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Holland & Knight
Like our clients, Holland & Knight's Financial Services Industry Group is committed to actively contributing to our nation's response to the coronavirus (COVID-19) pandemic and related...
Holland & Knight
A key feature of the Coronavirus Aid, Relief, and Economic Security Act (CARES Act) Paycheck Protection Program (PPP), which now authorizes $670 billion for qualifying businesses to obtain loans...
Seyfarth Shaw LLP
In response to inquiries from interested parties, on May 4, 2020, the Commissioner (the "Commissioner") of the DC Department of Insurance, Securities, and Banking (the "DISB") published additional guidance...
Reinhart Boerner Van Deuren s.c.
Under the Coronavirus Aid, Relief, and Economic Security Act (CARES Act), the Federal Reserve received authority to set up a Main Street Lending Program (Program) to facilitate lending to small and mid-sized businesses.
Holland & Knight
Like our clients, Holland & Knight's Financial Services Industry Group is committed to actively contributing to our nation's response to the coronavirus (COVID-19)
Arnold & Porter
To help our clients navigate the coronavirus (COVID-19) crisis, Arnold & Porter has established a Coronavirus Task Force covering a wide range of issues
Holland & Knight
The Federal Reserve Bank of New York went "live", with updates about the Term Asset-Backed Securities Loan Facility Program that was reauthorized under the Coronavirus Aid, Relief, and Economic Security Act.
On April 21, 2020, the Securities and Exchange Commission (SEC) voted to propose Rule 2a-5 under the Investment Company Act of 1940 (1940 Act)
Cadwalader, Wickersham & Taft LLP
The comment deadline was extended from May 5, 2020 to June 4, 2020.
Cadwalader, Wickersham & Taft LLP
A broker-dealer firm settled FINRA charges for causing registered representatives from other firms to disclose nonpublic personal customer information to a third-party vendor.
Seyfarth Shaw LLP
Borrowers and lenders will continue to struggle with the economic consequences and challenges presented by the COVID-19 pandemic for some time.
The Commodity Futures Trading Commission (CFTC or Commission) continues to advance its regulatory agenda amid the COVID-19 crisis. After an initial flurry of no-action letters that ameliorate...
Mayer Brown
The COVID-19 national emergency has caused unprecedented economic disruption. The federal government was quick to enact relief measures ...
Kramer Levin Naftalis & Frankel LLP
On April 13, the New York State Department of Financial Services (DFS) issued guidance to its regulated institutions on how to manage cyber-risks connected to remote working, amid a "significant" increase in cybercrime associated ...
Cadwalader, Wickersham & Taft LLP
FINRA issued new COVID-19-related guidance (see here and here) on (i) fixed income mark-up disclosures and (ii) the payment of Funding Portal Gross Income Assessments ("FPGIAs").
Cadwalader, Wickersham & Taft LLP
CFTC Commissioner Brian D. Quintenz announced that he will not seek re-nomination. Mr. Quintenz was sworn in as CFTC Commissioner on August 3, 2017.
Mayer Brown
On October 30, 2019, the Institutional Limited Partners Association ("ILPA") publicly released a model Limited Partnership Agreement for private equity buyout funds.
Cadwalader, Wickersham & Taft LLP
The FINRA Department of Enforcement filed a complaint against a firm and several associated persons for allowing a formerly registered representative to continue to engage in securities activities.
Pryor Cashman LLP
On April 20, 2020, the Industrial Bank of Korea (IBK) agreed to pay $86 million to settle the U.S. and New York state criminal and civil charges brought by the Manhattan U.S. Attorney's Office...
Shearman & Sterling LLP
The COVID-19 pandemic has brought Asia's economic growth to a halt for the first time in 60 years, with different parts of the region experiencing different stages of the pandemic.
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