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Debevoise & Plimpton
On July 27, 2022, the Securities and Exchange Commission ("SEC") separately charged three financial institutions with violations of Rule 201 of Regulation S-ID ("Reg S-ID")...
Goodwin Procter LLP
Are the SEC and FINRA setting up shop in the metaverse? Not quite yet, but we stress yet! Like private sector businesses, U.S. financial services regulators are increasingly exploring what the metaverse...
Morrison & Foerster LLP
In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important SEC enforcement developments...
Morrison & Foerster LLP
Welcome to MoFo Perspectives, a podcast by Morrison and Foerster, where we share the perspectives of our clients, colleagues, subject matter experts, and lawyers.
Morrison & Foerster LLP
MoFo's Stacey Sprenkel discusses how ethics and compliance skillsets can support ESG strategy in multinational corporations.
Venable LLP
Doing good doesn't get old. But marketing leaders know that effective promotion of a company's charitable giving requires a subtle combination of bedrock advertising principles with a few twists.
Holland & Knight
In light of the SEC's recent enforcement activity involving Rule 21F-17, this post aims to provide a brief overview of the rule's purpose, history and enforcement evolution.
Brownstein Hyatt Farber Schreck, LLP
Recently, Gurbir Grewal, the U.S. Securities and Exchange Commission's director of the Division of Enforcement, testified before the U.S. House of Representatives' Subcommittee on...
Sheppard Mullin Richter & Hampton
With six months before the first of the new US state general privacy laws go into effect, there are several steps companies can take now to begin to prepare.Unfortunately there are some parts...
Akin Gump Strauss Hauer & Feld LLP
On Tuesday, the Department of Justice (DOJ) released its Comprehensive Cyber Review report (the "Review") summarizing its review of the Department's cyber-related activities...
Herbert Smith Freehills
On June 30, 2022, Assistant Secretary of Commerce for Export Enforcement Matthew S. Axelrod published a memorandum that outlines four "significant policy changes" that the Bureau of Industry and Security...
Mintz
On March 21, 2022, the Securities and Exchange Commission ("SEC") published for comment its much-anticipated proposed rules on climate disclosures, entitled "The Enhancement and Standardization...
Debevoise & Plimpton
On July 5, 2022, the European Parliament voted to approve the final text of the Digital Services Act ("DSA" or the "Act"), a landmark regulation that—along with its sister regulation, the Digital Markets Act ("DMA")—is poised to transform the global regulatory landscape.
Nexsen Pruet
Since 1930 the US has prohibited the importation of goods made with forced labor; the UFLPA takes this prohibition to a new level.
Holland & Knight
The bipartisan Uyghur Forced Labor Prevention Act (UFLPA) went into effect on June 21, 2022.
Winston & Strawn LLP
On May 25, 2022, the U.S. Securities and Exchange Commission (the "Commission") proposed new rules and amendments under both the Investment Advisers Act of 1940...
Proskauer Rose LLP
Barnes & Noble argued that the "extraneous information" was included in the disclosure due to an inadvertent drafting error.
Morrison & Foerster LLP
In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important SEC enforcement developments from the past month, with links to primary sources.
Godfrey & Kahn S.C.
On May 25, 2022, the Securities and Exchange Commission (SEC) published a rule proposal which would improve disclosures by funds and investment advisers that take Environmental, Social, and Governance (ESG)...
Foley & Lardner
U.S. companies conducting business abroad face myriad compliance and regulatory challenges.
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