Australia: Fund Management/ REITs

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

LEI Status Requirements – Which May Lapse, And Which Require Renewal?

Article summarises the primary fields which require LEIs to be populated, along with whether the LEI can be lapsed or not.

Australia Finance

TRAction

No Conflict Rule: A Reminder For AFSL Holders

AFSL holders owe fiduciary duty to avoid conflicts may operate in addition to the statutory obligation.

Australia Finance

K

Kennedys

Funds Update - 24 October 2025

Earlier this week, ASIC announced that it had issued PDS stop orders in relation to the PDSs for two classes of units of a registered...

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

Professions And Financial Lines Brief - Latest Decisions October 2025

A roundup of the latest court decisions touching on breach of warranty, the interpretation of "any one loss" and how conditional arbitration clauses interact with ongoing BI claims.

Australia Finance

K

Kennedys

Funds Update - 10 October 2025

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

Backloading Collateral & Valuation Information under EMIR Rules

Australia Finance

TRAction

Private Credit – Public Interest?

Australia Finance

KG

K&L Gates LLP

Funds Update - 26 September 2025

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

AML/CTF FAQs for current Reporting Entities

Australia Finance

HN

Holley Nethercote

Private Equity Value Creation Report: Australia 2025

Australia Commercial

AM

Alvarez & Marsal

Australia Financial Lines Insurance Symposium Report 2025

Australia Finance

K

Kennedys

FCA Makes the ‘Execution Agent' Field Conditional under EMIR

Australia Finance

TRAction

APAC Monthly Private Wealth Legal Developments – July 2025

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

APAC Monthly Private Wealth Legal Developments – June 2025

Worldwide Wealth Mgt

KL

Herbert Smith Freehills Kramer LLP

Inside Safety Podcast Series - Episode 3, Part 1 - Director's Duties

Australia Employment

KL

Herbert Smith Freehills Kramer LLP

Fair Work Commission Backs Employee in Remote Work Dispute with Westpac

Australia Employment

M

McCabes

Ready Or Not, Here They Come: The Victorian Psychosocial Regulations And Compliance Code Explained

Australia Employment

KG

K&L Gates LLP

Employment Relations Podcast #45 – Employment Law For The Time Poor… Live!

Australia Employment

PA

Piper Alderman

New English Requirements For Visas

Australia Immigration

IL

Interstaff Immigration Agency

The Regulatory Developments For FY25 That Fund Managers Can't Afford To Ignore

As we have now said goodbye to FY25, we look back on some of the more significant regulatory developments that fund managers can't afford to ignore.

Australia Finance

KG

K&L Gates LLP

The big issue with issuing – Can it be done without holding an AFSL?

Issuing a financial product is a financial service and, therefore, would seem to require the issuer to hold an AFSL.

Australia Finance

HN

Holley Nethercote

Embracing Arbitration For Australian Financial Services Disputes

Australia is home to a sophisticated financial services sector with global reach and a well-developed arbitration framework.

Australia Finance

CC

Corrs Chambers Westgarth

Are you breaching the anti-hawking provisions?

Prohibition on hawking financial products (and credit products).

Australia Finance

SG

Sophie Grace Pty Ltd

ASIC Issues Warning over Dodgy Cold Calling Operators and Online Baiting Tactics

Australia Finance

SG

Sophie Grace Pty Ltd

The Regulation Of Private Markets In Australia—Where To Next?

Australia Finance

JD

Jones Day

ESMA's assessment of the MiFID Trade Reporting Framework

Australia Finance

TRAction

Piper Alderman's Response to ASIC Consultation Paper 381

Australia Finance

PA

Piper Alderman

To name or not to name? ASX revises its approach to continuous disclosure obligations for market sensitive contracts

Australia Finance

PA

Piper Alderman

Updated Guidance on Financial Services Guides – Website Disclosure Information

Australia Finance

SG

Sophie Grace Pty Ltd

Do I really need to do Responsible Manager (RM) Training?

Australia Finance

HN

Holley Nethercote

Certified Wholesale – SMSFs and Accountant's Certificates

Australia Finance

HN

Holley Nethercote

More Flexible FSG Requirements

Australia Finance

SG

Sophie Grace Pty Ltd

Improving the UK Transaction Reporting Regime – MIFID Framework

Australia Finance

TRAction

Do I really need to do Responsible Manager (RM) Training?

A sensible licensee would send its RMs to a half day RM course at least annually.

Australia Finance

HN

Holley Nethercote

Certified Wholesale – SMSFs and Accountant's Certificates

Financial advisers and accountants need to be aware of exactly how an accountant's certificate can be used.

Australia Finance

HN

Holley Nethercote

More Flexible FSG Requirements

Essentially, financial advisers may give their clients a FSG or make the FSG information publicly available on their website .

Australia Finance

SG

Sophie Grace Pty Ltd

Improving the UK Transaction Reporting Regime – MIFID Framework

The FCA is considering ways to harmonise transaction reporting and support market integrity.

Australia Finance

TRAction

What do ‘MAKE'/'TAKE' mean in relation to Buy/Sell for Direction of Leg 1/Leg 2?

Australia Finance

TRAction

‘Margin discounts' for CFDs under ASIC scrutiny

ASIC warned providers in their most recent Market Integrity Update issued in July 2024.

Australia Finance

SG

Sophie Grace Pty Ltd

How 2024 is shaping up for super trustees

Financial services regulatory activities for superannuation trustees in 2024.

Australia Commercial

PA

Piper Alderman

Your clients may already have a lockdown DPN, they just don't know it yet

ATO has expanded the director penalty regime to incorporate superannuation.

Australia Insolvency

W

Worrells

Wills & Estate Planning

Estate planning lawyers should consider what will happen to a client's superannuation death benefit upon their passing.

Australia Family

MF

Matthews Folbigg Lawyers

What is the Corporate Collective Investment Vehicle (CCIV) regime?

Australia Finance

SG

Sophie Grace Pty Ltd

ASIC secures victory in greenwashing case against Vanguard

Australia Finance

PA

Piper Alderman

Debunking superannuation insurance myths - some common misconceptions

Australia Insurance

CO

Carroll & O'Dea

SMSFs with CGW – Episode 1: Proposed tax on super

CG

Cooper Grace Ward

Use of performance figures in marketing materials – ASIC takes action

Australia Finance

SG

Sophie Grace Pty Ltd

Funds Update – 16 February 2024

Australia Finance

HS

Herbert Smith Freehills Kramer LLP

It Depends – Do I need to update my superannuation fund trust deed?

Australia Finance

CG

Cooper Grace Ward

Top 10 superannuation trustee priorities for 2024

Australia Finance

PA

Piper Alderman

The Commissioner tightens compliance against SMSF Trustees, what are you doing wrong?

Australia Finance

CG

Coleman Greig Lawyers

It Depends – Am I affected by the 2023 superannuation changes?

CG

Cooper Grace Ward

It Depends – Can my SMSF make loans?

Australia Finance

CG

Cooper Grace Ward

National Reconstruction Fund Investment Mandate Now Released

Australia Finance

HS

Herbert Smith Freehills Kramer LLP

The impact of proposed changes to NALE rules for eligible superannuation funds

Australia Finance

CG

Coleman Greig Lawyers

A tap on the shoulder: Prudential Standard CPS 900 – Resolution Planning

Australia Finance

HR

Holding Redlich

在澳大利亚营商的挑战

Australia Government

TG

TMF Group BV

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Latest Videos

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It Depends – So my SMSF has paid out my borrowings under an LRBA (Limited Recourse Borrowing Arrangement) - What do I have to do?

CG

Cooper Grace Ward

It Depends – Can my SMSF have six members?

CG

Cooper Grace Ward

It Depends: What documents do I need to pay a pension from my SMSF?

CG

Cooper Grace Ward

It Depends – What is an SMSF?

CG

Cooper Grace Ward

It depends – reversionary pensions

CG

Cooper Grace Ward

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