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Proskauer Rose LLP
On January 1, 2021, Congress enacted the Corporate Transparency Act (the "CTA") as part of the Anti-Money Laundering Act of 2020 in the National Defense Authorization Act for Fiscal Year 2021.
Ropes & Gray LLP
In a speech delivered on the 24 November 2023 at the EFAMA Investment Management Forum in Brussels, ESMA Chair, Verena Ross, outlined the key sustainability-related focus points...
K&L Gates
The regulation of broker-dealer communications is delegated to the Financial Industry Regulatory Authority, Inc. (FINRA)...
Katten Muchin Rosenman LLP
In an article for Wealth Management: Trusts & Estates, Private Wealth partner Louis Laski reviewed the historical context and recent case law surrounding disclosures of gift...
Greenberg Glusker Fields Claman & Machtinger
Marriage inevitably comes to an end, for some couples as a result of death and for a substantial number of others as a result of dissolution.
Greenberg Glusker Fields Claman & Machtinger
Laura Zwicker, Private Client Services Group Chair, authored "Navigating International Legal Considerations for Advisors Serving Multi-National Families: Part 2" in Trusts & Estates.
Ropes & Gray LLP
In a split decision issued October 31, the U.S. Court of Appeals for the Tenth Circuit reversed a trial court's ruling imposing sanctions against plaintiffs'...
Davis Graham & Stubbs
On May 3, the Commissioners of the Securities Exchange Commission voted to adopt final amendments to Form PF and Rule 204(b)-1 the under the Investment Advisers Act of 1940.
Reinhart Boerner Van Deuren s.c.
Asset protection planning can be an element of your estate plan designed to minimize economic exposure.
Ropes & Gray LLP
Around half of total global assets under management are held by individual investors, yet less than a fifth of this capital is allocated to alternative assets, according to Bain & Company's 2023...
Proskauer Rose LLP
As one of the fastest-growing asset classes, the private credit market has reached a level of maturity that indicates secondary transaction volume will continue...
Partners Brian Mahanna, Tiffany J. Smith and Zachary Goldman, Senior Counsel Eric Lesser, Counsel Isabel Dai, and Senior Associate Zachary Kessler penned an article for The Investment Lawyer...
Axinn Veltrop & Harkrider
Each January, the Federal Trade Commission announces the new thresholds for pre-merger notifications under the HSR Act, which are updated each year based on changes in the gross national product.
Proskauer Rose LLP
The September 2023 Section 7520 rate for use with estate planning techniques such as CRTs, CLTs, QPRTs and GRATs is 5%, which was the same as the August 2023 rate.
Ropes & Gray LLP
In its August 25, 2023 decision in Robinhood Financial LLC vs. Galvin, the Massachusetts Supreme Judicial Court (the "SJC") reversed a trial court's decision and validated a 2020...
When it comes to financial planning, married couples enjoy certain advantages. For example, if they divorce and have not entered into a prenuptial agreement...
Ropes & Gray LLP
The SEC adopted its much anticipated private fund reforms on August 23, 2023. These reforms include several quarterly reporting requirements with respect to performance and fees and expenses...
Foley & Lardner
Below, we summarize the Rules as adopted and note the key areas of modification from the SEC's original proposal.
European Union
Ropes & Gray LLP
Last week, on 10 October, the European Commission hosted the first of a series of online workshops and roundtables with stakeholders as part of its consultation on the SFDR (which we covered here).
Katten Muchin Rosenman LLP
ESG, specifically sustainability, is an increasingly controversial topic for investment managers, with diverging regulation in Europe, the US and the UK...
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