This Article is no longer available, this page is showing similar articles.

Finance Law and Banking Law

Subscribe

Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

NCUA Proposes Rule To Eliminate 'Reputational Risk' From Supervision Process

The NCUA has issued a Notice of Proposed Rulemaking to codify the elimination of reputational risk from its supervisory program, becoming the latest federal financial regulator to do so.

United States Finance

BS

Ballard Spahr LLP

Leveraged Finance Market Update

The U.S. leveraged loan market rebounded slightly in the latter half Q2'25 after a sharp drop in early April while the U.S. high-yield bond market made a rapid recovery in May and June. For 15 consecutive days in April...

United States Finance

WG

Weil, Gotshal & Manges LLP

CFPB Announces New Interpretive Rule Clarifying Scope Of FCRA Preemption

The Consumer Financial Protection Bureau (CFPB) announced an interpretive rule yesterday that clarifies the scope of the Fair Credit Reporting Act's (FCRA) preemption of state laws that touch on the area of credit reporting.

United States Finance

FL

Foley & Lardner

Loan Fund Structures Under AIFMD2: ESMA's Final Report

As detailed in our previous alert "Loan Fund Structures Under AIFMD2: ESMA's Proposals," in December 2024, the European Securities and Markets Authority (ESMA) issued a consultation...

United States Finance

GP

Goodwin Procter LLP

Anti-Fraud Redefined: Protecting Financial Services In A World Of Deception

United States Finance

AC

Ankura Consulting Group LLC

Court Dishes Out Legal Defeat To USDA In Democratic AG SNAP Funding Fight

United States Finance

CO

Cozen O'Connor

FinCEN Clarifies Suspicious Activity Reporting Requirements

United States Finance

W

WilmerHale

NAIC Proposes New Guidelines For Future RBC Rule Changes

United States Finance

D

Dechert

Federal Reserve Governor Waller Proposes "Skinny" Master Accounts For Payments Innovators

United States Finance

SJ

Steptoe LLP

OCC And FDIC Take Steps To Refocus Supervision And Tailor The Regulatory Framework For Community Banks

United States Finance

AP

Arnold & Porter

FTC And Nevada AG Crack Down On Deceptive Tax Debt Relief Scams Mimicking The IRS

United States Finance

GA

Global Advertising Lawyers Alliance (GALA)

Nasdaq Proposes Stricter Initial And Continued Listing Standards

United States Finance

D

Dechert

Are You Ready To Navigate The US Landscape For Active Strategies? (Podcast)

United States Finance

MB

Mayer Brown

NCUA Proposes Rule Prohibiting Use Of Reputation Risk In Supervision

United States Finance

SM

Sheppard Mullin Richter & Hampton

See more

Webinars

See More

Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 30 Apr 2025 | 2:00 PM

Mondaq | 2025 Law Firm Data Landscape Report

mm

Mondaq

Related Country Guides

Banking Regulation

Project Finance

Acquisition Finance/LBOs/MBOs

U.S. Private Equity Market Recap - September 2025

While deal count is down 5% on a YTD basis compared to 2024, dealmakers believe the market is improving and transaction activity has the potential to accelerate over the coming months.

United States Commercial

RG

Ropes & Gray LLP

The Little Buy-Sell That Could

With apologies to the pseudonymous children's book author Watty Piper, this is the story of a humble buy-sell provision in a family-owned LLC's operating agreement...

United States Anti-trust

FF

Farrell Fritz, P.C.

Seven Success Factors For Winning Section 363 Acquisitions

In the high-stakes world of bankruptcy asset acquisitions, Bankruptcy Code Section 363 provides a powerful mechanism for purchasing assets "free and clear" of most claims, liens, and encumbrances.

United States Insolvency

GP

Goodwin Procter LLP

PE Continues To Evolve And Enhance The Add-On Acquisition Process To Maximize Returns

United States Commercial

R

Riveron

Treasury And IRS Issue Final And Proposed Regulations Regarding Stock Repurchase Excise Tax Under Code Section 4501

United States Finance

AP

Arnold & Porter

Insights Into The Latest Treasury And IRS Proposed Regulations On Excise Tax For Corporate Stock Repurchases

United States Tax

KM

Katten Muchin Rosenman LLP

LPs Seek Ways To Share Profits In Continuation Fund 'Quick Flips'

United States Finance

M

Mintz

Question Of The Week: What Types Of Creative Financing Are You Seeing In Deals Lately? Why Are We Seeing An Increase Of These Structures?

United States Finance

PR

Proskauer Rose LLP

Transaction Planning And Execution

United States Commercial

AC

Ankura Consulting Group LLC

See more

Fund Finance

Asset-Level Eligibility Series: Confidentiality Restrictions

This Legal Update explores why, in order for an underlying loan to be included in a warehouse facility's borrowing base, the underlying loan's documentation...

United States Finance

MB

Mayer Brown

ETF Share Class: ICI Highlights Key Operational Considerations

The Investment Company Institute recently published a white paper detailing operational, governance, and disclosure considerations for industry stakeholders in implementing a structure...

United States Commercial

D

Dechert

Sales Compensation: Empowering Sales Organizations In Uncertain Times

With such a direct impact on revenue, it's easy to understand why attracting and retaining key sales talent is critical for any business with aspirational growth goals.

United States Finance

AM

Alvarez & Marsal

Worldwide Technology

LS

Lowenstein Sandler

Current Market And Trends: European Fund Financing – A Reenergised But Choppy Market

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Asset-Level Eligibility Series: Loans Used For "Personal, Family Or Household Purposes"

United States Finance

MB

Mayer Brown

Don't Get Caught Off Guard: Essential Shutdown Preparation For Federal Projects

United States Government

HH

Holland & Hart

CRD VI: Updated Implications For US Fund Finance Lenders

United States Finance

MB

Mayer Brown

Banking Law Journal: Participations In The Fund Finance Market

United States Finance

MB

Mayer Brown

See more

Listing Rules & Flotation

Nasdaq Proposes Stricter Initial And Continued Listing Standards

The Nasdaq Stock Market LLC ("Nasdaq") recently proposed modifications to its initial and continued listing standards ("Proposed Listing Standards").

United States Finance

D

Dechert

SEC Approves TXSE As National Securities Exchange

On September 30, 2025, Texas Group Inc. ("TXSE Group") announced that it has received formal approval of its Form 1 Registration Statement from the U.S. Securities and Exchange Commission...

United States Finance

JD

Jones Day

Ambush At The AGM – Notice Requirements For Listed Companies In The Digital Age

With a significant proportion of companies listed on the Hong Kong Stock Exchange incorporated in the Cayman Islands and approximately 223 Cayman-incorporated...

United States Commercial

BP

Baker & Partners

Considering A U.S. Listing? What Asian Issuers Should Know

Worldwide Commercial

LL

Loeb & Loeb LLP

London Stock Exchange Discussion Paper – Shaping The Future Of AIM

United States Commercial

BC

Bryan Cave Leighton Paisner

Nasdaq And NYSE Target Excessive Reverse Stock Splits Used To Regain Compliance With Minimum Security Price Requirements

United States Commercial

FH

Foley Hoag LLP

2024-2025 Developments Regarding NYSE And Nasdaq Listing Rules

United States Commercial

CG

Cahill Gordon & Reindel LLP

Nasdaq Listing Fee Changes

United States Finance

GP

Goodwin Procter LLP

EU Listing Act Podcasts

United States Finance

AO

A&O Shearman

See more

Fund Management/ REITs

Loan Fund Structures Under AIFMD2: ESMA's Final Report

As detailed in our previous alert "Loan Fund Structures Under AIFMD2: ESMA's Proposals," in December 2024, the European Securities and Markets Authority (ESMA) issued a consultation...

United States Finance

GP

Goodwin Procter LLP

SEC's Strategic Shift To Expand Retail Investors' Access To Private Assets Provides New Opportunities: An Overview And Key Considerations

The Trump administration, including the Securities and Exchange Commission (SEC) leadership, has ushered in a push to "democratize" access to alternative investments.

United States Finance

KM

Katten Muchin Rosenman LLP

FCA Fines An Employee For Insider Dealing

On 13 October 2025 the FCA fined an employee for insider dealing for selling his own and close family member's entire shareholding whilst in possession of, and using, inside information.

United States Finance

BC

Bryan Cave Leighton Paisner

IRS Releases Proposed Regulations Under Section 897 On Domestically Controlled REITs

United States Finance

ST

Simpson Thacher & Bartlett

Proposed Regulations Remove Look-Through Rule For Domestically Controlled REITs

United States Finance

PR

Proskauer Rose LLP

Trends In Private Credit Fund Structuring 2025

Worldwide Finance

D

Dechert

FCA Consults On Fund Tokenisation And Direct Dealing

United States Finance

KM

Katten Muchin Rosenman LLP

Forward Flow Transactions — A Key Tool In Fuelling Private Credit Growth

United States Finance

WG

Weil, Gotshal & Manges LLP

WMHW Alert: SEC Enforcement Trends In The First Six Months

United States Commercial

Walden Macht Haran & Williams LLP

See more

Latest Videos

See more

Reopening The IPO Window: Insights From The IPO Summit — Silicon Valley Edition (Video)

FL

Foley & Lardner

Do Arbitrators Follow The Law? A New Study Provides Data, But The Debate Continues (Podcast)

BS

Ballard Spahr LLP

Navigating The Retail Alternatives Landscape (Video)

AM

Alvarez & Marsal

Securities Docket Weekly Update - March 7 (Video)

AP

Anderson P.C.

6 Quick Tips For An Effective Financial Check-up (Video)

KR

Kaufman Rossin

Upcoming Events

2025 Asset Management And Investment Funds Fall Conference—New York

KG

K&L Gates LLP

GICLI 11th Annual Meeting

W

WilmerHale

Asset Management Fundraising And Liquidity Market Update

MB

Mayer Brown

Financial Services Regulatory Crystal Ball: Financial Services Litigation And Enforcement Outlook

HK

Holland & Knight

Mondaq uses cookies on this website. By using our website you agree to our use of cookies as set out in our Privacy Policy.

Learn More