each year.

United States Energy

B

Bracewell

New ECB Guide On Outsourcing Cloud Services To Cloud Service Providers

Although formally non-binding, the ECB states that JSTs will use the ECB Guide on outsourcing cloud services to cloud service providers as a benchmark in supervisory assessments, which sets expectations that companies will adopt the recommended practices.

European Union Finance

JD

Jones Day

Navigating Crypto Regulatory Framework In 2025

United States Finance

AC

Ankura Consulting Group LLC

Back Leverage In European CRE: Key Structures

Worldwide Finance

RG

Ropes & Gray LLP

Financial Markets And Funds Quick Take | Issue 43

United States Finance

KM

Katten Muchin Rosenman LLP

Exceptional Alignment: Rethinking Fund Economics In European Private Equity

United States Finance

WG

Weil, Gotshal & Manges LLP

Financing Nonlegal Asset Acquisitions In Law Firm MSO Partnerships: What Investors Should Know

United States Commercial

HK

Holland & Knight

FINRA Announces Probe Of Broker-Dealers' Small-Cap Foreign Activity

United States Criminal

B

BakerHostetler

REIT Privatizations In 2025: A Ripe Opportunity

United States Finance

WG

Weil, Gotshal & Manges LLP

Federal Court Halts Implementation Of CFPB's Open Banking Rule

United States Finance

SM

Sheppard Mullin Richter & Hampton

FCA Updates Treasury Select Committee On Non-Financial Misconduct: Now Is The Time To Take Action

United States Finance

RG

Ropes & Gray LLP

FAQ: 6 Financial System Risks Every Tribal Casino Should Know

United States Finance

MG

MGO CPA LLP

REIT Privatizations In 2025: A Ripe Opportunity

In 2024, companies were reluctant to commit themselves to funding additional investments, including real estate investments.

United States Finance

WG

Weil, Gotshal & Manges LLP

Federal Court Halts Implementation Of CFPB's Open Banking Rule

On October 29, the U.S. District Court for the Eastern District of Kentucky granted a preliminary injunction prohibiting the Consumer Financial Protection Bureau from enforcing its Personal Financial Data Rights Rule...

United States Finance

SM

Sheppard Mullin Richter & Hampton

FCA Updates Treasury Select Committee On Non-Financial Misconduct: Now Is The Time To Take Action

On October 16, the Financial Conduct Authority (FCA) sent a letter to the Treasury Select Committee providing an update on its approach to non-financial misconduct (NFM) and a response...

United States Finance

RG

Ropes & Gray LLP

FAQ: 6 Financial System Risks Every Tribal Casino Should Know

Many Tribal casinos rely on legacy financial systems that create security gaps and increase the risk of fraud or cyberattack.

United States Finance

MG

MGO CPA LLP

Weekly Blockchain Blog – November 3, 2025

United States Finance

B

BakerHostetler

Final NYDFS Cybersecurity Rules Take Effect: What Financial Services Companies Must Do Now

As of November 1, 2025, two critical updates to the New York Department of Financial Services (NYDFS) Cybersecurity Regulation (the Cybersecurity Regulation or "Part 500") took effect for Financial Services Companies.

United States Technology

SJ

Steptoe LLP

High Stakes, Hard Truths: COP30 Expectations Amid Geopolitical Fragmentation (Podcast)

Billing COP30 as the "Implementation COP" raises hopes that it will drive concrete progress toward the Paris Agreement's goals. Yet, amid rapid geopolitical shifts, what outcomes can we realistically expect?

Worldwide Environment

AO

A&O Shearman

Shifting Tides: A Reallocation Of LP Capital From The U.S. To Europe

A growing proportion of limited partners ("LPs"), in particular large institutional investors, are redirecting capital from U.S.-focused private fund managers toward European managers.

United States Finance

WG

Weil, Gotshal & Manges LLP

Lowenstein Crypto advises leading digital asset and cryptocurrency projects, exchanges, and trading firms.

United States Technology

LS

Lowenstein Sandler

John Reichert Shares Insights On Fraud Prevention With Milwaukee Business Journal

United States Commercial

RB

Reinhart Boerner Van Deuren s.c.

FINRA Announces Targeted Review Of Small-Cap Foreign Offerings

United States Finance

B

Bracewell

DFPI Orders Lender To Pay $1 Million For Alleged Violations Of The Fair Access To Credit Act

United States Consumer

SM

Sheppard Mullin Richter & Hampton

Update On Managing Risk Related To Third-Party Service Providers

United States Finance

JW

Jones Walker

Navigating Defence And Responsible Investment – 8 Key Points

United States International

WG

Weil, Gotshal & Manges LLP

Compliance Notes - Vol. 6, Issue 22

United States Compliance

N

Nossaman LLP

FinCEN Releases Data Showing $9 Billion In Iranian Shadow Banking Activity

United States Criminal

BS

Ballard Spahr LLP

A New Era For Banking: What President Trump's Debanking Executive Order And Related State Laws Mean For Financial Institutions, Government, And Banking Customers – Part 1 (Podcast)

United States Finance

BS

Ballard Spahr LLP

Federal Reserve Governor Waller Introduces "Skinny" Master Account Concept And Signals Support For Payments Innovation

United States Finance

MB

Mayer Brown

Investment Management & Funds Regulatory Update - October 2025

United States Technology

DP

Davis Polk & Wardwell

Web 3.0 And M&A Transactions— Emerging Issues

United States Finance

CG

Cahill Gordon & Reindel LLP

Democratic Senators Accuse Trump Administration Of Trying To Abolish CFPB By Failing To Fund It

United States Consumer

BS

Ballard Spahr LLP

CFPB Withdraws Repeat Offender And Form Contract Registry Proposals

United States Finance

SM

Sheppard Mullin Richter & Hampton

EU-U.S. Asset Management Insights, Live From Luxembourg (Podcast)

Worldwide Wealth Mgt

AO

A&O Shearman

CFPB Issues Rule That FCRA Preempts State Measures Barring Medical Debt

United States Finance

GP

Goodwin Procter LLP

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Highlighted Content

Subscription Credit Facilities: Concentration Limits

United States Finance

MB

Mayer Brown

Can, And Should, The U.S. Government Develop A CBDC System?

United States International

BG

Braumiller Law Group, PLLC

ImpactDAOs: Shaping The Future Of Regenerative Organizations

United States Technology

BG

Braumiller Law Group, PLLC

Evolving Legal Issues For NFTs

United States Technology

BG

Braumiller Law Group, PLLC

Executive Order On Digital Assets A Welcome Start To Responsible Regulation

United States Technology

BG

Braumiller Law Group, PLLC

Approaches To Regulation For Decentralized Finance

United States Technology

BG

Braumiller Law Group, PLLC

Developing Digital Approaches To Trade Finance

United States International

BG

Braumiller Law Group, PLLC

Latest Videos

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Cari's Legal Exchange: Regulatory Risks And Enforcement Realities — Part 2 (Video)

WS

Winston & Strawn LLP

Reopening The IPO Window: Insights From The IPO Summit — Silicon Valley Edition (Video)

FL

Foley & Lardner

Launching An MGU In Today's Market (Video)

AM

Alvarez & Marsal

A Deep Dive Into The Fight For The CFPB's Survival (Podcast)

BS

Ballard Spahr LLP

Event Contracts: Financial Innovation Or Gambling Back Door? (Video)

G

Gamma Law

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