Australia: Fund Management/ REITs

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Australia Financial Lines Insurance Symposium Report 2025

A summary report from our 2025 Australia financial lines symposiums outlining some of the key issues and opportunities impacting financial lines claims and litigation in Australia.

Australia Finance

K

Kennedys

FCA Makes the ‘Execution Agent' Field Conditional under EMIR

These new validation rules will take effect from 26 January 2026 (Implementation Date).

Australia Finance

TRAction

APAC Monthly Private Wealth Legal Developments – July 2025

ASIC has published a consultation on proposed updates to its Regulatory Guide 181: Licensing – Managing conflicts of interest, which provides guidance on how Australian financial services...

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

APAC Monthly Private Wealth Legal Developments – June 2025

ASIC has provided Australian financial services and credit licensees additional targeted relief under the reportable situations regime in response to feedback from industry.

Worldwide Wealth Mgt

KL

Herbert Smith Freehills Kramer LLP

The Regulatory Developments For FY25 That Fund Managers Can't Afford To Ignore

Australia Finance

KG

K&L Gates LLP

The big issue with issuing – Can it be done without holding an AFSL?

Australia Finance

HN

Holley Nethercote

Embracing Arbitration For Australian Financial Services Disputes

Australia Finance

CC

Corrs Chambers Westgarth

Are you breaching the anti-hawking provisions?

Australia Finance

SG

Sophie Grace Pty Ltd

ASIC Issues Warning over Dodgy Cold Calling Operators and Online Baiting Tactics

Australia Finance

SG

Sophie Grace Pty Ltd

The Regulation Of Private Markets In Australia—Where To Next?

Australia Finance

JD

Jones Day

ESMA's assessment of the MiFID Trade Reporting Framework

Australia Finance

TRAction

Piper Alderman's Response to ASIC Consultation Paper 381

Australia Finance

PA

Piper Alderman

To name or not to name? ASX revises its approach to continuous disclosure obligations for market sensitive contracts

Australia Finance

PA

Piper Alderman

Updated Guidance on Financial Services Guides – Website Disclosure Information

Australia Finance

SG

Sophie Grace Pty Ltd

Australian Productivity Commission Proposes Text & Data Mining Exception To Copyright Infringement For AI Training

KL

Herbert Smith Freehills Kramer LLP

New English Language Requirements For Australian Visas

Australia Immigration

RM

Roam Migration Law

Introducing Cathro Clarity: Unlocking Australia's Insolvency Data

Australia Insolvency

CP

Cathro & Partners

AI For Better Insurance

Australia Technology

KL

Herbert Smith Freehills Kramer LLP

Keeping Up With ESG In Australia – August 2025

Australia Environment

KL

Herbert Smith Freehills Kramer LLP

Do I really need to do Responsible Manager (RM) Training?

A sensible licensee would send its RMs to a half day RM course at least annually.

Australia Finance

HN

Holley Nethercote

Certified Wholesale – SMSFs and Accountant's Certificates

Financial advisers and accountants need to be aware of exactly how an accountant's certificate can be used.

Australia Finance

HN

Holley Nethercote

More Flexible FSG Requirements

Essentially, financial advisers may give their clients a FSG or make the FSG information publicly available on their website .

Australia Finance

SG

Sophie Grace Pty Ltd

Improving the UK Transaction Reporting Regime – MIFID Framework

The FCA is considering ways to harmonise transaction reporting and support market integrity.

Australia Finance

TRAction

What do ‘MAKE'/'TAKE' mean in relation to Buy/Sell for Direction of Leg 1/Leg 2?

Australia Finance

TRAction

Failure to Manage PDS Notifications with ASIC May Attract Serious Consequences

Australia Finance

SG

Sophie Grace Pty Ltd

How Foreign Financial Services Providers can Provide Services to Australian Clients

Australia Finance

SG

Sophie Grace Pty Ltd

Launching a new financial product in 2025? Don't forget to do these things…

Australia Finance

HN

Holley Nethercote

AFS Licensees – Are you Complying with your Financial Obligations?

Australia Finance

SG

Sophie Grace Pty Ltd

‘Margin discounts' for CFDs under ASIC scrutiny

Australia Finance

SG

Sophie Grace Pty Ltd

How 2024 is shaping up for super trustees

Australia Commercial

PA

Piper Alderman

Your clients may already have a lockdown DPN, they just don't know it yet

Australia Insolvency

W

Worrells

Wills & Estate Planning

Australia Family

MF

Matthews Folbigg Lawyers

What is the Corporate Collective Investment Vehicle (CCIV) regime?

Australia Finance

SG

Sophie Grace Pty Ltd

How 2024 is shaping up for super trustees

Financial services regulatory activities for superannuation trustees in 2024.

Australia Commercial

PA

Piper Alderman

Your clients may already have a lockdown DPN, they just don't know it yet

ATO has expanded the director penalty regime to incorporate superannuation.

Australia Insolvency

W

Worrells

Wills & Estate Planning

Estate planning lawyers should consider what will happen to a client's superannuation death benefit upon their passing.

Australia Family

MF

Matthews Folbigg Lawyers

What is the Corporate Collective Investment Vehicle (CCIV) regime?

A CCIV is a type of company limited by shares that operates as a collective investment vehicle.

Australia Finance

SG

Sophie Grace Pty Ltd

ASIC secures victory in greenwashing case against Vanguard

Australia Finance

PA

Piper Alderman

It Depends – Do I need to update my superannuation fund trust deed?

Three key dates to think about when looking through your client's superannuation fund trust deed.

Australia Finance

CG

Cooper Grace Ward

Top 10 superannuation trustee priorities for 2024

With these top 10 priorities, 2024 brings increased regulatory scrutiny for superannuation trustees.

Australia Finance

PA

Piper Alderman

The Commissioner tightens compliance against SMSF Trustees, what are you doing wrong?

Common breaches made by SMSF trustees that can attract punitive action from the ATO.

Australia Finance

CG

Coleman Greig Lawyers

It Depends – Am I affected by the 2023 superannuation changes?

This edition of 'It depends' discusses whether you might be affected by the latest changes to superannuation.

CG

Cooper Grace Ward

It Depends – Can my SMSF make loans?

Australia Finance

CG

Cooper Grace Ward

National Reconstruction Fund Investment Mandate Now Released

Australia Finance

HS

Herbert Smith Freehills Kramer LLP

The impact of proposed changes to NALE rules for eligible superannuation funds

Australia Finance

CG

Coleman Greig Lawyers

A tap on the shoulder: Prudential Standard CPS 900 – Resolution Planning

Australia Finance

HR

Holding Redlich

在澳大利亚营商的挑战

Australia Government

TG

TMF Group BV

Managed investment scheme review – read our submission

Australia Finance

MC

McMahon Clarke

Stop! It's members' time: Amendments to SPS 515 Strategic Planning and Member Outcomes

Australia Finance

PA

Piper Alderman

Underwriters, are you ready for the new rules governing private funds advisors?

Australia Finance

K

Kennedys

ASIC's new financial requirements—one big change for wholesale fund managers

Australia Finance

MC

McMahon Clarke

Financial Services Thinking - Issue 38

Australia Finance

MC

McMahon Clarke

Managed investment schemes (MIS) and when they must be registered

Australia Finance

HN

Holley Nethercote

What are the compliance requirements for regulated managed investment schemes?

Australia Finance

HN

Holley Nethercote

In my SMSF, does my binding death nomination need to follow the terms of the trust deed to a tee?

Australia Finance

CG

Cooper Grace Ward

Major overhaul on the horizon for managed investment schemes

Australia Finance

MC

McMahon Clarke

BTR Series Part 5: Debt Funds Options—NHFIC And Alternatives

Australia Real Estate

KG

K&L Gates LLP

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Latest Videos

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It Depends – Can my SMSF engage a related party builder?

CG

Cooper Grace Ward

It Depends – So my SMSF has paid out my borrowings under an LRBA (Limited Recourse Borrowing Arrangement) - What do I have to do?

CG

Cooper Grace Ward

It Depends – Can my SMSF have six members?

CG

Cooper Grace Ward

It Depends – Can self-managed superannuation funds borrow?

CG

Cooper Grace Ward

It depends – What happens to a SMSF when a member loses capacity?

CG

Cooper Grace Ward

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