United States: Fund Management/ REITs

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Atkins-Led SEC Brings First Enforcement Action For Compliance Failures Under The Marketing Rule

On September 4, 2025, the U.S. Securities and Exchange Commission (SEC) brought its first enforcement action under the Marketing Rule since Chair Paul Atkins was sworn in earlier this year—charging Meridian Financial...

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

Dechert Develops REMIC Structure For Longer Investment Periods ("Pancake REMIC")

Mortgage securitizations must navigate a number of U.S. income tax issues to optimize financing efficiency. Key issues include avoiding entity-level taxation of the issuer...

United States Finance

D

Dechert

Recently Proposed Bills That May Reshape Key Venture Capital Exemptions – What Venture Capital Fund Managers Need To Know

Two bills are currently being advanced in the U.S. House of Representatives that, if enacted, will significantly impact two key exemptions that venture capital funds and their managers often rely on.

United States Commercial

FH

Foley Hoag LLP

Impact Allocator Perspectives: Opportunities And Risks In Evolving Private Markets

We are grateful for the opportunity to collaborate with ICM on this inaugural LP Survey and value the insights gained from the survey's participants.

United States Finance

FH

Foley Hoag LLP

SEC Releases Statement On Short Sale And Securities Lending Rules Following Remand By 5th Circuit U.S. Court Of Appeals

United States Finance

PR

Proskauer Rose LLP

Pryor Cashman Representing Spring Mountain Capital In Asset Acquisition By Stifel

United States Wealth Mgt

PC

Pryor Cashman LLP

Unlocking The UPREIT Structure: OP Unit Transactions For REITs

United States Finance

GP

Goodwin Procter LLP

Privatizing Public REITs: Strategic Considerations And Legal Insights

United States Real Estate

GP

Goodwin Procter LLP

What To Expect When You're Expecting New Investors — Practical Steps Fund Managers Can Take To Prepare For Investments From Registered Funds And Defined Contribution Retirement Plans

United States Finance

PR

Proskauer Rose LLP

Investment Management & Funds Regulatory Update - August 2025

United States Finance

DP

Davis Polk & Wardwell

Treasury Department Seeks Comment On Methods To Detect Illicit Activity Involving Digital Assets

United States Finance

GP

Goodwin Procter LLP

SEC Charges Private Equity Adviser For Management Fee Offset Practices Inconsistent With Governing Documents

United States Finance

ST

Simpson Thacher & Bartlett

Investment-Related Highlights

United States Insurance

MB

Mayer Brown

Special Qualified Small Business Stock Issues Applicable To Pooled Investment Fund Partnerships

United States Finance

HK

Holland & Knight

Resolving Construction Conflicts Efficiently: A Guided Mediation Approach

United States Litigation

J

JAMS

Evolving Challenges In Employment Mediation: Managing Emotions, Shifting Strategies And Legal Trends (Podcast)

United States Employment

J

JAMS

Business Tax Law Provisions Of The OBBA

United States Commercial

OK

Offit Kurman

New Montana State Income And Property Taxes For 2025 & 2026

United States Tax

PB

Parsons Behle & Latimer

Bridging Cultures, Avoiding Disputes: Why Construction Needs Partnering Dialogue More Than Ever

United States Litigation

J

JAMS

SEC v. TZP Management Associates, LLC: Insights Into Private Fund Enforcement Priorities Under Chair Atkins

On August 15, 2025, the Securities and Exchange Commission ("SEC") issued an order settling proceedings against TZP Management Associates, LLC ("TZP")...

United States Finance

PR

Proskauer Rose LLP

SEC Staff Announces Reversal Of Policy Limiting Retail Access To Registered Funds Of Funds

On August 15, 2025, the staff of the SEC's Division of Investment Management (the "Staff") published a new Accounting and Disclosure Information ("ADI") regarding registered closed-end funds of private funds ("CE-FOPFs").

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

Global Survey Of ESG Regulations For Asset Managers

Investment advisers offering funds in more than one country are accustomed to adapting to different regulatory requirements.

Worldwide Finance

KG

K&L Gates LLP

Navigating Private Equity Exit Challenges: How A Rapid Portfolio Exit Readiness Execution Plan Can Boost Valuations

The private equity (PE) landscape in 2025 is fraught with challenges that have significantly slowed exit activities, which has been further compounded by market volatility, high interest rates, regulatory pressures and geopolitical tensions.

United States Finance

AM

Alvarez & Marsal

SEC Rule 206(4)-8: Enforcement Standard May Shift In The Atkins Era

United States Finance

AP

Anderson P.C.

President Trump Signs Executive Order Directing Review Of Alleged "Debanking"

United States Finance

SJ

Steptoe LLP

Executive Order Directs Regulators To Expand Access To Alternative Assets In 401(k) Plans

United States Employment

GG

Groom Law Group

FCA Publishes Its Findings On TCFD Climate Reporting Following A Multi-Firm Review

United States Finance

JD

Jones Day

Derivatives And Securities Dealers' Pre-Hedging Of Client Trades Faces Potential New Rules

United States Finance

B

Bracewell

Alternatives: A New Type Of Diversification For High-net-worth Investor Portfolios

United States Finance

KR

Kaufman Rossin

LP-led Fund Secondaries – What You Need To Know

United States Finance

KL

Herbert Smith Freehills Kramer LLP

Sustainability Under The Microscope: ESMA's Reality Check

United States Finance

PR

Proskauer Rose LLP

CRD VI—European Banking Authority Report On Direct Provision Of Services From Third Country Institutions

European Union Finance

AO

A&O Shearman

Visionary Perspectives: The Future Of Private Credit

United States Wealth Mgt

D

Dechert

LP-led Fund Secondaries – What You Need To Know

Fund secondaries transactions have grown enormously over the last 20 years or so. Recently, funds have been under pressure to return capital to investors in the context...

United States Finance

KL

Herbert Smith Freehills Kramer LLP

Sustainability Under The Microscope: ESMA's Reality Check

On the 30 June 2025, the European Securities and Markets Authority ("ESMA") published its final report on the 2023–2024 Common Supervisory Action ("CSA") on the integration of sustainability risks and disclosures.

United States Finance

PR

Proskauer Rose LLP

CRD VI—European Banking Authority Report On Direct Provision Of Services From Third Country Institutions

This note discusses the European Banking Authority's (EBA's) report, published on July 23, 2025, which addresses whether and when EU non-bank entities should be allowed to deal with locally unregulated non-EU banks.

European Union Finance

AO

A&O Shearman

Visionary Perspectives: The Future Of Private Credit

Bock emphasized that bad news doesn't improve with time and that indecision is itself a decision. He noted that the difference between good and great often lies in taking action or failing to act.

United States Wealth Mgt

D

Dechert

Capital Solutions: Five Surprising Takeaways

United States Commercial

AG

Akin Gump Strauss Hauer & Feld LLP

Bank Secrecy Act Postponed For Investment Advisers And Exempt Reporting Advisers

On July 21, the United States Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) announced its intent to postpone compliance with new regulatory requirements imposing certain anti-money...

United States Government

LS

Lowenstein Sandler

FINRA Finalizes SLATE Rule 6540: The Definitive Guide To Securities Lending Transparency Requirements (Effective 2026)

On April 2, 2026, FINRA Rule 6540 under the new SLATE (Securities Lending and Transparency Engine) Rule 6500 Series will take effect, ushering in a new era of regulatory transparency in the securities lending market.

United States Finance

AP

Anderson P.C.

Dissolving Your Business: Essential Legal Steps To Protect Your Interests

If you're considering closing your business, it's crucial to understand that simply shutting your doors does not end your legal obligations.

United States Finance

SH

Scarinci Hollenbeck LLC

The Tax Joys Of Opportunity Zones

The 2025 tax bill extends and expands the tax benefits to taxpayers that have capital gain and invest an amount equal to the realized gain to acquire an interest...

United States Tax

GG

Greenberg Glusker Fields Claman & Machtinger

Jonathan Gould Confirmed As Comptroller Of The Currency

United States Finance

BS

Ballard Spahr LLP

The One Big Beautiful Bill Becomes Law: Key Real Estate Tax Changes

United States Tax

JD

Jones Day

New And Emerging Manager Guide 2025 - The Fund Raising Process In Eight Stages

United States Finance

PR

Proskauer Rose LLP

Multi-Entity Fund Complexes And The Investment Company Act: Look-Through Rules, Integration Doctrine And Related Considerations

United States Finance

LS

Lowenstein Sandler

2024 Benchmark Survey Of Financial Services Transactions Between US Financial Services Providers And Foreign Persons (Form BE-180) – Due July 31, 2025

United States Finance

SR

Schulte Roth & Zabel LLP

2025 Compliance Reminder: BE-180 Survey Of Cross-Border Financial Services Transactions

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

Weil Private Funds Regulatory Review

United States Commercial

WG

Weil, Gotshal & Manges LLP

New Option For Excess Fee Income Rebates In Private Equity Funds For Non-US And US Tax-Exempt Investors

United States Tax

M

Mintz

Dan Hunter In Hedge Fund Alert On The Increase In Break Fees And Spinout Agreements

United States Finance

SR

Schulte Roth & Zabel LLP

One Big Beautiful Bill Act – Tax Considerations For Investment Funds

United States Tax

FL

Foley & Lardner

International Fund Formation: Cross-Border Legal Considerations

Worldwide Finance

FL

Fridman Law Firm

Form D Filings & Regulation D Exemptions: A Guide For Fund Managers

United States Finance

FL

Fridman Law Firm

State vs. Federal Fund Formation Regulations: What Startups Should Know

United States Finance

FL

Fridman Law Firm

Global Trends In Private Markets: Spotlight On The Middle East 2025

Worldwide Finance

AO

A&O Shearman

Senate Passes Revised Budget Bill

United States Tax

CW

Cadwalader, Wickersham & Taft LLP

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Latest Videos

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Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Featured Speaker: State Of The Real Estate Capital Markets, REIT, Private And IPO Market (Video)

GP

Goodwin Procter LLP

'Fund Finance Friday: Industry Conversations' — LIBOR Before Labor Day (2022 Edition) (Video)

CW

Cadwalader, Wickersham & Taft LLP

Trending Video: Active Nontransparent ETFs (Video)

RG

Ropes & Gray LLP

Cannabis Investor Considerations For Private Fund Managers (Video)

FH

Foley Hoag LLP

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