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FINRA filed a proposed rule change to extend its current pilot program for reviews of clearly erroneous transactions in exchange-listed securities until April 20, 2020.
within Intellectual Property, Government, Public Sector, Food, Drugs, Healthcare and Life Sciences topic(s)
with readers working within the Consumer Industries industries
FINRA filed a proposed rule change to extend its
current pilot program for reviews of clearly erroneous transactions
in exchange-listed securities until April 20, 2020. The current
pilot program is due to expire on October 18, 2019. The proposed
change is effective immediately.
FINRA stated that extending the pilot program under FINRA Rule 11892 will provide the agency and
other national securities exchanges more time to consider a
permanent rule proposal.
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