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Mayer Brown
On October 14, 2021, the U.S. Department of Labor (the "DOL") published a proposed regulation entitled "Prudence and Loyalty in Selecting Plan Investments and Exercising Shareholder Rights" (the "Proposed Rule").
Arnold & Porter
Olson's charge stemmed from alleged bid-rigging by submitting bids for public municipal-level concrete repair and construction contracts in Minnesota.
Arnold & Porter
The Securities and Exchange Commission has opened a broad inquiry into how Wall Street banks are keeping track of employees' digital communications, according to an October 11, 2021 Reuters report.
Fenwick & West LLP
On October 13, 2021, the U.S. Securities and Exchange Commission adopted final rules that amend several fee-bearing forms, schedules, statements and related rules to modernize filing fee disclosure and...
Allen Matkins Leck Gamble Mallory & Natsis LLP
Section 206 of the California Corporations Code provides that a corporation organized under the General Corporation Law may engage in any "business activity"...
Perkins Coie LLP
FTC sends Notice of Penalty Offenses to advertisers warning that unfair and deceptive acts and practices related to endorsements could trigger penalties of up to $43,792 per violation.
Bryan Cave Leighton Paisner LLP
Please join the IRS and other international organizations and regulators by participating in the annual International Charity Fraud Awareness Week (ICFAW), October 18-22, 2021.
Torres Law, PLLC
Developing and maintaining effective trade compliance training is an essential element to support a successful internal compliance program.
Mayer Brown
An insider's perspective from former Department of Justice (DOJ) and Federal Bureau of Investigation staff about how the US government gathers evidence abroad.
Kelley Drye & Warren LLP
Made In USA Tracker, January 1997 To Present.
Cadwalader, Wickersham & Taft LLP
The SEC Division of Corporation Finance granted no-action relief from SEA Rule 14e-5 ("Prohibiting Purchases Outside of a Tender Offer") requirements to an exchange-traded fund ("ETF").
Cadwalader, Wickersham & Taft LLP
The MSRB requested comment on draft compliance resources to assist regulated entities in their supervision over new issue pricing of municipal securities.
Cadwalader, Wickersham & Taft LLP
In this episode of ESG Talks, Bill Cox, Global Head of Corporate, Financial, and Government Ratings at KBRA, sits down with Wesley Misson and Katie McShane from Cadwalader, Wickersham & Taft.
Mayer Brown
The Securities and Exchange Commission (SEC) established its Cyber Unit in 2017 to combat a variety of cyber-related misconduct, including market manipulation...
Willkie Farr & Gallagher LLP
The Staff of the Securities and Exchange Commission's (SEC) Division of Examinations (Division) published a risk alert on April 9, 2021,1 highlighting observations of the Division Staff (Staff)...
Allen Matkins Leck Gamble Mallory & Natsis LLP
As noted in yesterday's post, Secretary of State Shirley N. Weber is asking U.S. District Court Judge R. Gary Klausner to dismiss a challenge to California's board quota statutes.
Perkins Coie LLP
Ensure the "tone from the top" encourages a culture of compliance among all levels of employees, from senior executives to entry-level workers.
Lewis Brisbois Bisgaard & Smith LLP
The Sample Letter builds on climate change guidance the SEC issued in 2010 and identifies nine categories of disclosures the SEC suggests may be material risks that must be disclosed.
Bryan Cave Leighton Paisner LLP
On September 28, 2021, FINRA released Regulatory Notice 21-34 which introduces additional new rules aimed at addressing high risk...
Seyfarth Shaw LLP
Potential penalties for companies and individuals that comply with foreign sanctions law have been introduced by a series of legal developments in China...
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