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Cadwalader, Wickersham & Taft LLP
A firm settled FINRA charges for failing to adequately review one of its registered representative's outside business activity disclosures.
Cadwalader, Wickersham & Taft LLP
Markets and market technology have changed since the adoption of Regulation NMS. Improvements require periodic and substantial revisits.
Cadwalader, Wickersham & Taft LLP
He also stated that "the most effective way to break from LIBOR is to cease entering new LIBOR contracts."
Cadwalader, Wickersham & Taft LLP
President Joseph R. Biden signed a new Executive Order to expand the scope of prohibitions contained in EO 13219, as amended by EO 13304.
Cadwalader, Wickersham & Taft LLP
The U.S. Senate Banking Subcommittee on Economic Policy considered testimony on the benefits of issuing a central bank digital currency.
Mayer Brown
It is impossible to give general advice as to which would be the appropriate method of enforcement in each case, because each vessel will be in a different situation, presenting a variety of possibilities and different problems.
Riker Danzig Scherer Hyland & Perretti
In a case of first impression with Constitutional implications, the Second Circuit found that a mortgagor had standing to sue under Article III of the Constitution in Federal Court...
Mayer Brown
As we detailed in our prior Legal Update, on January 19, 2021, the FHA expanded eligibility to apply for FHA-insured mortgages to individuals residing in the United States under the DACA program...
Cadwalader, Wickersham & Taft LLP
The CFTC's Interest Rate Benchmark Reform Subcommittee recommended "that on July 26, 2021 and thereafter, interdealer brokers replace trading of LIBOR linear swaps with trading of SOFR linear swaps."
Cadwalader, Wickersham & Taft LLP
FINRA requested comments on (i) potential changes to its short interest reporting requirements, (ii) a new rule that would require clearing agency participants to report information on allocations to correspondent firms of...
Cadwalader, Wickersham & Taft LLP
A firm settled FINRA charges for failing to submit accurate trade information to the Order Audit Trail System ("OATS") and the Over-the-Counter Reporting Facility ("OTCRF").
Seyfarth Shaw LLP
In this episode, Tracee E. Davis and Tonya M. Esposito, partners in Seyfarth's ESG and Consumer Finance Litigation groups, are joined by Walter Davis who is a founding member of ...
Seyfarth Shaw LLP
In this episode, Tracee E. Davis and Tonya M. Esposito, partners in Seyfarth's ESG and Consumer Finance Litigation groups, are joined by fellow Seyfarth partner and co-chair...
Duane Morris LLP
With all the regulator and market focus on SOFR as the LIBOR replacement of choice, it's easy to forget that there are other replacement rates vying for market attention.
Mayer Brown
Earlier this year, the US Federal Housing Finance Agency ("FHFA") issued a Request for Input ("RFI") on the risks of climate change and natural disasters to the national housing finance markets...
Cooley LLP
Palo Alto – June 6, 2021 – Cooley advised Lux Capital on the closing of two new funds at a total of $1.5 billion, bringing Lux's total capital under management to more than $4 billion.
Mayer Brown
With the explicit support of the G7 Finance Ministers and Central Bank Governors1 as well as many endorsements by major corporations and financial institutions...
Cadwalader, Wickersham & Taft LLP
FINRA proposed amendments to rules on continuing education and registration that would (i) require the regulatory element to be completed annually and (ii) provide a path for individuals with a terminated registration to maintain their qualification.
Cadwalader, Wickersham & Taft LLP
Federal Reserve Board ("FRB") Vice Chair for Supervision Randal K. Quarles highlighted efforts to promote efficiency as well as safety in the financial system after the "Great Financial Crisis."
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board ("FRB") adopted amendments to Regulation D ("Reserve Requirements of Depository Institutions").
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