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European Union
Debevoise & Plimpton
The EU Regulation on sustainability-related disclosures in the financial services sector (the "SFDR") came into effect in March 2021.
Legal Paradox, S.C.
Banking Regulation Comparative Guide for the jurisdiction of Mexico, check out our comparative guides section to compare across multiple countries
United States
Cadwalader, Wickersham & Taft LLP
The U.S. regulatory agencies were out in full force this week, with significant activity and pronouncements that will have a meaningful impact on the financial services industry.
Cadwalader, Wickersham & Taft LLP
Normally, these increased risks are absorbed by the intermediaries – the FCMs and DCO's clearing members, albeit at a certain cost for customers.
Cadwalader, Wickersham & Taft LLP
The Compliance Guide provides an overview of how the final rule, which will be published as 12 C.F.R. §330, affects the coverage rules for trusts, as well as for mortgage servicing accounts.
Cadwalader, Wickersham & Taft LLP
When Congress enacted the CFPA in 2010, it provided for concurrent enforcement by federal and state regulators.
Goodwin Procter LLP
As part of the consent judgment, the individual owner and his companies are permanently banned from the industry and have agreed to pay over $1.8 million in consumer restitution. ​
Debevoise & Plimpton
On May 5, 2022, the Federal Reserve Board, Federal Deposit Insurance Corporation and the Office of the Comptroller of the Currency issued a notice of proposed rulemaking (the "Proposal")...
Goodwin Procter LLP
On April 27, 2022, the U.S. District Court for the Western District of Pennsylvania certified a class comprised of individuals alleging the Defendants violated the Fair Debt Collection Practices Act (FDCPA).
Debevoise & Plimpton
As insurance companies look for opportunities to invest in a diversified portfolio of funds, and funds look for ways to access additional capital, there is increasing demand for innovative rated note structures.
Arnold & Porter
Arnold & Porter's Erik Walsh provides financial institutions key takeaways from the SEC's proposed climate risk disclosure rules and how those dovetail with the proposed principles on climate risk management announced by the OCC and FDIC.
Sheppard Mullin Richter & Hampton
On April 29, the CFPB filed a proposed order in federal court seeking final judgment against three California-based defendants for engaging in unlawful fee-charging practices and deceptive telemarketing.
Cadwalader, Wickersham & Taft LLP
We have been closely monitoring the sanctions landscape over the last few months. Back in March, we covered the sanctions levied by the United States and other jurisdictions in response to Russia's invasion of Ukraine.
Banking Regulation Comparative Guide for the jurisdiction of United States, check out our comparative guides section to compare across multiple countries
Sheppard Mullin Richter & Hampton
On May 16, the CFPB released a report examining metrics on mortgage servicers' responses to the COVID-19 pandemic.
Sheppard Mullin Richter & Hampton
On May 10, Treasury Secretary Janet Yellen presented the Financial Stability Oversight Council (FSOC) Annual Report before the Senate Banking Committee about the...
Cadwalader, Wickersham & Taft LLP
One aspect of NAV loans that lenders often focus on is the risk of "bad acts" by a borrower with respect to the investments that underpin the loans.
Blue J Legal
Common law debt-equity characterization depends on the synthesis of more than a dozen factual and circumstantial elements.
Cooley LLP
Cooley advised Kriya Therapeutics, a fully integrated gene therapy company pioneering novel technologies and therapeutics, on its $270 Million Series C financing round.
Mayer Brown
It is common knowledge that 2022 is off to a difficult start for the stock market – the S&P and NASDAQ are posting stomach-clenching declines.
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