United States: Financial Services

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

No Need To Pile On: Delaware Court Of Chancery Rejects LLC Books And Records Demand After Unitholder's Months-Long Investigation

In a recent decision, Thomas J. Scaramellino v. Arencibia Holdco, LLC, the Delaware Court of Chancery refused to allow the unitholder of a Delaware LLC to access "informal" LLC books and records...

United States Litigation

CW

Cadwalader, Wickersham & Taft LLP

Banking On Crypto: Regulators Clarify Rules For Digital Asset Safekeeping

Federal banking regulators continue to promote a more "crypto-positive" regulatory environment through recent joint guidance issued to clarify risk management and compliance expectations...

United States Technology

JD

Jones Day

CFTC Announces Advisory On Referrals To DOJ

The CFTC issued an advisory on when it would refer cases to DOJ for criminal investigation and prosecution. The guidance is relatively brief and straightforward...

United States Finance

DP

Davis Polk & Wardwell

Judge Denies Joint Motion To Vacate CFPB Settlement With A Chicago-Based Non-Bank Lender

An Illinois federal district court judge presiding over a revived redlining case denied a joint motion to vacate a 2024 voluntary settlement...

United States Finance

GP

Goodwin Procter LLP

Capital Call Cancelled: A Fairness Defense To The Majority's Mandatory Capital Call

United States Commercial

FF

Farrell Fritz, P.C.

Our Commitment To Clients And Each Other: Cadwalader's 2025 Midyear Report

United States Commercial

CW

Cadwalader, Wickersham & Taft LLP

Massachusetts Attorney General Settles With Student Loan Lender For Unlawful Practices Related To The Use Of AI

United States Finance

GP

Goodwin Procter LLP

Weekly Blockchain Blog – July 14, 2025

United States Technology

B

BakerHostetler

Trump Administration Significantly Narrows The Impact Of The Consumer Financial Protection Bureau

United States Finance

JB

Jenner & Block

Fintech Laws And Regulations USA 2025

United States Technology

MP

Manatt, Phelps & Phillips LLP

Banking Agencies Issue Joint Statement On Crypto-Asset Safekeeping

United States Finance

DM

Duane Morris LLP

Multi-Entity Fund Complexes And The Investment Company Act: Look-Through Rules, Integration Doctrine And Related Considerations

United States Finance

LS

Lowenstein Sandler

Federal Reserve Releases Results Of Stress Tests

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

SEC Drops First Ever Liquidity Rule Suit Against Mutual Fund Adviser And Officers And Trustees

United States Commercial

ST

Simpson Thacher & Bartlett

Tariffs And The Future Of U.S. Beef

United States International

BG

Braumiller Law Group, PLLC

From Copyright Case To AI Data Crisis: How The New York Times v. OpenAI Reshapes Companies' Data Governance And EDiscovery Strategy

United States Technology

NM

Nelson Mullins Riley & Scarborough LLP

New Montana State Income And Property Taxes For 2025 & 2026

United States Tax

PB

Parsons Behle & Latimer

Blockchain 2025 - Trends And Developments

United States Technology

WS

Winston & Strawn LLP

Why Early Mediations Fail And How To Maximize Their Chances For Success

United States Litigation

J

JAMS

Congress Set To Bring CLARITY To Digital Asset Market Structure

This week's consideration of H.R. 3633, the Digital Asset Market Clarity Act of 2025 (CLARITY or the Act) in the U.S. House of Representatives is a pivotal moment for the development of US digital asset regulation.

United States Finance

W

WilmerHale

Crypto Enforcement: A Former Prosecutor's Warning To Criminals And The Public

Cryptocurrency intimidates most people. The reason is straightforward. People fear what they do not understand.

United States Technology

SH

Scarinci Hollenbeck LLC

Unlocking New And Exciting Fintech Opportunities: Join Our Webinar On August 12, 2025

The consumer financial services landscape is undergoing a transformative shift under the second Trump administration, with significant deregulatory changes at the Consumer Financial Protection Bureau (CFPB)...

United States Finance

BS

Ballard Spahr LLP

2024 Benchmark Survey Of Financial Services Transactions Between US Financial Services Providers And Foreign Persons (Form BE-180) – Due July 31, 2025

The US Department of Commerce's Bureau of Economic Analysis (the "BEA") collects information on international trade in services and direct investment.

United States Finance

SR

Schulte Roth & Zabel LLP

2025 Compliance Reminder: BE-180 Survey Of Cross-Border Financial Services Transactions

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

Regulatory Update: SEC Staff Guidance Eases Broker-Dealer Path Into Digital Asset Markets

United States Finance

AP

Anderson P.C.

HUD Rescinds Various FHA Mortgage Loan Requirements

United States Finance

BS

Ballard Spahr LLP

Federal Court Issues Order Granting Universal Injunction To A Provisionally Certified Class In New Birthright Citizenship Lawsuit

United States Finance

BS

Ballard Spahr LLP

What You Need To Know About The United Kingdom Issuing Sanctions Guidance For Non-UK Businesses

United States International

KG

K&L Gates LLP

Pryor Cashman Appointed Counsel To Indenture Trustee And Administrative Agent Of $1.26 Billion Of Funded Debt In At Home Group's Bankruptcy

United States Insolvency

PC

Pryor Cashman LLP

Worldwide Technology

LS

Lowenstein Sandler

Weil Private Funds Regulatory Review

United States Commercial

WG

Weil, Gotshal & Manges LLP

Supreme Court Allows Massive Firing Of Government Employees, But CFPB Case Is On Separate Track

United States Finance

BS

Ballard Spahr LLP

Deal Or No Deal: Innovative Partnerships And Collaborations For Strategic Growth

United States Finance

D

Dechert

On July 9, the Senate Banking Committee held a hearing titled "From Wall Street to Web3: Building Tomorrow's Digital Asset Markets," which focused on bipartisan efforts...

Worldwide Technology

LS

Lowenstein Sandler

Weil Private Funds Regulatory Review

Like much of the federal government, the Securities and Exchange Commission (the "SEC" or "Commission") has undergone significant and rapid change in the first six months of the Trump administration.

United States Commercial

WG

Weil, Gotshal & Manges LLP

Supreme Court Allows Massive Firing Of Government Employees, But CFPB Case Is On Separate Track

In Trump v. American Federation of Government Employees, a case on its emergency docket that could have implications for the CFPB...

United States Finance

BS

Ballard Spahr LLP

Deal Or No Deal: Innovative Partnerships And Collaborations For Strategic Growth

At the 2025 Private Credit Summit hosted in New York by Dechert, ING and KBW/Stifel, Dechert's Tom Friedmann and KBW/Stifel's Al Laufenberg moderated a panel discussion focused on the growing role of joint ventures and other strategic partnerships in the private credit space.

United States Finance

D

Dechert

Financial Services M&A: How Buyers And Sellers Can Succeed In 2025's Volatile Marketplace

United States Commercial

AM

Alvarez & Marsal

NYDFS And Other State Regulators Impose $4.2 Million Penalty On Money Transmitter

On July 9, the New York Department of Financial Services (NYDFS), joined by regulators from five other states, entered into a multistate settlement with a money...

United States Finance

SM

Sheppard Mullin Richter & Hampton

US Supreme Court Grants Certiorari To Decide Whether Section 47(b) Of The Investment Company Act Allows For A Private Right Of Action

On June 30, 2025, the Supreme Court granted certiorari in FS Credit Opportunities Corp., et al. v. Saba Capital Master Fund, Ltd., et al., 24-345 to resolve a circuit split over whether Section 47(b)...

United States Finance

KL

Herbert Smith Freehills Kramer LLP

Can The President Remove Governors Of Federal Independent Agencies Without Cause? (Podcast)

The podcast show we are releasing this week focuses generally on the so-called "Unitary Executive Theory" and specifically on the legality of President Trump firing without cause the Democratic Commissioners...

United States Finance

BS

Ballard Spahr LLP

Mortgage Banking Update - July 10, 2025

July 10 – Read the newsletter below for the latest Mortgage Banking and Consumer Finance industry news, written by Ballard Spahr attorneys. In this issue, we delve into our amicus involvement...

United States Finance

BS

Ballard Spahr LLP

CFPB Terminates Two Consent Orders Addressing Overdraft Fees And Mortgage Servicing Violations

United States Finance

SM

Sheppard Mullin Richter & Hampton

Compliance Notes - Vol. 6, Issue 14

United States Compliance

N

Nossaman LLP

New Option For Excess Fee Income Rebates In Private Equity Funds For Non-US And US Tax-Exempt Investors

United States Tax

M

Mintz

HUD Requests Public Input On Buy Now Pay Later Loans And FHA Mortgage Eligibility

United States Finance

SM

Sheppard Mullin Richter & Hampton

Understanding Chattel Paper: A Key Component In Secured Transactions

United States Real Estate

SH

Scarinci Hollenbeck LLC

Eighth Circuit Vacates FTC Negative Option Rule: What's Next For Automatic Renewal Compliance?

United States Finance

TS

Taft Stettinius & Hollister

Budget Bill Does Not Include Senate Proposal To Delay Section 1071 For Ten Years, But Trump Administration Again Promises Changes

United States Finance

BS

Ballard Spahr LLP

Federal Banking Agencies Seek Information On Actions To Address Payments Fraud

United States Finance

BS

Ballard Spahr LLP

Dan Hunter In Hedge Fund Alert On The Increase In Break Fees And Spinout Agreements

United States Finance

SR

Schulte Roth & Zabel LLP

One Big Beautiful Bill Act – Tax Considerations For Investment Funds

United States Tax

FL

Foley & Lardner

SEC And CFTC Extend Form PF Compliance Date Again

United States Finance

FL

Foley & Lardner

Financial Assurance For Cleanup In Perpetuity

United States Environment

GT

Greenberg Traurig, LLP

DLT Pilot Regime: ESMA Report Highlights Legal Hurdles And Regulatory Next Steps

European Union Technology

GP

Goodwin Procter LLP

Hot Topic: Investments In Defense And Dual-Use Assets In Germany

United States Commercial

D

Dechert

SEC Concept Release On Foreign Private Issuer Eligibility

United States Commercial

ML

Milbank LLP

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Highlighted Content

Subscription Credit Facilities: Concentration Limits

United States Finance

MB

Mayer Brown

Can, And Should, The U.S. Government Develop A CBDC System?

United States International

BG

Braumiller Law Group, PLLC

ImpactDAOs: Shaping The Future Of Regenerative Organizations

United States Technology

BG

Braumiller Law Group, PLLC

Executive Order On Digital Assets A Welcome Start To Responsible Regulation

United States Technology

BG

Braumiller Law Group, PLLC

Evolving Legal Issues For NFTs

United States Technology

BG

Braumiller Law Group, PLLC

Approaches To Regulation For Decentralized Finance

United States Technology

BG

Braumiller Law Group, PLLC

Developing Digital Approaches To Trade Finance

United States International

BG

Braumiller Law Group, PLLC

Latest Videos

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Navigating The Retail Alternatives Landscape (Video)

AM

Alvarez & Marsal

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

MB Sounding Board: Lessons From The Film "OnBoard" (Video)

MB

Mayer Brown

Crypto Currently: The Road Ahead For Cryptocurrency Regulation And Enforcement (Video)

W

WilmerHale

Securities Docket Weekly Update - March 7 (Video)

AP

Anderson P.C.

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