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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

FINTRAC Publishes Resources To Support Mortgage Sector Compliance

As we previously reported, persons and entities in the mortgage sector (mortgage administrators, mortgage brokers, and mortgage lenders) became subject...

GL

Goodmans LLP

Broad Support For Infrastructure Investments In Canada: New OSFI Capital Adequacy Guidelines For Life Insurers

The Office of the Superintendent of Financial Institutions (OSFI) has announced immediate changes to the Life Insurance Capital Adequacy Test (LICAT) Guideline...

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Dentons Canada LLP

Indemnity Costs

What are the real legal costs which a lender can recover in a commercial foreclosure? Is it different for a residential mortgage?

LK

Lindsay Kenney LLP

Model Risk Governance For Financial Institutions: New Guidance For A New Era

On September 11, 2025, the Office of the Superintendent of Financial Institutions ("OSFI") released Guideline E-23 – Model Risk Management (2027) ("Guideline E-23"), which will become effective on May 1, 2027.

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McMillan LLP

U.S. Releases Proposed Regulations Affecting REIT Look-through Rules

TL

Torys LLP

Des organismes de réglementation financière évaluent la résilience climatique des institutions financières canadiennes

BC

Blake, Cassels & Graydon LLP

The Going Public Alternative

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Goodmans LLP

When A Client-advisor Relationship Gets Too Close

BB

Babin Bessner Spry LLP

AMF Proposed Fee Changes

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Borden Ladner Gervais LLP

Shedding Ill-gotten Gains: CIRO Proposes To Clarify Mutual Fund Dealer Disgorgement Rules

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Borden Ladner Gervais LLP

CSA's Grounded Year In Review

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Borden Ladner Gervais LLP

CIRO's New Proposed Guidance Allowing OEO Dealers More Cover

BL

Borden Ladner Gervais LLP

CSA 2025-2028 Business Plan: Enriching The Ecosystem

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Borden Ladner Gervais LLP

Transferring Trust: Consultation On Bulk Account Transfers

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Borden Ladner Gervais LLP

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Webinars

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Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

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Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

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In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

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In-House Counsel Worldwide

Recorded on 30 Apr 2025 | 2:00 PM

Mondaq | 2025 Law Firm Data Landscape Report

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Mondaq

Related Country Guides

Project Finance

Secured Lending

Banking Regulation

Fund Finance

CIRO TCR Rules: In The Clearing

This summer, the Canadian Investment Regulatory Organization (CIRO) published amendments to the Mutual Fund Dealer Rules and the Investment Dealer and Partially Consolidated Rules...

Canada Commercial

BL

Borden Ladner Gervais LLP

From Draft To Disclosure: Streamlining Multilingual Regulatory Reporting In Finance And Legal Teams

Financial institutions are under growing pressure to deliver accurate, timely, and bilingual regulatory disclosures. Increased regulatory complexity means 2025's...

Alexa Translations

Legal Insights On The Fund Finance Market In Canada

The fund finance market in Canada continues to evolve, offering innovative solutions and opportunities for private equity, venture capital and real estate/infrastructure funds.

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Dentons Canada LLP

The Investment Fund Rules Book

BL

Borden Ladner Gervais LLP

Canadian Securities Regulators Announce Changes To Support Capital-Raising Efforts

Canada Commercial

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Aird & Berlis LLP

Need Funding For IP? Try IPON

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Gilbert's LLP

A New "Golden Age" For Canada's Charitable Sector? A Proposal

Canada Commercial

MT

Miller Thomson LLP

Payment Services Providers - Preparing To Comply With Safeguarding Of Funds Requirements

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Fasken

Key Takeaways From The 2025 Fund Finance Symposium

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Torys LLP

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Commodities/Derivatives/Stock Exchanges

President Trump's Executive Order On Alternative Assets For U.S. Defined-Contribution Retirement Plans—And What It Means For The Secondaries Market

On August 7, President Trump signed Executive Order 14330, "Democratizing Access to Alternative Assets for 401(k) Investors", which aims to facilitate investments in alternative assets by participants in U.S. employer-sponsored defined-contribution retirement plans, ...

TL

Torys LLP

PIPE Transactions In Canada

This guide provides a high-level overview of private investments in Canadian public equities (PIPE), including common areas of negotiation, strategic...

Canada Commercial

OH

Osler, Hoskin & Harcourt LLP

Autorité Des Marchés Financiers Consultation On Fee Recalibration

On June 26, 2025, the Autorité des marchés financiers (AMF) published a notice of consultation regarding changes to certain fees and penalties prescribed by the Securities Act (Québec) and the Derivatives Act (Québec).

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Borden Ladner Gervais LLP

Consultation de l'Autorité des marchés financiers sur le recalibrage des droits

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Borden Ladner Gervais LLP

Bill 92: New Omnibus Legislation Is Changing The Regulatory Framework Of Québec's Financial Sector

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Fasken

Autorité des marchés Financiers Proposes Changes To Fee Structure Applicable To Firms Registered Or Relying On Exemptions In Québec

TL

Torys LLP

Expanded Enforcement Powers: Is CIRO Now Exercising 'Statutory' Powers?

OH

Osler, Hoskin & Harcourt LLP

OSC Adopts New Framework To Distribute Funds From Disgorgement Orders To Harmed Investors

Canada Litigation

OH

Osler, Hoskin & Harcourt LLP

Québec Amendments Affecting Financial Sector Aim To Harmonize With Other Canadian Jurisdictions

OH

Osler, Hoskin & Harcourt LLP

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Debt Capital Markets

The CRA Issues A New 'Income Tax Folio' On How Shareholder Loans And Debts Are Treated

In April 2025, the Canada Revenue Agency (CRA) issued the Income Tax Folio S3-F1-C1, Shareholder Loans and Debts, which can be relied upon as the accurate summary of the CRA's interpretation regarding subsection 15(2) of the Income Tax Act (ITA) and its related provisions.

RS

Rotfleisch & Samulovitch P.C.

The 7 Steps Of Estate Administration In Canada – Guidance From A Canadian Tax Lawyer

When an individual passes away, the property and assets s/he leaves behind are collectively referred to as her/his estate.

RS

Rotfleisch & Samulovitch P.C.

When A Client-advisor Relationship Gets Too Close

How to know if a client relationship poses a potential conflict and what to do about it...

BB

Babin Bessner Spry LLP

Court Of Appeal Summaries (September 29 – October 3, 2025)

Canada Litigation

BM

Blaney McMurtry LLP

Top Trends In Private Capital Fundraising

BJ

Bennett Jones LLP

OSFI Quarterly Release: Updates For Capital Adequacy, Model Risk Management And Insurer Peer Review

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Fasken

Scaling Smarter: How Tech Startups Can Boost Growth With Venture Debt

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Borden Ladner Gervais LLP

OSC Adopts Framework To Return Disgorged Funds To Harmed Investors

C

Cassels

Law Students And Money: Your Financial Curriculum

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Lawyers Financial

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Asset Finance

Minister Of Transport Introduces Additional Rail Safety Measures Amid Record-Level Crude Oil Transportation By Rail

Canadian crude exports by rail have seen a sharp increase since 2017 and are at an all-time high (see table below). This steady increase has been driven by a lack of pipeline infrastructure

Canada Transport

C

Cassels

"Best Efforts" Doesn't Automatically Apply To All Conditional Financing Provisions, B.C. Court Holds

British Columbia's Court of Appeal has upheld a ruling that declined to apply a "best efforts" requirement to the fulfillment of a financing condition in a real estate purchase agreement.

Canada Real Estate

SE

Stikeman Elliott LLP

The New Liquid Alt Funds Regime – And Some Changes For Conventional Mutual Funds And Closed-End Funds

On October 4, 2018, the Canadian securities administrators published the final version of the amendments that will create a new regime for liquid alternative mutual funds (alt funds).

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Fasken

Prudent Investor Legislative Provisions Update - Third

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WeirFoulds LLP

Prudent Investor Legislative Provisions Update - Second

WL

WeirFoulds LLP

A Client Asked Us: Preserving Hypothecary Rights In Québec Following A Grantor's Asset Sale Completed Without Consent

GW

Gowling WLG

The Repeal Of Ontario's Bulk Sales Legislation

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Fasken

Notice Of Assignment Of Accounts Receivable Under The PPSA: What Every Factor Should Know

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Torkin Manes LLP

The Asset Management Review

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Stikeman Elliott LLP

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Latest Videos

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Arrangements With Third-Party Creditors: Conducting And Reviewing PPSA Searches (Video)

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Gowling WLG

Real Estate Joint Ventures For Investors: Liquidity Provisions (Video)

TL

Torys LLP

Retail Payment Activities Act

OH

Osler, Hoskin & Harcourt LLP

Financing For Tech Companies In Today's Lending Environment (Video)

OH

Osler, Hoskin & Harcourt LLP

Arrangements With Third-party Creditors: Postponement Of Payment (Video)

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Gowling WLG

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