United States: Financial Services

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

FDIC Proposes Greater Flexibility For Digital And ATM Signage Requirements

On August 19, 2025, the Federal Deposit Insurance Corporation (FDIC) Board of Directors published a Notice of Proposed Rulemaking to update regulations on how banks display the FDIC...

United States Finance

GP

Goodwin Procter LLP

SBA Directs Financial Institutions To End, Correct Debanking Actions

Citing President Trump's Executive Order, the SBA has sent letters to its network of more than 5,000 lenders instructing them to end what the Trump Administration said is politicized or unlawful debanking.

United States Finance

BS

Ballard Spahr LLP

Investment Management & Funds Regulatory Update - August 2025

In this issue, we discuss an ADI issued by the SEC's Division of Investment Management regarding registered closed-end funds of private funds, as well as a recent enforcement action involving...

United States Finance

DP

Davis Polk & Wardwell

Treasury Department Seeks Comment On Methods To Detect Illicit Activity Involving Digital Assets

Welcome to Goodwin's Financial Services News Roundup. Our newsletter highlights important legal, regulatory, and business developments related to financial services and banking.

United States Finance

GP

Goodwin Procter LLP

SEC Introduces Capital Markets Data Visualizations Page

United States Commercial

GP

Goodwin Procter LLP

CFPB Returns To Rulemaking On Personal Financial Data Rights Rule 1033

United States Finance

MV

Moore & Van Allen

CFPB Files Complaint Against Synapse Financial Technologies

United States Technology

BS

Ballard Spahr LLP

CFPB Enters A Proposed Agreement With Banking-as-a-Service Platform After Failure To Maintain Records Following Bankruptcy

United States Finance

GP

Goodwin Procter LLP

United States Technology

LS

Lowenstein Sandler

District Court Allows Federal TILA And Maryland Consumer Loan Law Claims To Move Forward Against Earned Wage Access Provider

United States Finance

SM

Sheppard Mullin Richter & Hampton

Illinois Proposes Regulations For Shared Appreciation Agreements Under The Residential Mortgage License Act

United States Finance

SM

Sheppard Mullin Richter & Hampton

Wyoming Launches First State-Issued Stable Token

United States Technology

SM

Sheppard Mullin Richter & Hampton

CFPB Proposes Rule Narrowing Nonbank Supervisory Authority Under CFPA

United States Finance

SM

Sheppard Mullin Richter & Hampton

CFPB Issues Proposed Rule On Standard For "Risks To Consumers"

United States Finance

SJ

Steptoe LLP

New Montana State Income And Property Taxes For 2025 & 2026

United States Tax

PB

Parsons Behle & Latimer

Arbitration Essentials: How To Initiate And Navigate An International Arbitration, Part 2: Hearings

United States Litigation

J

JAMS

From 1925 To Today: How The FAA Transformed Dispute Resolution - The Importance Of Preserving The Core Values Of Arbitration

United States Litigation

J

JAMS

Bridging Cultures, Avoiding Disputes: Why Construction Needs Partnering Dialogue More Than Ever

United States Litigation

J

JAMS

2025 Trade Policy Agenda Provides Rationale For Trump Tariff Actions

United States International

BG

Braumiller Law Group, PLLC

SEC Staff Clarifies Stance On Liquid Staking

The Staff of the Division of Corporation Finance clarified in a recent Statement that certain liquid staking activities, like protocol staking, do not involve the offer or sale of securities...

United States Finance

D

Dechert

Today's Podcast Episode: A Deep Dive Into The Fight For The CFPB's Survival

We recently wrote about the August 15th D.C. Circuit Court of Appeals decision in the lawsuit brought by the labor unions representing CFPB employees...

United States Finance

BS

Ballard Spahr LLP

Overdraft Practices Under Reg E: Regulatory Evolution, Compliance Risks, And Enforcement Trends

Overdraft fees have been a persistent concern for lawmakers and regulators since the rise of electronic banking in the late 20th century. The Electronic Fund Transfer Act, or EFTA, was enacted in 1978...

United States Finance

WS

Winston & Strawn LLP

CFPB Proposes Legal Standard Applicable To Supervisory Designation Proceedings

The CFPB on Aug. 26, 2025, issued a proposed rule to adopt a legal standard applicable to supervisory designation proceedings

United States Finance

HK

Holland & Knight

CFPB Seeks Comments And Data On Revised Open Banking Rule

United States Finance

HK

Holland & Knight

SEC Charges Private Equity Adviser For Management Fee Offset Practices Inconsistent With Governing Documents

United States Finance

ST

Simpson Thacher & Bartlett

CFPB Drops Probe Of Credova Financial LLC, Saying It Was Politically Motivated 'Debanking'

United States Finance

BS

Ballard Spahr LLP

Republican Senators Ask Financial Regulators To Overhaul Matters Requiring Attention Process

United States Finance

BS

Ballard Spahr LLP

A Deep Dive Into The Fight For The CFPB's Survival (Podcast)

United States Finance

BS

Ballard Spahr LLP

Unlocking Value In The MedSpa Sector: A Financial Due Diligence Perspective

United States Finance

AC

Ankura Consulting Group LLC

Three Key Takeaways From The NY DFS HealthPlex Settlement

United States Technology

SJ

Steptoe LLP

Just Over Two Weeks To Complete EDGAR Next Enrollment

United States Finance

KM

Katten Muchin Rosenman LLP

How The New Executive Order On Fair Banking Redefines Financial Inclusion And Tackles The Impact Of De-Risking

United States Finance

PC

Perkins Coie LLP

CFTC's DMO Issues No-Action Letter Providing Relief From Swap Data Error Correction Notification Requirements

United States Finance

SJ

Steptoe LLP

Three Key Takeaways From The NY DFS HealthPlex Settlement

On August 14, 2025, the NY Department of Financial Services (NY DFS) entered into a consent order with Healthplex, LLC, fining the insurance agent and adjuster $2 million...

United States Technology

SJ

Steptoe LLP

Just Over Two Weeks To Complete EDGAR Next Enrollment

In 2024, the United States Securities and Exchange Commission (SEC) adopted "EDGAR Next," which involved amendments intended to provide an easier method of accessing and managing accounts...

United States Finance

KM

Katten Muchin Rosenman LLP

How The New Executive Order On Fair Banking Redefines Financial Inclusion And Tackles The Impact Of De-Risking

On August 5, 2025, the White House issued the "Guaranteeing Fair Banking for All Americans" Executive Order (Executive Order), a major policy shift to expand banking access...

United States Finance

PC

Perkins Coie LLP

CFTC's DMO Issues No-Action Letter Providing Relief From Swap Data Error Correction Notification Requirements

On July 31, 2025, the Commodity Futures Trading Commission's (CFTC) Division of Market Oversight (DMO) issued a No-Action Letter providing relief from swap data error correction...

United States Finance

SJ

Steptoe LLP

Agentic AI's Role To Combat Financial Crimes (Podcast)

United States Technology

LB

Lewis Brisbois Bisgaard & Smith LLP

Investment-Related Highlights

The NAIC Summer National Meeting was held in Minneapolis from August 10-13, 2025. This Legal Update reports on selected investment-related topics from the Summer National Meeting...

United States Insurance

MB

Mayer Brown

Special Qualified Small Business Stock Issues Applicable To Pooled Investment Fund Partnerships

The capital gains exclusion under Internal Revenue Code (Code) Section 1202 with respect to gain from the sale or exchange of qualified small business stock (QSBS) is available to any taxpayer other than a corporation.

United States Finance

HK

Holland & Knight

CFPB Publishes Advance Notice Of Proposed Rulemaking Regarding Retrenchment Of Open Banking Rule

On August 22, 2025, the Consumer Financial Protection Bureau (CFPB) published an Advance Notice of Proposed Rulemaking (ANPR) inviting comment on a series of major changes to the Open Banking Rule that the CFPB finalized in late 2024 (Final Rule)

United States Finance

SJ

Steptoe LLP

But Who Can Unlearn All The Facts That I've Learned: Facts Matter For Summary Judgment

In a recent foreclosure action, Plaintiff Lakeview Loan Servicing, LLC ("Lakeview") sought summary judgment against Defendant Andrew Branley ("Branley").

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Recent Transactions

United States Real Estate

CW

Cadwalader, Wickersham & Taft LLP

Connecticut Repeals Mortgage Servicer Licensing Exemption For Licensed Mortgage Lenders

United States Finance

MB

Mayer Brown

Leaving Las Vegas? New Exemptions From Nevada In-State Office Rule Set To Take Effect

United States Finance

MB

Mayer Brown

Licensing Link August 2025

United States Finance

MB

Mayer Brown

32 Attorneys General Call For Enactment Of Marijuana Banking Legislation

United States Cannabis

BS

Ballard Spahr LLP

Tornado Cash Jury Deadlocked On Most Serious Charges, But Convicted Founder Roman Storm On Conspiracy To Operate An Unlicensed Money Transmitting Business

United States Finance

BS

Ballard Spahr LLP

Is The GENIUS Act Smart For Community Banks?

United States Finance

PD

Phelps Dunbar LLP

Notice Regarding Pennsylvania Tax And Revenue Anticipation Notes

United States Tax

SS

Saxton & Stump

Reading Version Of The Banking Directive Implementation And Bureaucracy Relief Act (CRD VI Implementation Act)

United States Finance

AO

A&O Shearman

A Deep Dive Into The Fight For The CFPB's Survival

United States Finance

BS

Ballard Spahr LLP

The White House Working Group On Digital Asset Markets Report: What It Means For Stablecoins And Payments

United States Technology

KG

K&L Gates LLP

The CFPB Is Reconsidering Personal Financial Data Rights Rule Under The Dodd-Frank Act

United States Consumer

KM

Katten Muchin Rosenman LLP

Best (And Worst) Budgeting Tips For FP&A Pros: A Podcast Recap

United States Finance

R

Riveron

Class Action Litigation Newsletter | Summer 2025

United States Litigation

GT

Greenberg Traurig, LLP

Illinois Proposes Regulations Governing Shared Appreciation Agreements

United States Finance

MB

Mayer Brown

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Highlighted Content

Subscription Credit Facilities: Concentration Limits

United States Finance

MB

Mayer Brown

Can, And Should, The U.S. Government Develop A CBDC System?

United States International

BG

Braumiller Law Group, PLLC

ImpactDAOs: Shaping The Future Of Regenerative Organizations

United States Technology

BG

Braumiller Law Group, PLLC

Executive Order On Digital Assets A Welcome Start To Responsible Regulation

United States Technology

BG

Braumiller Law Group, PLLC

Evolving Legal Issues For NFTs

United States Technology

BG

Braumiller Law Group, PLLC

Approaches To Regulation For Decentralized Finance

United States Technology

BG

Braumiller Law Group, PLLC

Developing Digital Approaches To Trade Finance

United States International

BG

Braumiller Law Group, PLLC

Latest Videos

See more

A Deep Dive Into The Fight For The CFPB's Survival (Podcast)

BS

Ballard Spahr LLP

Event Contracts: Financial Innovation Or Gambling Back Door? (Video)

G

Gamma Law

Startup Funding Docs: The Stock Purchase Agreement & Founder Control (Video)

C

Crowley Law LLC

Consumer Credit In Focus—DP 25/2 Mortgage Rule Review: The Future Of The Mortgage Market (Podcast)

AO

A&O Shearman

Navigating The Retail Alternatives Landscape (Video)

AM

Alvarez & Marsal

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