United States: Financial Services

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Recent Regulation Best Interest Enforcement Actions

As promulgated by the Securities and Exchange Commission (the "SEC"), Regulation Best Interest ("Regulation BI") requires broker-dealers and natural persons associated with such broker-dealers...

United States Finance

MB

Mayer Brown

Market Disruption Events & Structured Notes

A movie scene showing a day in the life of a calculation agent would likely not survive the cutting room floor of a film production company.

United States Finance

MB

Mayer Brown

The EU Makes Significant Changes To The Securitisation Regulations And Associated Prudential Rules

The EU has now published its final proposal here (the "SecReg Proposal") for a regulation amending Regulation (EU) 2017/2402 ("SecReg").

European Union Finance

CW

Cadwalader, Wickersham & Taft LLP

Are Payment Stablecoins Like Onions?

It is becoming increasingly likely that the "Guiding and Establishing National Innovation for U.S. Stablecoins Act of 2025'' (the ‘‘GENIUS Act of 2025'' or the "Act") will become enacted...

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

From Wall Street To Main Street: Investor Advocate Puts Private Funds On The 401(k) Horizon

United States Finance

PR

Proskauer Rose LLP

Europe Proposes Relaxations For Liquidity Buffers Including Securitisation Positions

European Union Finance

CW

Cadwalader, Wickersham & Taft LLP

Federal Banking Agencies Issue Proposed Rulemaking To Amend ESLR

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Fed To End Use Of Reputational Risk In Examination Programs

United States Finance

BS

Ballard Spahr LLP

CFPB Launches Additional Rulemaking, Procedural And Administrative Changes

United States Finance

HK

Holland & Knight

Mortgage Banking Update - June 26, 2025

United States Finance

BS

Ballard Spahr LLP

The Slow Death Of The CFPB Open Banking Rule?

United States Finance

PC

Perkins Coie LLP

Alumni Reflections: Capitalizing On Connections With Kerry Shriver And Meredith Moran

United States Finance

PR

Proskauer Rose LLP

Shareholder Activism In The REIT Sector: An Evolving Landscape

United States Finance

GP

Goodwin Procter LLP

Federal Reserve Board Removes Reputational Risk From Examination Ratings

United States Finance

SM

Sheppard Mullin Richter & Hampton

All Is Fair In Love And War, But Apparently Not Trade - Closing The Gap On Global Trade Deficits With The U.S. (A Monumental Task For A Variety Of Reasons)

United States International

BG

Braumiller Law Group, PLLC

Security For New Bitcoin Strategic Reserve

United States Technology

BG

Braumiller Law Group, PLLC

[PODCAST] When Scammers Strike: How Mediation Can Help Resolve Consumer Fraud Claims

United States Litigation

J

JAMS

Surviving The 2025 Tariff Wave: A Strategic Guide For U.S. Importers

United States International

BG

Braumiller Law Group, PLLC

GOP Bill Raises Immigration Fees To Fund Mass Deportation

United States Immigration

Gs

Green and Spiegel

Related Country Guides

Banking Regulation

Aviation, Aerospace and Maritime

Recent Litigation Affecting Aircraft Finance And The Aviation Industry

Airlines and aircraft lessors would be well advised in today's economic climate to remain attuned to litigation outcomes that may affect the traditional rules for aircraft financing.

United States Transport

JD

Jones Day

New Oklahoma Law Requires An Additional Permit For Some Developers — Oklahoma’s Aircraft Pilot And Passenger Protection Act

On October 1, 2010, the Oklahoma Aircraft Pilot and Passenger Protection Act (the "Act") became effective.

United States Transport

GG

Gable Gotwals

The 2011 Aircraft Sector Understanding On Export Credits

This note summarises the 2011 ASU rules that relate to asset-backed financings of new civil aircraft.

United States Finance

D

Dentons

EPA Reviewing PCB Rules and MARAD Foreign Transfer Approvals

United States Transport

BR

Blank Rome LLP

DOT Issues NPRM Relating to DBE Requirements

United States Transport

FL

Foley & Lardner

Potential Claims and Policy Changes Resulting from the "Deepwater Horizon" Incident

United States Transport

BR

Blank Rome LLP

European Commission Considers State Aid Requests for EU Aviation Industry, as Losses Rise High on a Cloud of Volcanic Ash

European Union Anti-trust

JD

Jones Day

FEC’s New Rules For Carriage Of Federal Political Candidates Take Flight In 2010

United States Transport

BT

Barnes & Thornburg

Attachments Under Rule B Of The Supplemental Rules Of Federal Civil Procedure

United States Transport

RS

Reed Smith

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Capital Adequacy/BASEL

The EU Makes Significant Changes To The Securitisation Regulations And Associated Prudential Rules

The EU has now published its final proposal here (the "SecReg Proposal") for a regulation amending Regulation (EU) 2017/2402 ("SecReg").

European Union Finance

CW

Cadwalader, Wickersham & Taft LLP

Federal Banking Agencies Issue Proposed Rulemaking To Amend ESLR

This week, the Federal Reserve Board ("FRB") and the Office of the Comptroller of the Currency ("OCC") issued a notice of proposed rulemaking ("NPR") to amend the Enhanced Supplementary Leverage Ratio ("eSLR").

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Out With A Whimper: BCBS Publishes Climate Disclosure Framework

On June 13, 2025, the Basel Committee on Banking Supervision ("BCBS") published its framework for the disclosure of climate-related financial risks.

United States Finance

MB

Mayer Brown

From TCFD To CRFR: Decoding The Basel Committee's Climate Disclosure Drive

United States Finance

JD

Jones Day

New York Enacts Landmark Buy Now Pay Later Regulation Amid Federal Regulatory Recalibration

United States Finance

GT

Greenberg Traurig, LLP

Project Finance Laws And Regulations Why The World Needs Multi-Sourced Project Financings (And Project Finance Lawyers…) 2025

United States Finance

ML

Milbank LLP

New SBA Final Rule Implements Significant Changes To SBIC Program

United States Commercial

FH

Foley Hoag LLP

What's Happening At The SEC? (Podcast)

United States Commercial

GP

Goodwin Procter LLP

Great Fund Insights: Co-Investing 101: Shared Risk, Shared Reward

United States Finance

AO

A&O Shearman

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Debt Capital Markets

Preferred Equity: Navigating A Rapidly Evolving Market—podcast

The preferred and minority/ structured equity market is experiencing significant growth and transformation, particularly across the UK, continental Europe, and the United States, but also further afield in the Middle East.

United States Commercial

AO

A&O Shearman

From Wall Street To Main Street: Investor Advocate Puts Private Funds On The 401(k) Horizon

On June 25, 2025, the SEC's Office of the Investor Advocate (OIAD) released its annual report to Congress on its policy priorities for fiscal year 2026.

United States Finance

PR

Proskauer Rose LLP

Europe Proposes Relaxations For Liquidity Buffers Including Securitisation Positions

The European Commission has published a draft Regulation amending Delegated Regulation (EU) 2015/61 on the eligibility conditions for securitisations in the liquidity buffer of credit institutions (the "Draft").

European Union Finance

CW

Cadwalader, Wickersham & Taft LLP

Federal Banking Agencies Issue Proposed Rulemaking To Amend ESLR

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

OCC Enters Consent Orders Against New York-Based Bank

United States Finance

SM

Sheppard Mullin Richter & Hampton

Consumer Financial Services Bites Of The Month - June 18, 2025 - "Evening In June With The CFPB"

United States Finance

HC

Hudson Cook

Sinosure Debt Collection: What It Is, How It Works, And How To Protect Your Company

United States Commercial

HS

Harris Sliwoski

Rethinking Liability Management In Club Deals And Direct Lending: Lessons From The Fifth Circuit's Serta Ruling And Beyond

United States Insolvency

GS

Goulston & Storrs

5 Key LOI And Purchase Agreement Strategies CFOs Must Master

United States Commercial

BB

Bass, Berry & Sims

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Corporate Finance

Special Report: Federal JOBS Act Seeks Relief From Securities Regulation Of Smaller Businesses

On April 5, 2012, President Obama signed into law the Jumpstart Our Business Startups Act (the JOBS Act).

United States Finance

SP

Strasburger & Price, L.L.P.

Corporate And Financial Weekly Digest - June 8, 2012

On June 7, the Federal Reserve Board, the Office of the Comptroller of the Currency and the Federal Deposit Insurance Corporation jointly proposed new capital rules.

United States Finance

KM

Katten Muchin Rosenman LLP

JOBS Act Client Alert – Rules 506 Of Regulation D And 144A

The JOBS Act (the "Act"), signed into law on April 5, 2012, promises to have a significant impact on two popular exemptions to registration of securities under federal securities laws.

United States Finance

FH

Foley Hoag LLP

Supreme Court Affirms The Right Of Secured Creditors To Credit Bid In A Sale Under A "Cramdown" Plan Of Reorganization

United States Finance

RG

Ropes & Gray LLP

U.S. Supreme Court Enforces Secured Creditor’s Right To Credit Bid

United States Commercial

MW

McDermott Will & Emery

RadLAX: No Credit Bidding – No Confirmation

United States Finance

PC

Perkins Coie LLP

JOBS Act Establishes New Thresholds For Registration Under The Exchange Act

United States Finance

FH

Foley Hoag LLP

Silicon Valley Venture Survey - First Quarter 2012

United States Finance

F

Fenwick

The New "Jobs" Act: Easing Access To Capital For Smaller Business

United States Commercial

MM

McLane Middleton, Professional Association

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Latest Videos

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Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Securities Docket Weekly Update - Feb 28 (Video)

AP

Anderson P.C.

6 Quick Tips For An Effective Financial Check-up (Video)

KR

Kaufman Rossin

The Impact Of ISP98 On Standby Letters Of Credit And Global Finance (Video)

MS

Moses & Singer

End Of The Qui Tam? District Court Holds FCA's Qui Tam Device Unconstitutional

AP

Arnold & Porter

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