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Troutman Pepper Hamilton Sanders
The Office of the Chief Accountant of the SEC's Division of Investment Management periodically issues "Dear Chief Financial Officer" letters to help registered investment companies...
McGuireWoods LLP
Sixth Street has led an $830 million growth equity investment into Caris Life Sciences, according to a news release.
Proskauer Rose LLP
Judge Joshua D. Wolson of the U.S. District Court for the Eastern District of Pennsylvania recently dismissed a Lanham Act suit that challenged critical comments on a blog (not this one!).
Cadwalader, Wickersham & Taft LLP
A firm settled FINRA charges for failing to detect that its representative recommended an unsuitable investment strategy.
Morrison & Foerster LLP
The study draws on quantitative and qualitative data provided by members of Impact Capital Managers.
Akin Gump Strauss Hauer & Feld LLP
The Securities and Exchange Commission's (SEC, or Commission) Division of Examinations (Division) recently issued a Risk Alert highlighting staff observations ...
Winston & Strawn LLP
On April 9, 2021 the U.S. Securities and Exchange Commission ("SEC") Division of Examinations ("Division") released a Risk Alert highlighting observations from recent examinations
Mayer Brown
The first observation that the staff shared is highly charged: potentially misleading statements regarding ESG investing processes and representations regarding adherence to global ESG frameworks.
Cadwalader, Wickersham & Taft LLP
The North American Securities Administrators Association ("NASAA") cautioned investors against "making emotional decisions" in response to social media campaigns that may negatively affect their investment strategies.
Shearman & Sterling LLP
On February 22, 2021, the United States Court of Appeals for the Fourth Circuit unanimously affirmed the dismissal of a putative class action.
Mayer Brown
Recently, the US Securities and Exchange Commission ("SEC") adopted amendments to the definition of accredited investor ("AI") and amendments to the definition of Qualified Institutional Buyer.
Morrison & Foerster LLP
Manager and investor interest in open-end real estate ("OERE") funds focused on Asia investments has exploded in recent years, with continued growth expected.
Mayer Brown
In recent years, there has been a trend in the financial markets towards greener, environmentally friendly investments, and private equity funds ("Funds") are no exception.
Cooley LLP
Palo Alto – January 22, 2021 – Cooley advised Sapphire Ventures on its lead investment in Dremio's $135 million
Godfrey & Kahn S.C.
The SEC adopted a new rule under the Investment Company Act codifying fair valuation requirements for registered investment companies. The last time the SEC comprehensively addressed...
Verrill Dana
Eight years ago, the U.S. Department of Labor ("DOL") issued "tips" for retirement plan fiduciaries to consider when selecting and monitoring target date retirement funds ("TDFs").
Harter Secrest & Emery
On October 30, 2020, the Department of Labor issued final regulations restricting ERISA plans from making investment decisions based on "non-pecuniary" factors.
Cadwalader, Wickersham & Taft LLP
On October 30, 2020, the U.S. Department of Labor ("DOL") published its final rule ("Final Rule") adopting amendments to its longstanding "investment duties" regulation under the...
Seyfarth Shaw LLP
Seyfarth Synopsis: On October 30, 2020, the Department of Labor ("DOL") released a final regulation amending the fiduciary regulations...
Proskauer Rose LLP
On October 30, 2020, the U.S. Department of Labor (the "DOL") issued a final rule on factors for selecting plan investments, which restricts "do-good" or "ESG" investing.
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