United States: Financial Services

Subscribe

Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Retail Partner & Managing Director Sonia Lapinsky Discusses What The Termination Of The "De Minimis Loophole" Means For Consumers In This Video Interview With Yahoo! Finance

European freight companies are halting shipments to the U.S. ahead of the August 29 termination of the de minimis tariff exemption, which had allowed duty-free entry for goods valued at $800 or less.

United States Finance

A

AlixPartners

Nasdaq Proposes To Raise The Bar For New And Existing Listings, Particularly Impacting Small Chinese IPOs

On 3 September 2025, The Nasdaq Stock Market LLC (Nasdaq) announced a series of proposed amendments to its listing initial and continued standards aimed at strengthening market integrity.

United States Commercial

KG

K&L Gates LLP

Nasdaq Proposes Rule Changes To Enable Trading Of Tokenized Securities

On Sept. 8, 2025, the Nasdaq Stock Market LLC filed a proposed rule change with the U.S. Securities and Exchange Commission to enable the trading of tokenized equity securities and exchange-traded products (ETPs)...

United States Technology

GT

Greenberg Traurig, LLP

Recently Proposed Bills That May Reshape Key Venture Capital Exemptions – What Venture Capital Fund Managers Need To Know

Two bills are currently being advanced in the U.S. House of Representatives that, if enacted, will significantly impact two key exemptions that venture capital funds and their managers often rely on.

United States Commercial

FH

Foley Hoag LLP

Ahead Of The Curve: Navigating The Future Of The UK Senior Managers And Certification Regime

United States Finance

AO

A&O Shearman

Stablecoins Part 2: The Clarity Act Explained (Podcast)

United States Technology

KD

Kelley Drye & Warren LLP

Credibly Challenged Podcast - Interview With Paul Noring, Managing Director At BRG

United States Finance

MB

Mayer Brown

CRD VI: Updated Implications For US Fund Finance Lenders

United States Finance

MB

Mayer Brown

New Consumer Financial Services Fintech Business Opportunities Arising From Deregulation At The CFPB During Trump 2.0 – Part 2 (Podcast)

United States Finance

BS

Ballard Spahr LLP

CFPB Releases Spring 2025 Agenda Signaling Deregulatory Shift

United States Finance

SM

Sheppard Mullin Richter & Hampton

AI: A Landmark Report To Guide Financial Institutions Through Emerging Legal And Regulatory Challenges (Video)

United States Technology

AO

A&O Shearman

Trump To Appeal Judge's Decision Blocking Him From Firing Lisa Cook From Federal Reserve Board

United States Finance

BS

Ballard Spahr LLP

Banking Law Journal: Participations In The Fund Finance Market

United States Finance

MB

Mayer Brown

Sanctions Clauses In Facility Agreements: Understanding Their Role And Impact

Worldwide Finance

KC

Kilinc Law & Consulting

From Copyright Case To AI Data Crisis: How The New York Times v. OpenAI Reshapes Companies' Data Governance And EDiscovery Strategy

United States Technology

NM

Nelson Mullins Riley & Scarborough LLP

2025 Trade Policy Agenda Provides Rationale For Trump Tariff Actions

United States International

BG

Braumiller Law Group, PLLC

New Montana State Income And Property Taxes For 2025 & 2026

United States Tax

PB

Parsons Behle & Latimer

One Size Doesn't Fit All: Customizing Dispute Resolution For Commercial Contracts

United States Litigation

J

JAMS

AMTL's AICP Files Second Case Against TSMC, Its Advanced Memory Amends Against SK Hynix

United States IP

RC

RPX Corporation

Continuation Funds: A Structural Phenomenon?

A recurring topic of discussion among secondaries market players is the extent to which the growth in GP-led deal volume in recent years has primarily resulted from transitory factors, such as softness in exit markets.

United States Finance

RG

Ropes & Gray LLP

OCC Issues Bulletins On Customer Financial Record Protections And Politicized Debanking

On September 8, the OCC issued two bulletins addressing banks' obligations under the Right to Financial Privacy Act and clarifying how the agency...

United States Finance

SM

Sheppard Mullin Richter & Hampton

The Future Of Public Law 86-272 In The Digital Age

Public Law 86-272 (P.L. 86-272) has played a defining role in shaping the boundaries of state income taxation since its passage in 1959. This federal statute prohibits U.S. states from imposing a net income tax...

United States Tax

MG

MGO CPA LLP

SEC Announces The Appointment Of A New Director Of The Division Of Corporation Finance

On September 10, 2025, the SEC announced that James J. Moloney, a partner at Gibson Dunn, has been named Director of the agency's Division of Corporation Finance, effective in October.

United States Commercial

GP

Goodwin Procter LLP

Beyond Fintech: Crypto Compensation—Designing Token Incentives That Work (Podcast)

United States Technology

AO

A&O Shearman

Derivatives 2025 – Global Overview

United States Finance

KM

Katten Muchin Rosenman LLP

Tornado Cash And The Legality Of Mixers

United States Technology

FL

Foley & Lardner

SEC Releases Spring 2025 Regulatory Agenda: A Re-Set For Investment Management And Heavy Emphasis On Crypto Assets

United States Technology

KM

Katten Muchin Rosenman LLP

Travel & Leisure - September 2025 Update

United States Media & IT

AC

Ankura Consulting Group LLC

Selling A House In San Diego Probate: Step-by-Step California Guide (2025)

United States Real Estate

O

Opelon

Undercapitalization In The Booming Secondaries Market: Why Buy-Side Capital Continues To Lag Behind Deal Opportunities Despite Record Fundraises

United States Finance

RG

Ropes & Gray LLP

Kelly Koscuiszka On AI In Finance: Balancing Innovation And Oversight

United States Technology

SR

Schulte Roth & Zabel LLP

NY AG Zeroes In On Zelle With Lawsuit (Podcast)

United States Media & IT

KD

Kelley Drye & Warren LLP

SEC Spring 2025 Agenda: Key Takeaways For Investment Advisers

United States Commercial

PR

Proskauer Rose LLP

Undercapitalization In The Booming Secondaries Market: Why Buy-Side Capital Continues To Lag Behind Deal Opportunities Despite Record Fundraises

With near-constant reports on the growth and scale of the secondaries market, and headlines announcing marquee secondary fund closings, such as Carlyle AlpInvest's recent $20 billion fundraise...

United States Finance

RG

Ropes & Gray LLP

Kelly Koscuiszka On AI In Finance: Balancing Innovation And Oversight

As AI technology rapidly evolves, more leveraged credits, sponsors and lenders are working to ensure best practices and compliance.

United States Technology

SR

Schulte Roth & Zabel LLP

NY AG Zeroes In On Zelle With Lawsuit (Podcast)

A new lawsuit from the New York Attorney General is targeting Zelle, raising important questions about how payment platforms handle fraud claims and consumer...

United States Media & IT

KD

Kelley Drye & Warren LLP

SEC Spring 2025 Agenda: Key Takeaways For Investment Advisers

On September 4, 2025, the Securities and Exchange Commission (the "SEC") published its Spring 2025 Unified Agenda of Regulatory and Deregulatory Actions (the "Reg Flex Agenda").

United States Commercial

PR

Proskauer Rose LLP

Licensed To Mint: Inside The GENIUS Act's Game-Changing Rules

United States Technology

PR

Proskauer Rose LLP

Impact Allocator Perspectives: Opportunities And Risks In Evolving Private Markets

We are grateful for the opportunity to collaborate with ICM on this inaugural LP Survey and value the insights gained from the survey's participants.

United States Finance

FH

Foley Hoag LLP

SEC Grants No-Action Relief From Rule 17a-4 For Reliance On Central Registration Depository System To Maintain Electronically Signed Form U4 Filings

On September 5, 2025, the Staff of the Division of Trading and Markets of the U.S. Securities and Exchange Commission ("SEC") granted no-action relief that allows members...

United States Finance

MB

Mayer Brown

SEC Welcomes A "New Day" With The Release Of Its Spring 2025 Regulatory Agenda

On September 4, 2025, the SEC's Spring 2025 "Unified Agenda of Regulatory and Deregulatory Actions" was released, accompanied by a statement from Chairman Paul S. Atkins.

United States Commercial

W

WilmerHale

Brasília em Pauta - Edição Nº 211

O "Brasília em Pauta" é um boletim semanal preparado pela equipe de Contencioso de Brasília, contendo os principais casos a serem julgados pelo Supremo Tribunal Federal...

United States Litigation

MB

Mayer Brown

SEC Releases Statement On Short Sale And Securities Lending Rules Following Remand By 5th Circuit U.S. Court Of Appeals

United States Finance

PR

Proskauer Rose LLP

State Attorney General Renews Focus On Cryptocurrency And The Financial Industry

United States Finance

KM

Katten Muchin Rosenman LLP

Nasdaq Rule Proposal Seeks Enhanced Float And IPO Listing Requirements; Faster Delisting For Non-Compliant Companies

Worldwide Commercial

MB

Mayer Brown

Executive Order Takes Aim At "Debanking"

United States Finance

GP

Goodwin Procter LLP

Compliance Notes - Vol. 6, Issue 18

United States Compliance

N

Nossaman LLP

Illinois Enacts Its Own Digital Assets Laws

United States Technology

KG

K&L Gates LLP

The SEC "Flexes" Its (De)Regulatory Agenda

United States Commercial

KG

K&L Gates LLP

Blockchain, AI, & The Future Of Wealth With Sean Hanlon & Dr. George Calhoun (Podcast)

United States Technology

C

Crowley Law LLC

OCC Terminates 2022 Consent Order Against National Bank

United States Finance

SM

Sheppard Mullin Richter & Hampton

Stablecoins And Community Banking: Regulatory Shift Creates New Strategic Challenges

United States Finance

JW

Jones Walker

Compliance Update — Insights And Highlights August 2025

United States Finance

JW

Jones Walker

CFPB Secures Permanent Ban On Fintech Service Provider For Alleged Unfair Practices

United States Technology

SM

Sheppard Mullin Richter & Hampton

Federal Reserve Announces Individual Capital Requirements For Large Banks

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Defining (Again) The Scope Of "Commodity"

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

End Of Summer Regulatory Round-Up

United States Technology

CW

Cadwalader, Wickersham & Taft LLP

See more

Highlighted Content

Subscription Credit Facilities: Concentration Limits

United States Finance

MB

Mayer Brown

Can, And Should, The U.S. Government Develop A CBDC System?

United States International

BG

Braumiller Law Group, PLLC

ImpactDAOs: Shaping The Future Of Regenerative Organizations

United States Technology

BG

Braumiller Law Group, PLLC

Executive Order On Digital Assets A Welcome Start To Responsible Regulation

United States Technology

BG

Braumiller Law Group, PLLC

Evolving Legal Issues For NFTs

United States Technology

BG

Braumiller Law Group, PLLC

Approaches To Regulation For Decentralized Finance

United States Technology

BG

Braumiller Law Group, PLLC

Developing Digital Approaches To Trade Finance

United States International

BG

Braumiller Law Group, PLLC

Latest Videos

See more

AI: A Landmark Report To Guide Financial Institutions Through Emerging Legal And Regulatory Challenges (Video)

AO

A&O Shearman

Do Arbitrators Follow The Law? A New Study Provides Data, But The Debate Continues (Podcast)

BS

Ballard Spahr LLP

Event Contracts: Financial Innovation Or Gambling Back Door? (Video)

G

Gamma Law

AI Implementation For Financial Institutions (Video)

KR

Kaufman Rossin

Startup Funding Docs: The Stock Purchase Agreement & Founder Control (Video)

C

Crowley Law LLC

Mondaq uses cookies on this website. By using our website you agree to our use of cookies as set out in our Privacy Policy.

Learn More