Hong Kong: Commodities/Derivatives/Stock Exchanges

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Updates On Listing Regulation And Enforcement

In its June 2025 Listing Regulation and Enforcement Newsletter, the Stock Exchange of Hong Kong Limited (the "Stock Exchange") provided updates on several key regulatory areas.

Hong Kong Finance

O

ONC Lawyers

Concealing Secret Agreement To Acquire A Listed Company Was A Defraud

Rule 26 is a fundamental provision of the Code on Takeovers and Mergers ("Takeovers Code") to ensure transparency and fairness in corporate control transactions and to protect the interests of minority shareholders.

Hong Kong Commercial

O

ONC Lawyers

Hong Kong SFC Continues To Advance ASPIRe Roadmap With Latest Guidance For Virtual Asset Trading Platforms

The Hong Kong Securities and Futures Commission (SFC) recently published new guidance to licensed virtual asset trading platforms (VATPs) to enable them to tap global liquidity and broaden...

Hong Kong Commercial

KL

Herbert Smith Freehills Kramer LLP

机器人企业赴港上市的机遇与最新动向分析

根据其他研究数据显示，截至2025年10月16日，年内已有近50家机器人产业链企业披露IPO新进展，涵盖三大核心类型：以宇树科技为代表的机器人本体企业

Hong Kong Commercial

JT

Beijing Jincheng Tongda & Neal Law Firm

SFC Consultation On Investor Identification Regime For Exchange-Traded Derivatives In Hong Kong

Hong Kong Commercial

O

ONC Lawyers

Updates On Hong Kong's Uncertificated Securities Market Regime From An Offshore Perspective

Worldwide Commercial

A

Appleby

Concurrent Share Buyback With Convertible Bonds Offering

Hong Kong Finance

O

ONC Lawyers

The Surge In Secondary Listings On The Hong Kong Stock Exchange

Hong Kong Finance

C

Conyers

The Hong Kong Stablecoins Bill And Its Impact On The Crypto Landscape

Hong Kong Finance

MB

Mayer Brown

SFC And HKEX Collaborated In Enforcement Actions Against A Listed Company And Its Former Directors For Misconduct Involving Over HK$660 Million Of Losses, Seeking Disqualification And Compensation Orders

Hong Kong Commercial

TD

Tanner De Witt

HKEX Publishes Conclusions On Further Paperless Listing Reforms

Hong Kong Finance

A

Appleby

Top 5 Hong Kong Publications Of 2024

Hong Kong Finance

C

Conyers

HKMA Guideline On Digital Bond Grant Scheme

Hong Kong Finance

AO

A&O Shearman

Hong Kong's Securities And Futures Commission Launch FASTrack Authorisation For Luxembourg Funds

Worldwide Finance

MG

Maples Group

The Empire Strikes Back – Disney & Universal v Midjourney

Hong Kong Technology

HS

Haldanes

HK Court Safeguards Multi-billion Assets Amid Ultra-high Net Worth Family Dispute

Hong Kong Wealth Mgt

O

ONC Lawyers

Construction: Innovation Unlocked

Hong Kong Real Estate

KP

KPMG

Legal Update: Banking (Amendment) Ordinance 2025

Hong Kong Finance

TD

Tanner De Witt

Hong Kong SFC Continues To Advance ASPIRe Roadmap With Latest Guidance For Virtual Asset Trading Platforms

Hong Kong Commercial

KL

Herbert Smith Freehills Kramer LLP

HKEX Proposes To Further Expand The Paperless Listing Regime

On 16 August 2024, The Stock Exchange of Hong Kong Limited (the "Exchange") released a consultation paper to seek market feedback on proposals that would further expand the paperless listing regime.

Hong Kong Government

A

Appleby

Secondary Listing Of Companies On The London Stock Exchange

Having recently acted as Bermuda counsel to a Hong Kong listed company on its successful secondary listing on the London Stock Exchange.

Hong Kong Finance

C

Conyers

Typhoon Trading: Hong Kong Stock Exchange Scraps Seven-decade Practice Of Suspending Stock Market Trading During Typhoons And Extreme Weather Conditions – What This Means For Financial Services Employers

Starting from 23 September 2024, the Hong Kong Stock Exchange (HKEX) will allow the trading of stocks and derivatives during extreme weather conditions.

Hong Kong Employment

LS

Lewis Silkin

Hong Kong Modifies Listing Rules Of Specialist Technology Companies And De-SPAC Transactions

On August 23, 2024, the HKEx and the SFC jointly announced temporary modifications to the Hong Kong Listing Rules. These modifications, effective from September 1, 2024...

Hong Kong Finance

JD

Jones Day

Maples Group Deals Announcement | Asia | June - August 2024

Hong Kong Finance

MG

Maples Group

China To Further Facilitate Connections In Financial Markets Between Mainland China And Hong Kong Special Administrative Region (HKSAR)

Worldwide Finance

NR

Norton Rose Fulbright Hong Kong

The Rare Wave Of Trading Suspension In The History Of Hong Kong Stock Exchange - Challenges Facing Companies Amidst The Wave Of Suspensions

Hong Kong Finance

AM

Alvarez & Marsal

Derivatives 2024 – Hong Kong Chapter

Hong Kong Finance

MB

Mayer Brown

Issuers' Lending Activities Under Spotlight Of HKEx: Red Flags And Investigation Focus

Hong Kong Finance

NR

Norton Rose Fulbright Hong Kong

Hong Kong Monetary Authority Extends Subsidies For Issuing Green Bonds And Expands Eligible Instruments

Hong Kong Finance

DM

Duane Morris LLP

Embracing The Global Trend Of ISSB Standards: New Climate Disclosure Regime Under HKSE Listing Rules

Hong Kong Finance

NR

Norton Rose Fulbright Hong Kong

Enhancing Capital Management: Treasury Shares Regime Modernized Under Listing Rules

Hong Kong Finance

NR

Norton Rose Fulbright Hong Kong

Campbells Advised Mobvoi Inc. On Its Initial Public Offering On The Main Board Of The Hong Kong Stock Exchange

Hong Kong Finance

C

Campbells

Global Regulation Tomorrow Plus: EMEA Regulatory Insights Series – Hong Kong (Podcast)

Hong Kong Finance

NR

Norton Rose Fulbright Hong Kong

Embracing The Global Trend Of ISSB Standards: New Climate Disclosure Regime Under HKSE Listing Rules

The Hong Kong Stock Exchange (HKSE) released its consultation conclusion on the new climate-related disclosure requirements (the New Climate Rules)...

Hong Kong Finance

NR

Norton Rose Fulbright Hong Kong

Enhancing Capital Management: Treasury Shares Regime Modernized Under Listing Rules

From 11 June 2024, the Rules Governing the Listing of Securities (the Listing Rules) on the Stock Exchange of Hong Kong Limited (the Exchange) will be amended to empower issuers...

Hong Kong Finance

NR

Norton Rose Fulbright Hong Kong

Campbells Advised Mobvoi Inc. On Its Initial Public Offering On The Main Board Of The Hong Kong Stock Exchange

Campbells has acted as the Cayman Islands and British Virgin Islands legal counsel of Mobvoi Inc. in connection with its approximately HK$321.36 million initial public offering and listing of its 1,491,493,482.

Hong Kong Finance

C

Campbells

Global Regulation Tomorrow Plus: EMEA Regulatory Insights Series – Hong Kong (Podcast)

In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market.

Hong Kong Finance

NR

Norton Rose Fulbright Hong Kong

Electronic Dissemination Of Corporate Communications By Hong Kong Listed Issuers From An Offshore Perspective

Worldwide Commercial

A

Appleby

HKEx's Proposed Expansion Of Paperless Listing Regime

On 30 June 2023, HKEx published the conclusions of the consultation on expanding the paperless listing regime and certain rule amendments...

Hong Kong Finance

A

Appleby

The Stock Exchange Of Hong Kong's Growth Enterprise Market Listing Reforms

On 26 September 2023, The Stock Exchange of Hong Kong Limited (HKEx) published a consultation paper on the proposed changes to the Listing Rules of the Growth Enterprise Market (GEM)...

Hong Kong Finance

A

Appleby

Taking Stock Of The New Regulatory Landscape For US And Hong Kong Listings

The triumphant listing of Luyuan Group Holding (Cayman) Limited ("Luyuan") on The Stock Exchange of Hong Kong Limited ("HKSE") and the jubilant ringing of the opening...

Worldwide Commercial

MG

Maples Group

Hong Kong Delays Enhanced Climate-Related Disclosures For Listed Companies Pending ISSB's Adoption Guide

The Hong Kong Stock Exchange has delayed its proposed amendments to the Listing Rules to enhance climate-related disclosures which were originally targeted for implementation...

Hong Kong Finance

HS

Herbert Smith Freehills Kramer LLP

Updated Regulatory Approach For Intermediaries' Virtual Asset-related Activities

Hong Kong Commercial

MB

Mayer Brown

Hong Kong Stock Exchange Proposes Treasury Shares Regime

Hong Kong Finance

MB

Mayer Brown

Hong Kong Court Of Final Appeal Confirms The SFC's Extra-territorial Reach

Hong Kong Litigation

MB

Mayer Brown

Hong Kong Stock Market: Automatic Share Buy-backs On HKEX During Blackout

Hong Kong Finance

MB

Mayer Brown

An Overview Of The ISDA 2023 Equity Swap – 2021 Definitions Protocol

Worldwide Finance

NR

Norton Rose Fulbright Hong Kong

Hong Kong Stock Exchange Launches A New Blockchain-Based, Real-Time Settlement Platform

Hong Kong Finance

KG

K&L Gates LLP

Proposed Reforms In The GEM Listing Regime

Hong Kong Finance

WS

Winston & Strawn LLP

Consultation On Hong Kong's GEM Listing Reform

Hong Kong Finance

MB

Mayer Brown

Sponsors Beware: Hong Kong SFC Imposes Another Heavy Fine For Sponsor Failures

Hong Kong Finance

MB

Mayer Brown

Hong Kong's New Paperless Listing Regime

Hong Kong Finance

JD

Jones Day

Hong Kong SFC Fines Asset Manager For Internal Control Failures

Hong Kong Finance

MB

Mayer Brown

Proposed Enhancement Of Hong Kong's Climate-Related Disclosures Under The Current Environmental, Social And Governance ("ESG") Framework

Hong Kong Environment

SS

Seyfarth Shaw LLP

HKEX Expanding Paperless Listing Regime – Mandating Electronic Communication

Hong Kong Finance

MB

Mayer Brown

Derivatives Laws And Regulations 2023

Hong Kong Finance

MB

Mayer Brown

SFC RiSFC Risk Management for Futures Contracts – New proposed guidelines

Hong Kong Finance

TL

Timothy Loh LLP

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Gamma Law

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Nishith Desai Associates

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Chapman Tripp

CNBC TV18: The BSE & NSE IPO Saga! (Video Content)

ND

Nishith Desai Associates

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